Institution

03

Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 22, 2020 1715268 P 61,899 $13.64 $844,302 7,141,600 Direct +0.87% Acquired
March 27, 2020 GBDC P 419,977 $12.47 $5,237,113 16,290,031 Direct +2.65% Acquired 2.7% (price as of 2026-10-02)
March 27, 2020 GBDC P 0 $12.46 · 16,290,031 Direct 0.00% Disposed 2.8% (price as of 2026-10-02)
March 19, 2020 1715268 P 400,000 $15.00 $6,000,000 7,079,701 Direct +5.99% Acquired
Feb. 26, 2020 1715268 P 85,324 $15.00 $1,279,860 6,679,701 Direct +1.29% Acquired
Jan. 7, 2020 GBDC P 403,046 $17.60 $7,093,610 15,870,054 Direct +2.61% Acquired -27.3% (price as of 2026-10-02)
Dec. 27, 2019 1715268 P 89,152 $15.00 $1,337,280 6,594,376 Direct +1.37% Acquired
Dec. 9, 2019 1715268 P 466,667 $15.00 $7,000,005 6,505,224 Direct +7.73% Acquired
Nov. 26, 2019 1715268 P 98,961 $15.00 $1,484,415 6,038,558 Direct +1.67% Acquired
Nov. 8, 2019 1715268 P 333,333 $15.00 $4,999,995 5,939,597 Direct +5.95% Acquired
Oct. 4, 2019 1715268 P 333,333 $15.00 $4,999,995 5,606,263 Direct +6.32% Acquired
Sept. 27, 2019 1715268 P 43,189 $15.00 $647,835 5,272,930 Direct +0.83% Acquired
Aug. 29, 2019 1715268 P 266,667 $15.00 $4,000,005 5,229,741 Direct +5.37% Acquired
Aug. 28, 2019 1627515 P 122,797 $15.00 $1,841,955 17,880,934 Direct +0.69% Acquired
Aug. 9, 2019 1715268 P 266,667 $15.00 $4,000,005 4,963,075 Direct +5.68% Acquired
July 26, 2019 1715268 P 93,724 $15.00 $1,405,860 4,696,408 Direct +2.04% Acquired
July 26, 2019 1627515 P 368,708 $15.00 $5,530,620 17,758,137 Direct +2.12% Acquired
July 2, 2019 1715268 P 333,333 $15.00 $4,999,995 4,602,683 Direct +7.81% Acquired
June 4, 2019 1715268 P 266,667 $15.00 $4,000,005 4,269,350 Direct +6.66% Acquired
May 24, 2019 1715268 P 37,734 $15.00 $566,010 4,002,683 Direct +0.95% Acquired
May 24, 2019 1627515 P 205,006 $15.00 $3,075,090 17,389,429 Direct +1.19% Acquired
May 23, 2019 1715268 P 266,667 $15.00 $4,000,005 3,964,950 Direct +7.21% Acquired
April 23, 2019 1715268 P 333,333 $15.00 $4,999,995 3,698,832 Direct +9.90% Acquired
March 22, 2019 1715268 P 266,667 $15.00 $4,000,005 3,364,950 Direct +8.61% Acquired
March 7, 2019 1715268 P 266,667 $15.00 $4,000,005 3,098,283 Direct +9.42% Acquired
Feb. 27, 2019 1627515 P 245,772 $15.00 $3,686,580 17,184,423 Direct +1.45% Acquired
Feb. 27, 2019 1715268 P 38,118 $15.00 $571,770 2,831,617 Direct +1.36% Acquired
Dec. 28, 2018 1627515 P 194,556 $15.00 $2,918,340 16,938,651 Direct +1.16% Acquired
Dec. 28, 2018 1715268 P 31,284 $15.00 $469,260 2,793,499 Direct +1.13% Acquired
Dec. 6, 2018 1715268 P 466,667 $15.00 $7,000,005 2,762,215 Direct +20.33% Acquired
Nov. 27, 2018 1715268 P 30,847 $15.00 $462,705 2,295,548 Direct +1.36% Acquired
Nov. 27, 2018 1627515 P 215,738 $15.00 $3,236,070 16,744,094 Direct +1.31% Acquired
Nov. 16, 2018 1715268 P 200,000 $15.00 $3,000,000 2,264,702 Direct +9.69% Acquired
Oct. 16, 2018 1715268 P 200,000 $15.00 $3,000,000 2,064,702 Direct +10.73% Acquired
Oct. 4, 2018 1715268 P 133,333 $15.00 $1,999,995 1,864,702 Direct +7.70% Acquired
Sept. 28, 2018 1715268 P 11,713 $15.00 $175,695 1,731,368 Direct +0.68% Acquired
Sept. 25, 2018 1627515 P 127,608 $15.00 $1,914,120 16,528,357 Direct +0.78% Acquired
