Steven W. Etzel

CIK 1417866 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 13, 2007 · Latest: Nov. 13, 2007

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 72 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

72 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 11, 2020 ROK S 10b5-1 61 $245.13 $14,953 8,959 Direct -0.68% Disposed 77.3% (price as of 2026-08-20)
Dec. 9, 2020 ROK S 10b5-1 33 $250.96 $8,282 9,165 Direct -0.36% Disposed 73.1% (price as of 2026-08-20)
Dec. 9, 2020 ROK S 10b5-1 145 $249.55 $36,185 9,020 Direct -1.58% Disposed 74.1% (price as of 2026-08-20)
Nov. 2, 2020 ROK S 10b5-1 60 $244.98 $14,699 8,863 Direct -0.67% Disposed 77.4% (price as of 2026-08-20)
Aug. 6, 2020 ROK S 900 $222.19 $199,971 8,923 Direct -9.16% Disposed 95.6% (price as of 2026-08-20)
May 28, 2020 ROK S 1,700 $218.26 $371,042 8,923 Direct -16.00% Disposed 99.1% (price as of 2026-08-20)
May 20, 2020 ROK S 1,200 $205.50 $246,600 8,923 Direct -11.85% Disposed 111.4% (price as of 2026-08-20)
Feb. 5, 2020 ROK S 2,480 $204.09 $506,143 8,923 Direct -21.75% Disposed 112.9% (price as of 2026-08-20)
Dec. 12, 2019 ROK S 10b5-1 70 $202.86 $14,200 9,203 Direct -0.75% Disposed 114.2% (price as of 2026-08-20)
Dec. 9, 2019 ROK S 10b5-1 164 $198.91 $32,621 9,273 Direct -1.74% Disposed 118.5% (price as of 2026-08-20)
Nov. 14, 2019 ROK S 4,900 $198.17 $971,033 9,063 Direct -35.09% Disposed 119.3% (price as of 2026-08-20)
Dec. 4, 2018 ROK S 10b5-1 645 $175.90 $113,456 8,483 Direct -7.07% Disposed 147.0% (price as of 2026-08-20)
July 31, 2018 ROK S 1,400 $187.68 $262,752 7,268 Direct -16.15% Disposed 131.5% (price as of 2026-08-20)
Dec. 4, 2017 ROK S 10b5-1 514 $190.75 $98,046 7,223 Direct -6.64% Disposed 127.8% (price as of 2026-08-20)
Aug. 2, 2017 ROK S 2,100 $165.43 $347,403 6,465 Direct -24.52% Disposed 162.7% (price as of 2026-08-20)
May 15, 2017 ROK S 3,000 $158.54 $475,620 6,465 Direct -31.70% Disposed 174.1% (price as of 2026-08-20)
Dec. 5, 2016 ROK S 10b5-1 91 $135.95 $12,371 6,405 Direct -1.40% Disposed 219.6% (price as of 2026-08-20)
Nov. 16, 2016 ROK S 2,100 $132.98 $279,258 6,486 Direct -24.46% Disposed 226.8% (price as of 2026-08-20)
Oct. 21, 2016 ROK S 10b5-1 2,000 $125.46 $250,920 6,486 Direct -23.57% Disposed 246.3% (price as of 2026-08-20)
Sept. 30, 2016 ROK S 10b5-1 700 $120.47 $84,329 7,586 Direct -8.45% Disposed 260.7% (price as of 2026-08-20)
Sept. 30, 2016 ROK S 10b5-1 800 $122.02 $97,616 6,786 Direct -10.55% Disposed 256.1% (price as of 2026-08-20)
Sept. 30, 2016 ROK S 10b5-1 300 $122.76 $36,828 6,486 Direct -4.42% Disposed 254.0% (price as of 2026-08-20)
Dec. 7, 2015 ROK S 10b5-1 313 $106.46 $33,322 6,651 Direct -4.49% Disposed 308.2% (price as of 2026-08-20)
May 18, 2015 ROK S 2,000 $125.33 $250,660 6,126 Direct -24.61% Disposed 246.7% (price as of 2026-08-20)
May 5, 2015 ROK S 2,000 $121.55 $243,100 6,126 Direct -24.61% Disposed 257.5% (price as of 2026-08-20)
Feb. 12, 2015 ROK S 2,741 $115.58 $316,805 6,266 Direct -30.43% Disposed 276.0% (price as of 2026-08-20)
Dec. 2, 2014 ROK S 244 $116.22 $28,358 7,557 Direct -3.13% Disposed 273.9% (price as of 2026-08-20)
Dec. 2, 2014 ROK S 10b5-1 416 $116.22 $48,348 7,611 Direct -5.18% Disposed 273.9% (price as of 2026-08-20)

Showing latest 100 of 184 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 8, 2020 ROK Performance Shares Common Stock (335) — Dec. 8, 2020 335 Disposed
