Steven M Raney

Insider

First SEC filing: Dec. 3, 2008 · Latest: Dec. 3, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RJF selling July 27, 2026

Insider transactions

0 buys (P) 1 sells (S) Net: $-998,037 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 27, 2026	RJF	S	5,770	$172.97	$998,037	43,046 Direct	-11.82%	Disposed	2.0% (price as of 2026-08-20)
Dec. 15, 2025	RJF	M	3,264	—	—	49,718 Direct	+7.03%	Acquired	(price as of 2026-08-20)
Dec. 15, 2025	RJF	M	1,474	—	—	51,192 Direct	+2.96%	Acquired	(price as of 2026-08-20)
Dec. 15, 2025	RJF	F	547	$163.85	$89,626	50,645 Direct	-1.07%	Disposed	7.7% (price as of 2026-08-20)
Dec. 15, 2025	RJF	F	705	$163.85	$115,514	49,940 Direct	-1.39%	Disposed	7.7% (price as of 2026-08-20)
Dec. 15, 2025	RJF	F	1,207	$163.85	$197,767	48,733 Direct	-2.42%	Disposed	7.7% (price as of 2026-08-20)
Dec. 15, 2025	RJF	M	3,264	—	—	2,176 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2025	RJF	A	3,661	—	—	3,661 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2025	RJF	M	1,474	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2025	RJF	A	1,488	—	—	1,488 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2025	RJF	A	1,908	—	—	46,415 Direct	+4.29%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	1,500	—	—	43,851 Direct	+3.54%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	1,264	—	—	45,115 Direct	+2.88%	Acquired	(price as of 2026-08-20)
Nov. 30, 2025	RJF	F	278	$156.54	$43,518	44,837 Direct	-0.62%	Disposed	12.7% (price as of 2026-08-20)
Nov. 30, 2025	RJF	F	330	$156.54	$51,658	44,507 Direct	-0.74%	Disposed	12.7% (price as of 2026-08-20)
Nov. 30, 2025	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2025	RJF	M	1,264	—	—	1,264 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2025	RJF	G	1,611	—	—	42,351 Direct	-3.66%	Disposed	(price as of 2026-08-20)
Jan. 2, 2025	RJF	F	541	$155.33	$84,034	43,843 Direct	-1.22%	Disposed	13.6% (price as of 2026-08-20)
Dec. 15, 2024	RJF	M	1,452	—	—	44,921 Direct	+3.34%	Acquired	(price as of 2026-08-20)
Dec. 15, 2024	RJF	F	537	$160.49	$86,183	44,384 Direct	-1.20%	Disposed	9.9% (price as of 2026-08-20)
Dec. 15, 2024	RJF	M	1,452	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 13, 2024	RJF	A	3,741	—	—	3,741 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2024	RJF	A	1,325	—	—	1,325 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 2, 2024	RJF	S	3,709	$167.39	$620,850	43,432 Direct	-7.87%	Disposed	5.4% (price as of 2026-08-20)
Nov. 30, 2024	RJF	M	3,793	—	—	47,225 Direct	+8.73%	Acquired	(price as of 2026-08-20)
Nov. 30, 2024	RJF	M	1,500	—	—	48,725 Direct	+3.18%	Acquired	(price as of 2026-08-20)
Nov. 30, 2024	RJF	F	449	$169.28	$76,007	48,276 Direct	-0.92%	Disposed	4.2% (price as of 2026-08-20)
Nov. 30, 2024	RJF	F	1,135	$169.28	$192,133	47,141 Direct	-2.35%	Disposed	4.2% (price as of 2026-08-20)
Nov. 30, 2024	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2024	RJF	M	3,793	—	—	2,528 Direct	-60.01%	Disposed	(price as of 2026-08-20)
Nov. 29, 2024	RJF	S	671	$170.10	$114,137	54,073 Direct	-1.23%	Disposed	3.7% (price as of 2026-08-20)
Nov. 29, 2024	RJF	G	1,176	—	—	52,897 Direct	-2.17%	Disposed	(price as of 2026-08-20)
Nov. 29, 2024	RJF	S	9,465	$169.59	$1,605,169	43,432 Direct	-17.89%	Disposed	4.0% (price as of 2026-08-20)
Nov. 25, 2024	RJF	A	2,462	—	—	54,744 Direct	+4.71%	Acquired	(price as of 2026-08-20)
Nov. 22, 2024	RJF	M	1,500	—	—	52,612 Direct	+2.93%	Acquired	(price as of 2026-08-20)
Nov. 22, 2024	RJF	F	330	$163.78	$54,047	52,282 Direct	-0.63%	Disposed	7.7% (price as of 2026-08-20)
