SUBIN NEIL S
CIK 1201333 · View on SEC EDGAR ↗
Activist
First SEC filing: May 22, 2026 · Latest: May 22, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 38 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
38 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 12, 2025 | NN | P | 501,592 | $6300000.00 | $3,160,029,600,000 | 501,592 Indirect | — | Acquired | -100.0% (price as of 2026-08-21) |
| March 12, 2025 | NN | P | 6,300,000 | — | — | 6,300,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| Aug. 27, 2024 | NN | P | 25,000 | $6.93 | $173,250 | 2,515,213 Indirect | +1.00% | Acquired | 164.6% (price as of 2026-08-21) |
| Aug. 26, 2024 | NN | P | 125,000 | $6.93 | $866,250 | 2,490,213 Indirect | +5.28% | Acquired | 164.6% (price as of 2026-08-21) |
| Aug. 23, 2024 | NN | P | 100,000 | $6.92 | $692,000 | 2,365,213 Indirect | +4.41% | Acquired | 165.0% (price as of 2026-08-21) |
| May 15, 2024 | NN | P | 50,000 | $7.62 | $381,000 | 2,265,213 Indirect | +2.26% | Acquired | 140.7% (price as of 2026-08-21) |
| May 14, 2024 | NN | P | 42,761 | $7.69 | $328,832 | 2,215,213 Indirect | +1.97% | Acquired | 138.5% (price as of 2026-08-21) |
| May 13, 2024 | NN | P | 57,239 | $7.52 | $430,437 | 2,172,452 Indirect | +2.71% | Acquired | 143.9% (price as of 2026-08-21) |
| March 20, 2024 | NN | P | 50,000 | $4.72 | $236,000 | 2,115,213 Indirect | +2.42% | Acquired | 288.6% (price as of 2026-08-21) |
| March 19, 2024 | NN | P | 50,000 | $4.76 | $238,000 | 2,065,213 Indirect | +2.48% | Acquired | 285.3% (price as of 2026-08-21) |
| March 18, 2024 | NN | P | 50,000 | $4.28 | $214,000 | 2,015,213 Indirect | +2.54% | Acquired | 328.5% (price as of 2026-08-21) |
| Dec. 21, 2018 | CAPS | P | 103,000 | $0.05 | $5,150 | 727,100 Indirect | +16.50% | Acquired | -99.6% (price as of 2026-08-21) |
| Dec. 21, 2018 | CAPS | S | 206,000 | $0.05 | $10,300 | 2,708,484 Indirect | -7.07% | Disposed | -99.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 23, 2026 | NN | Warrants | Common Stock (250,000) | $11.50 | — | 250,000 | Disposed |
| June 22, 2026 | NN | 5.00% Senior Secured Convertible Notes due 2028 | Common Stock | $12.56 | — | 502,707 | Disposed |
| March 12, 2025 | NN | 5.00% Senior Secured Convertible Notes due 2028 | Common Stock | $12.56 | June 30, 2028 | 501,592 | Acquired |
| March 12, 2025 | NN | 5.00% Senior Secured Convertible Notes due 2028 | Common Stock (6,300,000) | $12.56 | June 30, 2028 | 6,300,000 | Acquired |
| Dec. 26, 2013 | VATE | Stock Option (right to buy) | Common Stock (21,309) | $3.72 | June 12, 2023 | 21,309 | Acquired |
| Dec. 26, 2013 | VATE | Stock Option (right to buy) | Common Stock (21,309) | $3.72 | June 12, 2023 | 21,309 | Disposed |
| Dec. 26, 2013 | VATE | Stock Option (right to buy) | Common Stock (14,622) | $3.88 | June 12, 2022 | 14,622 | Acquired |
| Dec. 26, 2013 | VATE | Stock Option (right to buy) | Common Stock (14,622) | $3.88 | June 12, 2022 | 14,622 | Disposed |
| June 12, 2013 | VATE | Stock Option (right to buy) | Common Stock (10,000) | — | June 12, 2023 | 10,000 | Acquired |
| June 12, 2012 | VATE | Stock Option (right to buy) | Common Stock (10,000) | — | June 12, 2022 | 10,000 | Acquired |
| Aug. 10, 2011 | VATE | Stock Option (right to buy) | Common Stock (10,000) | — | Aug. 10, 2021 | 10,000 | Acquired |
| July 30, 2010 | VATE | Stock Option (right to buy) | Common Stock (10,000) | $7.60 | July 30, 2020 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 11, 2022 | NN | Common Stock | 1,685,213 | Indirect |
| Aug. 11, 2022 | NN | Common Stock | 1,948,907 | Indirect |
| Aug. 11, 2022 | NN | Warrants→ Common Stock (250,000) | 250,000 | Indirect |
| Aug. 11, 2022 | NN | Warrants→ Common Stock (3,539,977) | 3,539,977 | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | CAPS | Common Stock | — | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 5,000 | Direct |
| Jan. 22, 2018 | LEU | Class A Common Stock | 62,657 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 95,858 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 95,858 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 36,776 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 96,973 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 348,422 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 113,771 | Indirect |
| Jan. 22, 2018 | LEU | Class A Common Stock | 5,000 | Indirect |
| Aug. 4, 2017 | LEU | Class A Common Stock | 62,657 | Indirect |
| Aug. 4, 2017 | LEU | Series B Preferred Stock | 2,038 | Indirect |