Nov. 13, 2020 ROK Restricted Stock Units Common Stock (2,510) — — 2,510 Acquired
Oct. 1, 2020 ROK Performance Shares Common Stock (335) — Dec. 8, 2020 335 Acquired
Aug. 6, 2020 ROK Employee stock option (right to buy) Common Stock (900) $108.89 Dec. 4, 2023 900 Disposed
May 28, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (1,700) $108.89 Dec. 4, 2023 1,700 Disposed
May 20, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (1,200) $80.11 Dec. 6, 2022 1,200 Disposed
Feb. 5, 2020 ROK Employee Stock Option (Right to Buy) Common Stock (2,200) $80.11 Dec. 6, 2022 2,200 Disposed
Dec. 6, 2019 ROK Performance Shares Common Stock (324) — Dec. 6, 2019 324 Disposed
Dec. 5, 2019 ROK Employee stock option (right to buy) Common Stock (2,400) $196.43 Dec. 5, 2029 2,400 Acquired
Nov. 14, 2019 ROK Employee Stock Option (Right to Buy) Common Stock (4,900) $74.14 Dec. 1, 2021 4,900 Disposed
Oct. 1, 2019 ROK Performance Shares Common Stock (324) — Dec. 6, 2019 324 Acquired
Dec. 4, 2018 ROK Employee stock option (right to buy) Common Stock (2,500) $171.46 Dec. 4, 2028 2,500 Acquired
Dec. 3, 2018 ROK Performance Shares Common Stock (1,700) — Dec. 3, 2018 1,700 Disposed
Oct. 1, 2018 ROK Performance Shares Common Stock (1,700) — Dec. 3, 2018 1,700 Acquired
July 31, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $69.57 Dec. 7, 2020 1,400 Disposed
Dec. 8, 2017 ROK Employee Stock Option (right to buy) Common Stock (2,500) $192.86 Dec. 8, 2027 2,500 Acquired
Dec. 2, 2017 ROK Performance Shares Common Stock (1,272) — Dec. 2, 2017 1,272 Disposed
Oct. 2, 2017 ROK Performance Shares Common Stock (1,272) — Dec. 2, 2017 1,272 Acquired
Aug. 2, 2017 ROK Employee Stock Option (Right to Buy) Common Stock (2,100) $69.57 Dec. 7, 2020 2,100 Disposed
May 15, 2017 ROK Employee Stock Option (Right to Buy) Common Stock (3,000) $69.57 Dec. 7, 2020 3,000 Disposed
Dec. 6, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $136.40 Dec. 6, 2026 3,100 Acquired
Dec. 4, 2016 ROK Performance Shares Common Stock (56) — Dec. 4, 2016 56 Disposed
Nov. 16, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (2,100) $46.16 Dec. 9, 2019 2,100 Disposed
Oct. 21, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $46.16 Dec. 9, 2019 2,000 Disposed
Oct. 3, 2016 ROK Performance Shares Common Stock (56) — Dec. 4, 2016 56 Acquired
Sept. 30, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,800) $46.16 Dec. 9, 2019 1,800 Disposed
Dec. 6, 2015 ROK Performance Shares Common Stock (614) — Dec. 6, 2015 614 Disposed
Dec. 3, 2015 ROK Employee Stock Option (Right to Buy) - SO 12/03/2015 Common Stock (4,100) $104.08 Dec. 3, 2025 4,100 Acquired
Oct. 1, 2015 ROK Performance Shares Common Stock (614) — Dec. 6, 2015 614 Acquired
May 18, 2015 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $46.16 Dec. 9, 2019 2,000 Disposed
May 5, 2015 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $46.16 Dec. 9, 2019 2,000 Disposed
Feb. 12, 2015 ROK Employee Stock Option(Right to Buy) Common Stock (1,450) $68.04 Dec. 5, 2017 1,450 Disposed
Dec. 2, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (3,200) $115.69 Dec. 2, 2024 3,200 Acquired
Dec. 1, 2014 ROK Performance Shares Common Stock (1,571) — Dec. 1, 2014 1,571 Disposed
Oct. 2, 2014 ROK Performance Shares Common Stock (1,571) — Dec. 1, 2014 1,571 Acquired
May 13, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (2,850) $68.04 Dec. 5, 2017 2,850 Disposed