Aug. 3, 2018 1715268 P 266,667 $15.00 $4,000,005 1,719,655 Direct +18.35% Acquired
July 24, 2018 1715268 P 30,476 $15.00 $457,140 1,452,989 Direct +2.14% Acquired
July 24, 2018 1627515 P 373,174 $15.00 $5,597,610 16,400,748 Direct +2.33% Acquired
June 15, 2018 1715268 P 266,667 $15.00 $4,000,005 1,422,513 Direct +23.07% Acquired
June 12, 2018 1715268 P 133,333 $15.00 $1,999,995 1,155,846 Direct +13.04% Acquired
May 23, 2018 1627515 P 259,964 $15.00 $3,899,460 16,027,575 Direct +1.65% Acquired
May 23, 2018 1715268 P 15,001 $15.00 $225,015 1,022,513 Direct +1.49% Acquired
May 15, 2018 1715268 P 133,333 $15.00 $1,999,995 1,007,512 Direct +15.25% Acquired
March 19, 2018 1715268 P 133,333 $15.00 $1,999,995 874,178 Direct +18.00% Acquired
Feb. 26, 2018 1715268 P 6,066 $15.00 $90,990 740,845 Direct +0.83% Acquired
Feb. 26, 2018 1627515 P 245,948 $15.00 $3,689,220 15,767,611 Direct +1.58% Acquired
Feb. 16, 2018 1627515 P 106,667 $15.00 $1,600,005 15,521,663 Direct +0.69% Acquired
Feb. 13, 2018 1715268 P 133,333 $15.00 $1,999,995 734,779 Direct +22.17% Acquired
Jan. 19, 2018 1627515 P 266,667 $15.00 $4,000,005 15,414,996 Direct +1.76% Acquired
Jan. 19, 2018 1715268 P 66,667 $15.00 $1,000,005 601,446 Direct +12.47% Acquired
Dec. 28, 2017 1715268 P 1,446 $15.00 $21,690 534,779 Direct +0.27% Acquired
Dec. 28, 2017 1627515 P 207,816 $15.00 $3,117,240 15,148,329 Direct +1.39% Acquired
Dec. 19, 2017 1715268 P 66,667 $15.00 $1,000,005 533,333 Direct +14.29% Acquired
Dec. 11, 2017 1715268 P 200,000 $15.00 $3,000,000 466,667 Direct +75.00% Acquired
Nov. 27, 2017 1627515 P 155,404 $15.00 $2,331,060 14,940,514 Direct +1.05% Acquired
Nov. 21, 2017 1627515 P 400,000 $15.00 $6,000,000 14,785,109 Direct +2.78% Acquired
Sept. 25, 2017 1627515 P 98,038 $15.00 $1,470,570 14,385,109 Direct +0.69% Acquired
Sept. 19, 2017 1627515 P 266,667 $15.00 $4,000,005 14,287,071 Direct +1.90% Acquired
July 28, 2017 1627515 P 270,554 $15.00 $4,058,310 14,020,404 Direct +1.97% Acquired
July 21, 2017 1627515 P 400,000 $15.00 $6,000,000 13,749,850 Direct +3.00% Acquired
May 19, 2017 1627515 P 174,320 $15.00 $2,614,800 13,349,850 Direct +1.32% Acquired
April 21, 2017 1627515 P 400,000 $15.00 $6,000,000 13,175,530 Direct +3.13% Acquired
March 24, 2017 1627515 P 400,000 $15.00 $6,000,000 12,775,530 Direct +3.23% Acquired
Feb. 27, 2017 1627515 P 180,731 $15.00 $2,710,965 12,375,530 Direct +1.48% Acquired
Dec. 30, 2016 1627515 P 173,309 $15.00 $2,599,635 12,194,798 Direct +1.44% Acquired
Aug. 6, 2008 1080224 S 2,984,400 $1.25 $3,730,500 0 Direct -100.00% Disposed
May 30, 2008 1080224 S 10,000 $2.25 $22,500 2,984,400 Direct -0.33% Disposed
April 25, 2008 1080224 S 5,600 $2.41 $13,496 2,994,400 Direct -0.19% Disposed
April 22, 2008 78536 S 800,000 $4.00 $3,200,000 0 Direct -100.00% Disposed
April 22, 2008 78536 S 3,200,000 $4.00 $12,800,000 800,000 Direct -80.00% Disposed
April 25, 2007 78536 P 50,000 $4.49 $224,500 4,000,000 Direct +1.27% Acquired
April 25, 2007 78536 P 50,568 $4.49 $227,050 3,950,000 Direct +1.30% Acquired
April 25, 2007 78536 P 5,332 $4.47 $23,834 3,899,432 Direct +0.14% Acquired
April 25, 2007 78536 P 44,100 $4.47 $197,127 3,894,100 Direct +1.15% Acquired