Nov. 22, 2024	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 26, 2024	RJF	S	4,174	$121.01	$505,096	51,009 Direct	-7.56%	Disposed	45.8% (price as of 2026-08-20)
Jan. 2, 2024	RJF	F	487	$111.50	$54,300	55,131 Direct	-0.88%	Disposed	58.2% (price as of 2026-08-20)
Dec. 15, 2023	RJF	M	1,476	—	—	57,094 Direct	+2.65%	Acquired	(price as of 2026-08-20)
Dec. 15, 2023	RJF	F	546	$110.88	$60,540	56,548 Direct	-0.96%	Disposed	59.1% (price as of 2026-08-20)
Dec. 15, 2023	RJF	S	930	$110.42	$102,691	55,618 Direct	-1.64%	Disposed	59.7% (price as of 2026-08-20)
Dec. 15, 2023	RJF	A	5,411	—	—	5,411 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2023	RJF	M	1,476	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2023	RJF	A	1,691	—	—	1,691 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 4, 2023	RJF	G	1,404	—	—	55,560 Direct	-2.46%	Disposed	(price as of 2026-08-20)
Dec. 1, 2023	RJF	S	5,531	$106.84	$590,932	56,964 Direct	-8.85%	Disposed	65.1% (price as of 2026-08-20)
Nov. 30, 2023	RJF	M	4,500	—	—	63,769 Direct	+7.59%	Acquired	(price as of 2026-08-20)
Nov. 30, 2023	RJF	F	1,274	$103.75	$132,178	62,495 Direct	-2.00%	Disposed	70.0% (price as of 2026-08-20)
Nov. 30, 2023	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2023	RJF	M	1,500	—	—	59,634 Direct	+2.58%	Acquired	(price as of 2026-08-20)
Nov. 29, 2023	RJF	F	365	$102.73	$37,496	59,269 Direct	-0.61%	Disposed	71.7% (price as of 2026-08-20)
Nov. 29, 2023	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2023	RJF	M	1,500	—	—	56,250 Direct	+2.74%	Acquired	(price as of 2026-08-20)
Nov. 22, 2023	RJF	F	330	$104.27	$34,409	55,920 Direct	-0.59%	Disposed	69.2% (price as of 2026-08-20)
Nov. 22, 2023	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2023	RJF	A	2,214	—	—	56,964 Direct	+4.04%	Acquired	(price as of 2026-08-20)
Jan. 3, 2023	RJF	F	569	$106.11	$60,377	54,566 Direct	-1.03%	Disposed	66.2% (price as of 2026-08-20)
Dec. 15, 2022	RJF	S	5,577	$107.58	$599,974	56,537 Direct	-8.98%	Disposed	64.0% (price as of 2026-08-20)
Dec. 15, 2022	RJF	G	1,402	—	—	55,135 Direct	-2.48%	Disposed	(price as of 2026-08-20)
Dec. 15, 2022	RJF	A	5,440	—	—	5,440 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2022	RJF	A	1,474	—	—	1,474 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	RJF	M	1,979	—	—	62,846 Direct	+3.25%	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	RJF	F	732	$111.52	$81,633	62,114 Direct	-1.16%	Disposed	58.2% (price as of 2026-08-20)
Dec. 13, 2022	RJF	M	1,979	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2022	RJF	A	2,590	—	—	59,904 Direct	+4.52%	Acquired	(price as of 2026-08-20)
Nov. 30, 2022	RJF	M	1,500	—	—	61,404 Direct	+2.50%	Acquired	(price as of 2026-08-20)
Nov. 30, 2022	RJF	F	590	$116.90	$68,971	60,814 Direct	-0.96%	Disposed	50.9% (price as of 2026-08-20)
Nov. 30, 2022	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2022	RJF	M	1,500	—	—	57,723 Direct	+2.67%	Acquired	(price as of 2026-08-20)
Nov. 29, 2022	RJF	F	409	$115.37	$47,186	57,314 Direct	-0.71%	Disposed	52.9% (price as of 2026-08-20)
Nov. 29, 2022	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 22, 2022	RJF	M	4,500	—	—	57,213 Direct	+8.54%	Acquired	(price as of 2026-08-20)
Nov. 22, 2022	RJF	F	990	$123.52	$122,285	56,223 Direct	-1.73%	Disposed	42.8% (price as of 2026-08-20)
Nov. 22, 2022	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
Jan. 3, 2022	RJF	F	582	$102.86	$59,865	52,531 Direct	-1.10%	Disposed	71.5% (price as of 2026-08-20)
Dec. 15, 2021	RJF	A	1,452	—	—	1,452 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2021	RJF	M	2,084	—	—	53,884 Direct	+4.02%	Acquired	(price as of 2026-08-20)
Dec. 14, 2021	RJF	F	771	$96.40	$74,324	53,113 Direct	-1.43%	Disposed	83.0% (price as of 2026-08-20)
