Steven Rose

Insider

First SEC filing: Sept. 21, 2006 · Latest: Sept. 21, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CVLT selling Sept. 26, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 66 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

66 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 4, 2011	CVLT	F	497	$33.68	$16,739	14,121 Direct	-3.40%	Disposed	298.3% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	M	9,205	$11.12	$102,360	21,477 Direct	-30.00%	Disposed	1106.5% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	M	1,875	$23.54	$44,138	3,125 Direct	-37.50%	Disposed	469.9% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	S 10b5-1	9,205	$38.50	$354,392	14,618 Direct	-38.64%	Disposed	248.5% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	S 10b5-1	1,875	$38.50	$72,188	23,823 Direct	-7.30%	Disposed	248.5% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	M	9,205	$11.12	$102,360	25,698 Direct	+55.81%	Acquired	1106.5% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	M	1,875	$23.54	$44,138	16,493 Direct	+12.83%	Acquired	469.9% (price as of 2026-08-20)
Sept. 26, 2011	CVLT	S 10b5-1	751	$38.50	$28,914	14,618 Direct	-4.89%	Disposed	248.5% (price as of 2026-08-20)
Sept. 21, 2011	CVLT	S 10b5-1	800	$38.50	$30,800	15,369 Direct	-4.95%	Disposed	248.5% (price as of 2026-08-20)
Sept. 15, 2011	CVLT	F	292	$35.40	$10,337	16,169 Direct	-1.77%	Disposed	279.0% (price as of 2026-08-20)
July 5, 2011	CVLT	F	455	$44.27	$20,143	16,461 Direct	-2.69%	Disposed	203.0% (price as of 2026-08-20)
June 15, 2011	CVLT	F	295	$37.51	$11,065	16,916 Direct	-1.71%	Disposed	257.7% (price as of 2026-08-20)
May 24, 2011	CVLT	F	255	$37.75	$9,626	17,211 Direct	-1.46%	Disposed	255.4% (price as of 2026-08-20)
May 16, 2011	CVLT	M	30,000	$13.81	$414,300	10,000 Direct	-75.00%	Disposed	871.5% (price as of 2026-08-20)
May 16, 2011	CVLT	M	39,660	$16.99	$673,823	2,644 Direct	-93.75%	Disposed	689.6% (price as of 2026-08-20)
May 16, 2011	CVLT	S	1,599	$38.55	$61,641	17,466 Direct	-8.39%	Disposed	248.0% (price as of 2026-08-20)
May 16, 2011	CVLT	S	30,000	$38.13	$1,143,900	19,065 Direct	-61.14%	Disposed	251.8% (price as of 2026-08-20)
May 16, 2011	CVLT	S	39,660	$38.13	$1,512,236	49,065 Direct	-44.70%	Disposed	251.8% (price as of 2026-08-20)
May 16, 2011	CVLT	M	30,000	$13.81	$414,300	88,725 Direct	+51.09%	Acquired	871.5% (price as of 2026-08-20)
May 16, 2011	CVLT	M	39,660	$16.99	$673,823	58,725 Direct	+208.03%	Acquired	689.6% (price as of 2026-08-20)
April 4, 2011	CVLT	F	603	$39.90	$24,060	19,065 Direct	-3.07%	Disposed	236.2% (price as of 2026-08-20)
March 15, 2011	CVLT	F	241	$33.77	$8,139	19,668 Direct	-1.21%	Disposed	297.3% (price as of 2026-08-20)
Feb. 23, 2011	CVLT	F	243	$34.81	$8,459	19,909 Direct	-1.21%	Disposed	285.4% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	S 10b5-1	9,409	$34.00	$319,906	20,152 Direct	-31.83%	Disposed	294.6% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	M	9,409	$11.12	$104,628	30,682 Direct	-23.47%	Disposed	1106.5% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	M	3,125	$16.53	$51,656	6,875 Direct	-31.25%	Disposed	711.6% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	S 10b5-1	3,125	$34.00	$106,250	29,561 Direct	-9.56%	Disposed	294.6% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	M	9,409	$11.12	$104,628	32,686 Direct	+40.42%	Acquired	1106.5% (price as of 2026-08-20)