April 25, 2007 78536 P 100,000 $4.48 $448,000 3,850,000 Direct +2.67% Acquired
April 20, 2007 IA S 373,600 $25.00 $9,340,000 1,663,550 Direct -18.34% Disposed -24.0% (price as of 2026-10-02)
April 20, 2007 IA S 234,500 $22.50 $5,276,250 2,037,150 Direct -10.32% Disposed -15.6% (price as of 2026-10-02)
April 17, 2007 IA S 1,400 $25.00 $35,000 2,271,650 Direct -0.06% Disposed -24.0% (price as of 2026-10-02)
April 17, 2007 IA S 3,500 $22.50 $78,750 2,273,050 Direct -0.15% Disposed -15.6% (price as of 2026-10-02)
April 10, 2007 78536 P 48,900 $5.29 $258,681 3,750,000 Direct +1.32% Acquired
April 9, 2007 78536 P 1,000 $5.07 $5,070 3,701,100 Direct +0.03% Acquired
April 9, 2007 78536 P 100 $5.08 $508 3,700,100 Direct 0.00% Acquired
March 29, 2007 78536 P 6,900 $5.39 $37,191 3,700,000 Direct +0.19% Acquired
March 27, 2007 1200022 P 20,000 $3.70 $74,000 3,200,000 Direct +0.63% Acquired

Showing latest 100 of 206 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 6, 2020 GBDC Subscription Rights (right to buy) common stock (2,370,504) $9.17 May 6, 2020 2,370,504 Disposed
May 6, 2020 GBDC Subscription Rights (right to buy) common stock (4,072,507) · May 6, 2020 4,072,507 Disposed
May 6, 2020 GBDC Subscription Rights (right to buy) common stock (4,072,507) $11.45 May 6, 2020 4,072,507 Acquired
May 6, 2020 GBDC Subscription Rights (right to buy) common stock (4,072,507) $11.45 May 6, 2020 4,072,507 Disposed
April 20, 2007 IA common stock call option [F2] Innovative Solutions and Support Inc. (373,600) $25.00 April 21, 2007 3,736 Disposed
April 20, 2007 IA commom stock call option [F1] Innovative Solutions and Support Inc. (234,500) $22.50 April 21, 2007 2,345 Disposed
April 17, 2007 IA common stock call option [F2] Innovative Solutions and Support (1,400) $25.00 April 21, 2007 14 Disposed
April 17, 2007 IA common stock call option [F1] Innovative Solutions and Support Inc. (3,500) $22.50 April 21, 2007 35 Disposed
March 20, 2007 IA common stock call option [F1] Innovative Solutions and Support Inc. (500) $25.00 April 21, 2007 5 Acquired
March 19, 2007 IA common stock call option [F2] Innovative Solutions and Support (28,500) $25.00 April 21, 2007 285 Acquired
March 16, 2007 IA common stock call option [F1] Innovative Solutions and Support (5,000) $25.00 April 21, 2007 50 Acquired
March 13, 2007 IA common stock call option [F1] Innovative Solutions and Support (25,000) $25.00 April 21, 2007 250 Acquired
March 12, 2007 IA common stock call option [F1] Innovative Solutions and Support (131,000) $25.00 April 21, 2007 1,310 Acquired
March 9, 2007 IA Common Stock Call Option [F2] Innovative Solutions and Support (43,000) $25.00 April 21, 2007 430 Acquired
March 8, 2007 IA Common Stock Call Option [F1] Innovative Solutions and Support (142,000) $25.00 April 21, 2007 1,420 Acquired
March 6, 2007 IA Common Stock Call Option [F1] Innovative Solutions and Support (238,000) $22.50 April 21, 2007 2,380 Acquired
March 5, 2007 IA Common Stock Put Option [F1] Innovative Solutions and Support Inc. (10,800) $17.50 April 21, 2007 108 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 23, 2019 GBDC common stock 15,467,008 Direct
June 12, 2006 IA INNOVATIVE SOLUTIONS & SUPPORT INC 1,776,150 Direct