Dec. 14, 2021	RJF	M	2,084	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2021	RJF	S	5,000	$96.12	$480,600	52,800 Direct	-8.65%	Disposed	83.5% (price as of 2026-08-20)
Dec. 2, 2021	RJF	G	1,000	—	—	51,800 Direct	-1.89%	Disposed	(price as of 2026-08-20)
Dec. 2, 2021	RJF	A	6,321	—	—	6,321 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 1, 2021	RJF	A	2,647	—	—	57,737 Direct	+4.80%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	54,320 Direct	+2.84%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	55,820 Direct	+2.76%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	RJF	F	365	$98.29	$35,876	55,455 Direct	-0.65%	Disposed	79.5% (price as of 2026-08-20)
Nov. 30, 2021	RJF	F	365	$98.29	$35,876	55,090 Direct	-0.66%	Disposed	79.5% (price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2021	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 29, 2021	RJF	M	4,500	—	—	53,915 Direct	+9.11%	Acquired	(price as of 2026-08-20)
Nov. 29, 2021	RJF	F	1,095	$100.57	$110,124	52,820 Direct	-2.03%	Disposed	75.4% (price as of 2026-08-20)
Nov. 29, 2021	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-20)
May 10, 2021	RJF	S	370	$136.07	$50,346	34,530 Direct	-1.06%	Disposed	94.4% (price as of 2026-08-20)
May 10, 2021	RJF	S	1,630	$135.74	$221,256	32,900 Direct	-4.72%	Disposed	94.9% (price as of 2026-08-20)
Jan. 4, 2021	RJF	F	363	$94.03	$34,133	34,849 Direct	-1.03%	Disposed	181.4% (price as of 2026-08-20)
Dec. 15, 2020	RJF	M	981	—	—	39,372 Direct	+2.56%	Acquired	(price as of 2026-08-20)
Dec. 15, 2020	RJF	F	386	$93.49	$36,087	38,986 Direct	-0.98%	Disposed	183.0% (price as of 2026-08-20)
Dec. 15, 2020	RJF	S	3,224	$93.64	$301,895	35,762 Direct	-8.27%	Disposed	182.6% (price as of 2026-08-20)

Showing latest 100 of 262 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2025	RJF	Restricted Stock Units	Common Stock (3,264)	—	Dec. 15, 2027	3,264	Disposed
Dec. 15, 2025	RJF	Restricted Stock Units	Common Stock (3,661)	—	Dec. 15, 2030	3,661	Acquired
Dec. 15, 2025	RJF	Restricted Stock Units	Common Stock (1,474)	—	Dec. 15, 2025	1,474	Disposed
Dec. 15, 2025	RJF	Restricted Stock Units	Common Stock (1,488)	—	Dec. 15, 2028	1,488	Acquired
Nov. 30, 2025	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2025	1,500	Disposed
Nov. 30, 2025	RJF	Restricted Stock Units	Common Stock (1,264)	—	Nov. 30, 2026	1,264	Disposed
Dec. 15, 2024	RJF	Restricted Stock Units	Common Stock (1,452)	—	Dec. 15, 2024	1,452	Disposed
Dec. 13, 2024	RJF	Restricted Stock Units	Common Stock (3,741)	—	Dec. 15, 2029	3,741	Acquired
Dec. 13, 2024	RJF	Restricted Stock Units	Common Stock (1,325)	—	Dec. 15, 2027	1,325	Acquired
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2025	1,500	Disposed
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (3,793)	—	Nov. 30, 2026	3,793	Disposed
Nov. 22, 2024	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 22, 2024	1,500	Disposed
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (5,411)	—	Dec. 15, 2028	5,411	Acquired
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (1,476)	—	Dec. 15, 2023	1,476	Disposed
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (1,691)	—	Dec. 15, 2026	1,691	Acquired
Nov. 30, 2023	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 30, 2025	4,500	Disposed
Nov. 29, 2023	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 29, 2023	1,500	Disposed
Nov. 22, 2023	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 22, 2024	1,500	Disposed
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (5,440)	—	Dec. 15, 2027	5,440	Acquired
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (1,474)	—	Dec. 15, 2025	1,474	Acquired