Feb. 7, 2011	CVLT	M	3,125	$16.53	$51,656	23,277 Direct	+15.51%	Acquired	711.6% (price as of 2026-08-20)
Jan. 4, 2011	CVLT	F	274	$29.74	$8,149	20,152 Direct	-1.34%	Disposed	351.1% (price as of 2026-08-20)
Dec. 15, 2010	CVLT	F	230	$30.66	$7,052	20,426 Direct	-1.11%	Disposed	337.6% (price as of 2026-08-20)
Nov. 23, 2010	CVLT	F	247	$28.98	$7,158	20,656 Direct	-1.18%	Disposed	362.9% (price as of 2026-08-20)
Nov. 5, 2010	CVLT	M	20,000	$11.70	$234,000	48,001 Direct	-29.41%	Disposed	1046.7% (price as of 2026-08-20)
Nov. 5, 2010	CVLT	M	9,000	$11.12	$100,080	40,091 Direct	-18.33%	Disposed	1106.5% (price as of 2026-08-20)
Nov. 5, 2010	CVLT	S	29,000	$30.10	$872,900	20,903 Direct	-58.11%	Disposed	345.7% (price as of 2026-08-20)
Nov. 5, 2010	CVLT	M	9,000	$11.12	$100,080	49,903 Direct	+22.00%	Acquired	1106.5% (price as of 2026-08-20)
Nov. 5, 2010	CVLT	M	20,000	$11.70	$234,000	40,903 Direct	+95.68%	Acquired	1046.7% (price as of 2026-08-20)
Oct. 14, 2010	CVLT	A	27,619	—	—	27,619 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 14, 2010	CVLT	A	6,138	—	—	8,627 Direct	+246.61%	Acquired	(price as of 2026-08-20)
Oct. 4, 2010	CVLT	F	282	$26.77	$7,549	14,765 Direct	-1.87%	Disposed	401.2% (price as of 2026-08-20)
Sept. 15, 2010	CVLT	F	230	$26.87	$6,180	15,047 Direct	-1.51%	Disposed	399.3% (price as of 2026-08-20)
Aug. 24, 2010	CVLT	F	216	$23.27	$5,026	15,277 Direct	-1.39%	Disposed	476.5% (price as of 2026-08-20)
July 6, 2010	CVLT	F	282	$22.91	$6,461	15,493 Direct	-1.79%	Disposed	485.6% (price as of 2026-08-20)
June 15, 2010	CVLT	F	230	$22.22	$5,111	15,775 Direct	-1.44%	Disposed	503.8% (price as of 2026-08-20)
May 25, 2010	CVLT	F	249	$21.86	$5,443	16,005 Direct	-1.53%	Disposed	513.7% (price as of 2026-08-20)
May 17, 2010	CVLT	S	5,742	$23.58	$135,396	16,254 Direct	-26.10%	Disposed	469.0% (price as of 2026-08-20)
May 14, 2010	CVLT	M	10,000	$11.70	$117,000	68,001 Direct	-12.82%	Disposed	1046.7% (price as of 2026-08-20)
May 14, 2010	CVLT	S	12,195	$23.28	$283,900	21,996 Direct	-35.67%	Disposed	476.3% (price as of 2026-08-20)
May 14, 2010	CVLT	M	10,000	$11.70	$117,000	34,191 Direct	+41.34%	Acquired	1046.7% (price as of 2026-08-20)
April 5, 2010	CVLT	F	1,143	$20.45	$23,374	24,191 Direct	-4.51%	Disposed	556.0% (price as of 2026-08-20)
March 16, 2010	CVLT	F	232	$22.46	$5,211	25,334 Direct	-0.91%	Disposed	497.3% (price as of 2026-08-20)
March 12, 2010	CVLT	M	25,500	$11.70	$298,350	78,001 Direct	-24.64%	Disposed	1046.7% (price as of 2026-08-20)
March 12, 2010	CVLT	S 10b5-1	25,500	$22.45	$572,475	25,566 Direct	-49.94%	Disposed	497.6% (price as of 2026-08-20)
March 12, 2010	CVLT	M	25,500	$11.70	$298,350	51,066 Direct	+99.74%	Acquired	1046.7% (price as of 2026-08-20)
March 11, 2010	CVLT	M	24,500	$11.70	$286,650	103,501 Direct	-19.14%	Disposed	1046.7% (price as of 2026-08-20)
March 11, 2010	CVLT	S 10b5-1	24,500	$22.45	$550,025	25,566 Direct	-48.94%	Disposed	497.6% (price as of 2026-08-20)
March 11, 2010	CVLT	M	24,500	$11.70	$286,650	50,066 Direct	+95.83%	Acquired	1046.7% (price as of 2026-08-20)
Feb. 23, 2010	CVLT	F	244	$22.60	$5,514	25,566 Direct	-0.95%	Disposed	493.6% (price as of 2026-08-20)
