Steven M Chapman
CIK 1238885 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 21, 2020 · Latest: Jan. 21, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 51 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
51 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 2, 2017 | CMI | S 10b5-1 | 6,540 | $163.00 | $1,066,020 | 10,502 Direct | -38.38% | Disposed | 267.4% (price as of 2026-08-21) |
| Dec. 1, 2016 | CMI | S 10b5-1 | 3,000 | $145.00 | $435,000 | 9,369 Direct | -24.25% | Disposed | 313.0% (price as of 2026-08-21) |
| Nov. 9, 2016 | CMI | S 10b5-1 | 3,000 | $135.00 | $405,000 | 12,369 Direct | -19.52% | Disposed | 343.6% (price as of 2026-08-21) |
| Aug. 5, 2016 | CMI | S 10b5-1 | 3,000 | $125.00 | $375,000 | 20,270 Direct | -12.89% | Disposed | 379.1% (price as of 2026-08-21) |
| Feb. 24, 2014 | CMI | S 10b5-1 | 4,500 | $145.00 | $652,500 | 15,286 Direct | -22.74% | Disposed | 313.0% (price as of 2026-08-21) |
| Sept. 10, 2013 | CMI | S 10b5-1 | 4,500 | $130.03 | $585,135 | 19,786 Direct | -18.53% | Disposed | 360.6% (price as of 2026-08-21) |
| May 24, 2013 | CMI | S | 9,930 | $116.03 | $1,152,178 | 29,460 Direct | -25.21% | Disposed | 416.1% (price as of 2026-08-21) |
| Feb. 3, 2012 | CMI | S 10b5-1 | 5,000 | $120.00 | $600,000 | 27,896 Direct | -15.20% | Disposed | 399.1% (price as of 2026-08-21) |
| Feb. 2, 2012 | CMI | S 10b5-1 | 5,000 | $112.00 | $560,000 | 32,896 Direct | -13.19% | Disposed | 434.7% (price as of 2026-08-21) |
| Jan. 30, 2012 | CMI | S 10b5-1 | 5,000 | $104.75 | $523,750 | 37,896 Direct | -11.66% | Disposed | 471.7% (price as of 2026-08-21) |
| May 10, 2010 | CMI | S | 15,000 | $71.32 | $1,069,800 | 32,116 Direct | -31.84% | Disposed | 739.7% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 300 | $47.47 | $14,241 | 61,745 Direct | -0.48% | Disposed | 1161.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 300 | $47.56 | $14,268 | 62,945 Direct | -0.47% | Disposed | 1159.2% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.44 | $9,488 | 63,545 Direct | -0.31% | Disposed | 1162.4% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.49 | $9,498 | 63,745 Direct | -0.31% | Disposed | 1161.0% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.54 | $9,508 | 63,945 Direct | -0.31% | Disposed | 1159.7% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.58 | $9,516 | 64,345 Direct | -0.31% | Disposed | 1158.7% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.58 | $9,516 | 64,145 Direct | -0.31% | Disposed | 1158.7% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.59 | $9,518 | 64,545 Direct | -0.31% | Disposed | 1158.4% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.60 | $9,520 | 64,945 Direct | -0.31% | Disposed | 1158.1% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.60 | $9,520 | 64,745 Direct | -0.31% | Disposed | 1158.1% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 200 | $47.61 | $9,522 | 65,145 Direct | -0.31% | Disposed | 1157.9% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.41 | $4,741 | 65,345 Direct | -0.15% | Disposed | 1163.2% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.42 | $4,742 | 65,445 Direct | -0.15% | Disposed | 1162.9% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.43 | $4,743 | 65,645 Direct | -0.15% | Disposed | 1162.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.43 | $4,743 | 65,545 Direct | -0.15% | Disposed | 1162.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.43 | $4,743 | 65,745 Direct | -0.15% | Disposed | 1162.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.44 | $4,744 | 65,845 Direct | -0.15% | Disposed | 1162.4% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.45 | $4,745 | 65,945 Direct | -0.15% | Disposed | 1162.1% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.46 | $4,746 | 66,045 Direct | -0.15% | Disposed | 1161.8% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.48 | $4,748 | 66,145 Direct | -0.15% | Disposed | 1161.3% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.49 | $4,749 | 66,245 Direct | -0.15% | Disposed | 1161.0% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.50 | $4,750 | 66,345 Direct | -0.15% | Disposed | 1160.8% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.50 | $4,750 | 66,445 Direct | -0.15% | Disposed | 1160.8% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.51 | $4,751 | 66,545 Direct | -0.15% | Disposed | 1160.5% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.55 | $4,755 | 66,645 Direct | -0.15% | Disposed | 1159.5% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.56 | $4,756 | 66,745 Direct | -0.15% | Disposed | 1159.2% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.57 | $4,757 | 66,845 Direct | -0.15% | Disposed | 1158.9% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.62 | $4,762 | 66,945 Direct | -0.15% | Disposed | 1157.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.62 | $4,762 | 67,045 Direct | -0.15% | Disposed | 1157.