Dec. 13, 2022	RJF	Restricted Stock Units	Common Stock (1,979)	—	Dec. 13, 2022	1,979	Disposed
Nov. 30, 2022	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2022	1,500	Disposed
Nov. 29, 2022	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 29, 2023	1,500	Disposed
Nov. 22, 2022	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 22, 2024	4,500	Disposed
Dec. 15, 2021	RJF	Restricted Stock Units	Common Stock (1,452)	—	Dec. 15, 2024	1,452	Acquired
Dec. 14, 2021	RJF	Restricted Stock Units	Common Stock (2,084)	—	Dec. 14, 2021	2,084	Disposed
Dec. 2, 2021	RJF	Restricted Stock Units	Common Stock (6,321)	—	Nov. 30, 2026	6,321	Acquired
Nov. 30, 2021	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2021	1,500	Disposed
Nov. 30, 2021	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2022	1,500	Disposed
Nov. 29, 2021	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 29, 2023	4,500	Disposed
Dec. 15, 2020	RJF	Restricted Stock Units	Common Stock (981)	—	Dec. 15, 2020	981	Disposed
Dec. 15, 2020	RJF	Restricted Stock Units	Common Stock (984)	—	Dec. 15, 2023	984	Acquired
Dec. 3, 2020	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2025	5,000	Acquired
Nov. 30, 2020	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 30, 2021	1,000	Disposed
Nov. 30, 2020	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 30, 2022	3,000	Disposed
Nov. 18, 2020	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 18, 2020	1,000	Disposed
Dec. 15, 2019	RJF	Restricted Stock Units	Common Stock (896)	—	Dec. 15, 2019	896	Disposed
Dec. 13, 2019	RJF	Restricted Stock Units	Common Stock (1,319)	—	Dec. 13, 2022	1,319	Acquired
Nov. 30, 2019	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 30, 2021	3,000	Disposed
Nov. 27, 2019	RJF	Employee Stock Option (right to buy)	Common Stock (1,802)	$55.49	Nov. 20, 2021	1,802	Disposed
Nov. 26, 2019	RJF	Employee Stock Option (right to buy)	Common Stock (698)	$55.49	Nov. 20, 2021	698	Disposed
Nov. 22, 2019	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 22, 2024	5,000	Acquired
Nov. 18, 2019	RJF	Restricted Stock Units	Common Stock (1,000)	—	Nov. 18, 2020	1,000	Disposed
May 6, 2019	RJF	Employee Stock Option (Right to buy)	Common Stock (2,500)	$55.49	Nov. 20, 2021	2,500	Disposed
May 6, 2019	RJF	Employee Stock Option (Right to buy)	Common Stock (2,500)	$48.20	Nov. 21, 2020	2,500	Disposed
Dec. 15, 2018	RJF	Restricted Stock Units	Common Stock (861)	—	Dec. 15, 2018	861	Disposed
Dec. 14, 2018	RJF	Restricted Stock Units	Common Stock (1,389)	—	Dec. 14, 2021	1,389	Acquired
Nov. 29, 2018	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 29, 2023	5,000	Acquired
Nov. 18, 2018	RJF	Restricted Stock Units	Common Stock (3,000)	—	Nov. 18, 2020	3,000	Disposed
Dec. 15, 2017	RJF	Restricted Stock Units	Common Stock (776)	—	Dec. 15, 2017	776	Disposed
Dec. 15, 2017	RJF	Restricted Stock Units	Common Stock (981)	—	Dec. 15, 2020	981	Acquired
Nov. 30, 2017	RJF	Employee Stock Option (right to buy)	Common Stock (7,500)	$55.49	Nov. 20, 2021	7,500	Disposed
Nov. 30, 2017	RJF	Employee Stock Option (right to buy)	Common Stock (2,500)	$48.20	Nov. 21, 2020	2,500	Disposed
Nov. 30, 2017	RJF	Employee Stock Option (right to buy)	Common Stock (2,500)	$37.87	Nov. 29, 2019	2,500	Disposed
Nov. 30, 2017	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2022	5,000	Acquired
Feb. 21, 2017	RJF	Employee Stock Option (right to buy)	Common Stock (7,500)	$48.20	Nov. 21, 2020	7,500	Disposed
Dec. 15, 2016	RJF	Restricted Stock Units	Common Stock (896)	—	Dec. 15, 2019	896	Acquired
Dec. 13, 2016	RJF	Restricted Stock Units	Common Stock (717)	—	Dec. 13, 2016	717	Disposed