Feb. 24, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (2,000) $68.04 Dec. 5, 2017 2,000 Disposed
Dec. 7, 2013 ROK Performance Shares Common Stock (1,296) — Dec. 7, 2013 1,296 Disposed
Dec. 4, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (2,600) $108.89 Dec. 4, 2023 2,600 Acquired
Nov. 11, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (3,300) $63.59 Dec. 6, 2016 3,300 Disposed
Oct. 1, 2013 ROK Performance Shares Common Stock (1,296) — Dec. 7, 2013 1,296 Acquired
Aug. 1, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $29.37 Dec. 3, 2018 3,400 Disposed
May 13, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (2,300) $29.37 Dec. 3, 2018 2,300 Disposed
Feb. 11, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $56.36 Nov. 7, 2015 3,100 Disposed
Jan. 2, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $43.90 Nov. 8, 2014 2,000 Disposed
Jan. 2, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (3,000) $29.37 Dec. 3, 2018 3,000 Disposed
Dec. 17, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (2,300) $43.90 Nov. 8, 2014 2,300 Disposed
Dec. 9, 2012 ROK Performance Shares Common Stock (2,422) — Dec. 9, 2012 2,422 Disposed
Dec. 6, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (3,400) $80.11 Dec. 6, 2022 3,400 Acquired
Dec. 5, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $43.90 Nov. 8, 2014 2,000 Disposed
Nov. 12, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $29.37 Dec. 3, 2018 2,000 Disposed
Oct. 1, 2012 ROK Performance Shares Common Stock (2,422) — Dec. 9, 2012 2,422 Acquired
Aug. 17, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $29.37 Dec. 3, 2018 2,000 Disposed
Feb. 2, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (3,000) $43.90 Nov. 8, 2014 3,000 Disposed
Dec. 3, 2011 ROK Performance Shares Common Stock (3,600) — Dec. 3, 2011 3,600 Disposed
Dec. 1, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (4,900) $74.14 Dec. 1, 2021 4,900 Acquired
Oct. 3, 2011 ROK Performance Shares Common Stock (3,600) — Dec. 3, 2011 3,600 Acquired
Feb. 14, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $43.90 Nov. 8, 2014 2,000 Disposed
Feb. 1, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (2,000) $43.90 Nov. 8, 2014 2,000 Disposed
Dec. 7, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (6,500) $69.57 Dec. 7, 2020 6,500 Acquired
Dec. 5, 2010 ROK Performance Shares Common Stock (462) — Dec. 5, 2010 462 Disposed
Oct. 1, 2010 ROK Performance Shares Common Stock (462) — Dec. 5, 2010 462 Acquired
Dec. 9, 2009 ROK Employee Stock Option (Right to Buy) Common Stock (9,900) $46.16 Dec. 9, 2019 9,900 Acquired
Dec. 6, 2009 ROK Performance Shares Common Stock (78) — Dec. 6, 2009 78 Disposed
Oct. 1, 2009 ROK Performance Shares Common Stock (78) — Dec. 6, 2009 78 Acquired
Dec. 3, 2008 ROK Employee Stock Option (Right to Buy) Common Stock (12,700) $29.37 Dec. 3, 2018 12,700 Acquired
Dec. 5, 2007 ROK Employee Stock Option(Right to Buy) Common Stock (6,300) $68.04 Dec. 5, 2017 6,300 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 13, 2007 ROK Common Stock 60 Indirect
Nov. 13, 2007 ROK Common Stock 600 Direct
Nov. 13, 2007 ROK Employee Stock Option (Right to Buy)→ Common Stock (13,300) 13,300 Direct
Nov. 13, 2007 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,100) 3,100 Direct
Nov. 13, 2007 ROK Employee Stock Option (Right to Buy)→ Common Stock (3,300) 3,300 Direct
Nov. 13, 2007 ROK Common Stock Share Equivalents→ Common Stock (4) 4 Indirect