Jan. 15, 2010	CVLT	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2009	CVLT	F	230	$22.40	$5,152	25,810 Direct	-0.88%	Disposed	498.9% (price as of 2026-08-20)
Dec. 14, 2009	CVLT	A	13,229	—	—	13,229 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2009	CVLT	A	2,940	—	—	26,040 Direct	+12.73%	Acquired	(price as of 2026-08-20)
Nov. 24, 2009	CVLT	S	238	$21.72	$5,169	23,100 Direct	-1.02%	Disposed	517.7% (price as of 2026-08-20)
Nov. 6, 2009	CVLT	M	2,000	$11.70	$23,400	128,001 Direct	-1.54%	Disposed	1046.7% (price as of 2026-08-20)
Nov. 6, 2009	CVLT	S	2,000	$21.14	$42,280	23,338 Direct	-7.89%	Disposed	534.6% (price as of 2026-08-20)
Nov. 6, 2009	CVLT	M	2,000	$11.70	$23,400	25,338 Direct	+8.57%	Acquired	1046.7% (price as of 2026-08-20)
Sept. 15, 2009	CVLT	S	231	$19.93	$4,604	23,338 Direct	-0.98%	Disposed	573.2% (price as of 2026-08-20)
Aug. 25, 2009	CVLT	S	242	$18.51	$4,479	23,569 Direct	-1.02%	Disposed	624.8% (price as of 2026-08-20)
Aug. 7, 2009	CVLT	S	2,250	$18.37	$41,332	23,811 Direct	-8.63%	Disposed	630.3% (price as of 2026-08-20)
July 15, 2009	CVLT	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2009	CVLT	S	239	$15.70	$3,752	26,061 Direct	-0.91%	Disposed	754.5% (price as of 2026-08-20)
May 26, 2009	CVLT	S	247	$11.76	$2,905	26,300 Direct	-0.93%	Disposed	1040.8% (price as of 2026-08-20)
March 17, 2009	CVLT	S	973	$9.81	$9,545	26,547 Direct	-3.54%	Disposed	1267.6% (price as of 2026-08-20)
Feb. 24, 2009	CVLT	S	252	$10.96	$2,762	27,520 Direct	-0.91%	Disposed	1124.1% (price as of 2026-08-20)
Dec. 12, 2008	CVLT	A	49,091	—	—	49,091 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 12, 2008	CVLT	A	10,909	—	—	28,225 Direct	+63.00%	Acquired	(price as of 2026-08-20)
Nov. 22, 2008	CVLT	S	207	$9.51	$1,969	16,863 Direct	-1.21%	Disposed	1310.7% (price as of 2026-08-20)
Aug. 22, 2008	CVLT	S	246	$16.93	$4,165	17,070 Direct	-1.42%	Disposed	692.4% (price as of 2026-08-20)
Aug. 8, 2008	CVLT	M	3,333	$11.70	$38,996	130,001 Direct	-2.50%	Disposed	1046.7% (price as of 2026-08-20)
Aug. 8, 2008	CVLT	S 10b5-1	3,333	$16.75	$55,828	17,316 Direct	-16.14%	Disposed	701.0% (price as of 2026-08-20)
Aug. 8, 2008	CVLT	M	3,333	$11.70	$38,996	20,649 Direct	+19.25%	Acquired	1046.7% (price as of 2026-08-20)
May 23, 2008	CVLT	S	975	$16.18	$15,776	17,316 Direct	-5.33%	Disposed	729.2% (price as of 2026-08-20)
May 15, 2008	CVLT	M	3,333	$11.70	$38,996	133,334 Direct	-2.44%	Disposed	1046.7% (price as of 2026-08-20)
May 15, 2008	CVLT	S 10b5-1	3,333	$16.75	$55,828	18,291 Direct	-15.41%	Disposed	701.0% (price as of 2026-08-20)
May 15, 2008	CVLT	M	3,333	$11.70	$38,996	21,624 Direct	+18.22%	Acquired	1046.7% (price as of 2026-08-20)
March 14, 2008	CVLT	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 14, 2008	CVLT	A	8,889	—	—	18,291 Direct	+94.54%	Acquired	(price as of 2026-08-20)
Jan. 2, 2008	CVLT	M	3,333	$11.70	$38,996	136,667 Direct	-2.38%	Disposed	1046.7% (price as of 2026-08-20)
Jan. 2, 2008	CVLT	S 10b5-1	3,333	$20.95	$69,826	9,402 Direct	-26.17%	Disposed	540.4% (price as of 2026-08-20)
Jan. 2, 2008	CVLT	M	3,333	$11.70	$38,996	12,735 Direct	+35.45%	Acquired	1046.7% (price as of 2026-08-20)
Sept. 14, 2007	CVLT	M	10,000	$11.70	$117,000	140,000 Direct	-6.67%	Disposed	1046.7% (price as of 2026-08-20)