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 100 | $47.62 | $4,762 | 67,145 Direct | -0.15% | Disposed | 1157.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 1,200 | $47.58 | $57,096 | 52,245 Direct | -2.25% | Disposed | 1158.7% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 900 | $47.48 | $42,732 | 53,445 Direct | -1.66% | Disposed | 1161.3% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 800 | $47.49 | $37,992 | 54,345 Direct | -1.45% | Disposed | 1161.0% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 700 | $47.43 | $33,201 | 55,145 Direct | -1.25% | Disposed | 1162.6% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 700 | $47.57 | $33,299 | 55,845 Direct | -1.24% | Disposed | 1158.9% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 600 | $47.46 | $28,476 | 56,545 Direct | -1.05% | Disposed | 1161.8% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 500 | $47.46 | $23,730 | 57,145 Direct | -0.87% | Disposed | 1161.8% (price as of 2026-08-21) |
| Aug. 7, 2009 | CMI | S | 500 | $47.61 | $23,805 | 57,645 Direct | -0.86% | Disposed | 1157.9% (price as of 2026-08-21) |
Showing latest 100 of 185 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 28, 2023 | AXTA | Restricted Stock Units | Common Shares (6,711) | — | — | 6,711 | Acquired |
| Feb. 15, 2023 | AXTA | Restricted Stock Units | Common Shares (6,939) | — | — | 6,939 | Disposed |
| March 3, 2022 | AXTA | Restricted Stock Units | Common Shares (7,208) | — | — | 7,208 | Disposed |
| Feb. 15, 2022 | AXTA | Restricted Stock Units | Common Shares (6,939) | — | — | 6,939 | Acquired |
| July 21, 2021 | AXTA | Restricted Stock Units | Common Shares (3,925) | — | — | 3,925 | Disposed |
| March 3, 2021 | AXTA | Restricted Stock Units | Common Shares (7,208) | — | — | 7,208 | Acquired |
| July 21, 2020 | AXTA | Restricted Stock Units | Common Shares (3,925) | — | — | 3,925 | Acquired |
| April 4, 2019 | CMI | Stock Option (Right-to-Buy) | Common (13,570) | $163.43 | April 4, 2029 | 13,570 | Acquired |
| April 3, 2018 | CMI | Stock Option (Right-to-Buy) | Common (9,560) | $160.10 | April 3, 2028 | 9,560 | Acquired |
| May 2, 2017 | CMI | Stock Option (Right-to-Buy) | Common (6,540) | $58.12 | March 1, 2020 | 6,540 | Disposed |
| May 1, 2017 | CMI | Stock Option (Right-to-Buy) | Common (13,760) | $149.72 | April 3, 2027 | 13,760 | Acquired |
| April 4, 2016 | CMI | Stock Option (Right-to-Buy) | Common (21,350) | $109.09 | April 4, 2026 | 21,350 | Acquired |
| April 2, 2015 | CMI | Stock Option (Right-to-Buy) | Common (9,830) | $136.82 | April 2, 2025 | 9,830 | Acquired |
| April 2, 2014 | CMI | Stock Option (Right-to-Buy) | Common (7,120) | $149.34 | April 2, 2024 | 7,120 | Acquired |
| May 24, 2013 | CMI | Stock Option (Right-to-Buy) | Common (9,930) | $19.42 | March 2, 2019 | 9,930 | Disposed |
| April 2, 2013 | CMI | Stock Option (Right-to-Buy) | Common (8,110) | $111.84 | April 2, 2023 | 8,110 | Acquired |
| April 2, 2012 | CMI | Stock Option (Right-to-Buy) | Common (6,250) | $120.28 | April 2, 2022 | 6,250 | Acquired |
| May 2, 2011 | CMI | Stock Option (Right-to-Buy) | Common (5,540) | $119.77 | May 2, 2021 | 5,540 | Acquired |
| March 1, 2010 | CMI | Stock Option (Right-to-Buy) | Common (6,540) | $58.12 | March 1, 2020 | 6,540 | Acquired |
| March 2, 2009 | CMI | Stock Option (Right-to-Buy) | Common (9,930) | $19.42 | March 2, 2019 | 9,930 | Acquired |
| Aug. 10, 2005 | CMI | Stock Option (Right-to-Buy) | Common (6,600) | $48.05 | Feb. 10, 2013 | 6,600 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (5,700) | $55.69 | Feb. 10, 2008 | 5,700 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (5,400) | $53.00 | Feb. 10, 2007 | 5,400 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (5,100) | $29.16 | Sept. 21, 2011 | 5,100 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (3,300) | $40.63 | July 8, 2006 | 3,300 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (2,000) | $39.00 | Dec. 12, 2005 | 2,000 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (2,000) | $52.88 | Feb. 11, 2007 | 2,000 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (2,000) | $52.88 | Feb. 11, 2007 | 2,000 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (2,000) | $52.88 | Feb. 11, 2007 | 2,000 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (1,250) | $60.84 | Oct. 29, 2007 | 1,250 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (150) | $31.56 | Sept. 25, 2010 | 150 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (7,300) | $41.19 | Feb. 9, 2009 | 7,300 | Disposed |
| April 6, 2004 | CMI | Stock Option (Right-to-Buy) | Common (7,200) | $37.31 | Feb. 8, 2010 | 7,200 | Disposed |
| April 5, 2004 | CMI | Stock Option (Right-to-Buy) | Common (20,000) | $37.63 | Jan. 2, 2011 | 20,000 | Disposed |
| April 5, 2004 | CMI | Stock Option (Right-to-Buy) | Common (4,250) | $31.56 | Sept. 25, 2010 | 4,250 | Disposed |
| Sept. 16, 2003 | CMI | Stock Option (Right-to-Buy) | Common (6,600) | $48.05 | Feb. 10, 2013 | 6,600 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).