Dec. 7, 2016	RJF	Employee Stock Option (right to buy)	Common Stock (10,000)	$37.87	Nov. 29, 2019	10,000	Disposed
Dec. 7, 2016	RJF	Employee Stock Option (right to buy)	Common Stock (1,310)	$27.10	Jan. 22, 2017	1,310	Disposed
Dec. 6, 2016	RJF	Employee Stock Option (right to buy)	Common Stock (3,690)	$27.10	Jan. 22, 2017	3,690	Disposed
Nov. 30, 2016	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 30, 2021	5,000	Acquired
Dec. 15, 2015	RJF	Restricted Stock Units	Common Stock (861)	—	Dec. 15, 2018	861	Acquired
Dec. 14, 2015	RJF	Restricted Stock Units	Common Stock (534)	—	Dec. 14, 2015	534	Disposed
Dec. 14, 2015	RJF	Employee Stock Option (right to buy)	Common Stock (5,000)	$27.10	Jan. 22, 2017	5,000	Disposed
Nov. 18, 2015	RJF	Restricted Stock Units	Common Stock (5,000)	—	Nov. 18, 2020	5,000	Acquired
March 6, 2015	RJF	Employee Stock Option (right to buy)	Common Stock (1,627)	$25.28	Jan. 24, 2016	1,627	Disposed
March 6, 2015	RJF	Employee Stock Option (right to buy)	Common Stock (15,000)	$27.10	Jan. 22, 2017	15,000	Disposed
March 5, 2015	RJF	Employee Stock Option (right to buy)	Common Stock (2,328)	$25.28	Jan. 24, 2016	2,328	Disposed
Dec. 15, 2014	RJF	Restricted Stock Units	Common Stock (776)	—	Dec. 15, 2017	776	Acquired
Dec. 15, 2014	RJF	Restricted Stock Units	Common Stock (687)	—	Dec. 15, 2014	687	Disposed
Nov. 26, 2014	RJF	Employee Stock Option (right to buy)	Common Stock (3,955)	$25.28	Jan. 24, 2016	3,955	Disposed
Nov. 26, 2014	RJF	Employee Stock Option (right to buy)	Common Stock (200)	$25.28	Jan. 24, 2015	200	Disposed
Nov. 20, 2014	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$55.49	Nov. 20, 2021	12,500	Acquired
Dec. 15, 2013	RJF	Restricted Stock Units	Common Stock (391)	—	Dec. 15, 2013	391	Disposed
Dec. 13, 2013	RJF	Restricted Stock Units	Common Stock (717)	—	Dec. 13, 2016	717	Acquired
Nov. 25, 2013	RJF	Employee Stock Option (right to buy)	Common Stock (2,090)	$25.28	Jan. 24, 2016	2,090	Disposed
Nov. 25, 2013	RJF	Employee Stock Option (right to buy)	Common Stock (200)	$25.28	Jan. 24, 2015	200	Disposed
Nov. 21, 2013	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$48.20	Nov. 21, 2020	12,500	Acquired
Dec. 14, 2012	RJF	Restricted Stock Units	Common Stock (534)	—	Dec. 14, 2015	534	Acquired
Dec. 14, 2012	RJF	Performance Restricted Stock Units	Common Stock (533)	—	March 15, 2016	533	Acquired
Nov. 30, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (600)	$25.28	Jan. 24, 2015	600	Disposed
Nov. 30, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (15,000)	$25.28	Jan. 24, 2016	15,000	Disposed
Nov. 29, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$37.87	Nov. 29, 2019	12,500	Acquired
Nov. 27, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (1,500)	$30.44	Jan. 27, 2013	1,500	Disposed
Sept. 5, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (6,000)	$30.44	Jan. 27, 2013	6,000	Disposed
Dec. 15, 2011	RJF	Restricted Stock Units	Common Stock (687)	—	Dec. 15, 2014	687	Acquired
Nov. 22, 2011	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$27.10	Jan. 22, 2017	25,000	Acquired
Dec. 15, 2010	RJF	Restricted Stock Units	Common Stock (391)	—	Dec. 15, 2013	391	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Jan. 24, 2016	25,000	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (1,000)	$25.28	Jan. 24, 2015	1,000	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Nov. 24, 2015	25,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 3, 2008	RJF	Common Stock	10,628	Direct
Jan. 3, 2008	RJF	Common Stock	56	Indirect
Jan. 3, 2008	RJF	Employee Stock Option (right to buy)→ Common Stock	—	Direct