Sept. 14, 2007	CVLT	S 10b5-1	10,000	$17.98	$179,800	9,402 Direct	-51.54%	Disposed	646.2% (price as of 2026-08-20)
Sept. 14, 2007	CVLT	M	10,000	$11.70	$117,000	19,402 Direct	+106.36%	Acquired	1046.7% (price as of 2026-08-20)
May 22, 2007	CVLT	A	42,304	—	—	42,304 Direct	—	Acquired	(price as of 2026-08-20)
May 22, 2007	CVLT	A	9,401	—	—	9,402 Direct	+940100.00%	Acquired	(price as of 2026-08-20)
April 12, 2007	CVLT	G	1	—	—	1 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 26, 2011	CVLT	Options to Purchase Common Stock [F1]	Common Stock (9,205)	$11.12	Dec. 12, 2018	9,205	Disposed
Sept. 26, 2011	CVLT	Options to Purchase Common Stock [F1]	Common Stock (1,875)	$23.54	Jan. 15, 2020	1,875	Disposed
May 16, 2011	CVLT	Options to Purchase Common Stock	Common Stock (30,000)	$13.81	March 14, 2018	30,000	Disposed
May 16, 2011	CVLT	Options to Purchase Common Stock	Common Stock (39,660)	$16.99	May 22, 2017	39,660	Disposed
Feb. 7, 2011	CVLT	Options to Purchase Common Stock [F1]	Common Stock (9,409)	$11.12	Dec. 12, 2018	9,409	Disposed
Feb. 7, 2011	CVLT	Options to Purchase Common Stock [F1]	Common Stock (3,125)	$16.53	July 15, 2019	3,125	Disposed
Nov. 5, 2010	CVLT	Options to Purchase Common Stock	Common Stock (20,000)	$11.70	April 20, 2016	20,000	Disposed
Nov. 5, 2010	CVLT	Options to Purchase Common Stock	Common Stock (9,000)	$11.12	Dec. 11, 2018	9,000	Disposed
Oct. 14, 2010	CVLT	Options to Purchase Common Stock	Common Stock (27,619)	$26.83	Oct. 14, 2020	27,619	Acquired
May 14, 2010	CVLT	Options to Purchase Common Stock	Common Stock (10,000)	$11.70	April 20, 2016	10,000	Disposed
March 12, 2010	CVLT	Options to Purchase Common Stock [F1]	Common Stock (25,500)	$11.70	April 20, 2016	25,500	Disposed
March 11, 2010	CVLT	Options to Purchase Common Stock [F1]	Common Stock (24,500)	$11.70	April 20, 2016	24,500	Disposed
Jan. 15, 2010	CVLT	Options to Purchase Common Stock	Common Stock (5,000)	$23.54	Jan. 15, 2020	5,000	Acquired
Dec. 14, 2009	CVLT	Options to Purchase Common Stock	Common Stock (13,229)	$22.59	Dec. 14, 2019	13,229	Acquired
Nov. 6, 2009	CVLT	Options to Purchase Common Stock	Common Stock (2,000)	$11.70	April 20, 2016	2,000	Disposed
July 15, 2009	CVLT	Options to Purchase Common Stock	Common Stock (10,000)	$16.53	July 15, 2019	10,000	Acquired
Dec. 12, 2008	CVLT	Options to Purchase Common Stock	Common Stock (49,091)	$11.12	Dec. 12, 2018	49,091	Acquired
Aug. 8, 2008	CVLT	Options to Purchase Common Stock [F1]	Common Stock (3,333)	$11.70	April 20, 2016	3,333	Disposed
May 15, 2008	CVLT	Options to Purchase Common Stock [F1]	Common Stock (3,333)	$11.70	April 20, 2016	3,333	Disposed
March 14, 2008	CVLT	Options to Purchase Common Stock	Common Stock (40,000)	$13.81	March 14, 2018	40,000	Acquired
Jan. 2, 2008	CVLT	Options to Purchase Common Stock [F1]	Common Stock (3,333)	$11.70	April 20, 2016	3,333	Disposed
Sept. 14, 2007	CVLT	Options to Purchase Common Stock [F1]	Common Stock (10,000)	$11.70	April 20, 2016	10,000	Disposed
May 22, 2007	CVLT	Options to Purchase Common Stock	Common Stock (42,304)	$16.99	May 22, 2017	42,304	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 21, 2006	CVLT	Stock Option (Right to Buy)→ Common Stock (150,000)	150,000	Direct