Steven P Novak
First SEC filing: Nov. 26, 2003 · Latest: Nov. 26, 2003
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 3, 2026 | OXSQ | S | 5,000 | $1.36 | $6,800 | 15,001 Indirect | -25.00% | Disposed | -4.4% (price as of ) |
| June 14, 2023 | OXSQ | X | 2,591 | $2.66 | $6,892 | 20,001 Indirect | +14.88% | Acquired | -51.1% (price as of ) |
| June 14, 2023 | OXSQ | X | 5,803 | · | · | 0 Indirect | -100.00% | Disposed | |
| May 18, 2021 | OXSQ | P | 10,000 | $4.88 | $48,800 | 27,410 Direct | +57.44% | Acquired | -73.4% (price as of ) |
| March 11, 2020 | OXSQ | S | 13,130 | $4.03 | $52,914 | 17,410 Indirect | -42.99% | Disposed | -67.7% (price as of ) |
| March 7, 2017 | OXSQ | P | 5,000 | $7.22 | $36,100 | 30,540 Indirect | +19.58% | Acquired | -82.0% (price as of ) |
| Aug. 9, 2016 | OXSQ | P | 5,000 | $6.01 | $30,050 | 25,540 Indirect | +24.34% | Acquired | -78.4% (price as of ) |
| May 20, 2016 | OXSQ | P | 2,000 | $5.26 | $10,520 | 19,474 Indirect | +11.45% | Acquired | -75.3% (price as of ) |
| May 13, 2016 | OXSQ | P | 500 | $5.32 | $2,660 | 16,974 Indirect | +3.04% | Acquired | -75.6% (price as of ) |
| May 13, 2016 | OXSQ | P | 500 | $5.32 | $2,660 | 17,474 Indirect | +2.95% | Acquired | -75.6% (price as of ) |
| May 12, 2016 | OXSQ | P | 1,000 | $5.29 | $5,290 | 15,474 Indirect | +6.91% | Acquired | -75.4% (price as of ) |
| May 12, 2016 | OXSQ | P | 1,000 | $5.27 | $5,270 | 16,474 Indirect | +6.46% | Acquired | -75.3% (price as of ) |
| Nov. 12, 2008 | OXSQ | S | 200 | $2.86 | $572 | 15,678 Indirect | -1.26% | Disposed | -54.5% (price as of ) |
| Nov. 12, 2008 | OXSQ | S | 5,678 | $2.85 | $16,182 | 10,000 Indirect | -36.22% | Disposed | -54.4% (price as of ) |
| June 23, 2008 | OXSQ | P | 841 | $5.20 | $4,373 | 10,965 Indirect | +8.31% | Acquired | -75.0% (price as of ) |
| June 23, 2008 | OXSQ | P | 200 | $5.24 | $1,048 | 11,165 Indirect | +1.82% | Acquired | -75.2% (price as of ) |
| June 23, 2008 | OXSQ | P | 1,800 | $5.25 | $9,450 | 12,965 Indirect | +16.12% | Acquired | -75.2% (price as of ) |
| June 23, 2008 | OXSQ | P | 2,159 | $5.30 | $11,443 | 15,124 Indirect | +16.65% | Acquired | -75.5% (price as of ) |
| June 20, 2008 | OXSQ | P | 2,200 | $5.10 | $11,220 | 5,824 Indirect | +60.71% | Acquired | -74.5% (price as of ) |
| June 20, 2008 | OXSQ | P | 1,500 | $5.07 | $7,605 | 7,324 Indirect | +25.76% | Acquired | -74.4% (price as of ) |
| June 20, 2008 | OXSQ | P | 2,800 | $5.12 | $14,336 | 10,124 Indirect | +38.23% | Acquired | -74.6% (price as of ) |
| June 13, 2008 | OXSQ | X | 947 | $5.20 | $4,924 | 3,624 Direct | +35.38% | Acquired | -75.0% (price as of ) |
| June 13, 2008 | OXSQ | X | 2,675 | · | · | 0 Direct | -100.00% | Disposed | |
| June 13, 2008 | OXSQ | X | 535 | $5.20 | $2,782 | 3,212 Indirect | +19.99% | Acquired | -75.0% (price as of ) |
| June 13, 2008 | OXSQ | X | 2,675 | · | · | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 14, 2023 | OXSQ | Transferable Subscription Rights (right to buy) [F1] | Common Stock | $2.66 | June 14, 2023 | 5,803 | Disposed |
| June 13, 2008 | OXSQ | Subscription Rights [F2] | Common Stock | $5.20 | June 13, 2008 | 2,675 | Disposed |
| June 13, 2008 | OXSQ | Subscription Rights [F1] | Common Stock | $5.20 | June 13, 2008 | 2,675 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 26, 2003 | OXSQ | Common Stock | 2,000 | Indirect |
Holdings reported on Form 4 2 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.