Sugarman Steven
CIK 1504590 · View on SEC EDGAR ↗
Activist
First SEC filing: March 31, 2026 · Latest: March 31, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 29 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
29 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2016 | BANC | S | 480,000 | — | — | 480,000 Indirect | -50.00% | Disposed | (price as of 2026-08-20) |
| Aug. 17, 2016 | BANC | P | 38 | $21.97 | $835 | 728 Indirect | +5.51% | Acquired | -14.0% (price as of 2026-08-20) |
| Aug. 17, 2016 | BANC | P | 300 | $21.95 | $6,585 | 700 Indirect | +75.00% | Acquired | -13.9% (price as of 2026-08-20) |
| Aug. 24, 2015 | BANC | P | 10,000 | $12.00 | $120,000 | 75,736 Indirect | +15.21% | Acquired | 57.5% (price as of 2026-08-20) |
| Aug. 21, 2015 | BANC | P | 5,000 | $12.29 | $61,450 | 45,736 Indirect | +12.27% | Acquired | 53.8% (price as of 2026-08-20) |
| Aug. 21, 2015 | BANC | P | 5,000 | $12.28 | $61,400 | 50,736 Indirect | +10.93% | Acquired | 53.9% (price as of 2026-08-20) |
| Aug. 21, 2015 | BANC | P | 5,000 | $12.27 | $61,350 | 55,736 Indirect | +9.85% | Acquired | 54.0% (price as of 2026-08-20) |
| Aug. 21, 2015 | BANC | P | 10,000 | $12.22 | $122,200 | 65,736 Indirect | +17.94% | Acquired | 54.7% (price as of 2026-08-20) |
| June 17, 2015 | BANC | P | 1,692 | $13.62 | $23,045 | 39,428 Indirect | +4.48% | Acquired | 38.8% (price as of 2026-08-20) |
| June 17, 2015 | BANC | P | 1,308 | $13.61 | $17,802 | 40,736 Indirect | +3.32% | Acquired | 38.9% (price as of 2026-08-20) |
| June 17, 2015 | BANC | P | 4,000 | $27.13 | $108,520 | 4,000 Indirect | — | Acquired | -30.3% (price as of 2026-08-20) |
| Aug. 22, 2014 | BANC | P | 650 | $12.16 | $7,904 | 690 Indirect | +1625.00% | Acquired | 55.4% (price as of 2026-08-20) |
| Aug. 22, 2014 | BANC | P | 2,700 | $12.17 | $32,859 | 10,200 Indirect | +36.00% | Acquired | 55.3% (price as of 2026-08-20) |
| Aug. 22, 2014 | BANC | P | 700 | $12.17 | $8,519 | 700 Indirect | — | Acquired | 55.3% (price as of 2026-08-20) |
| May 23, 2014 | BANC | P | 35,000 | $10.38 | $363,300 | 35,000 Indirect | — | Acquired | 82.1% (price as of 2026-08-20) |
| Nov. 13, 2013 | BANC | P | 2,500 | $12.52 | $31,300 | 7,500 Indirect | +50.00% | Acquired | 51.0% (price as of 2026-08-20) |
| Aug. 27, 2013 | BANC | P | 5,000 | $13.18 | $65,900 | 5,000 Indirect | — | Acquired | 43.4% (price as of 2026-08-20) |
| June 10, 2013 | BANC | P | 4,000 | $13.40 | $53,600 | 4,282 Indirect | +1418.44% | Acquired | 41.0% (price as of 2026-08-20) |
| June 10, 2013 | BANC | P | 4,000 | $13.40 | $53,600 | 4,282 Indirect | +1418.44% | Acquired | 41.0% (price as of 2026-08-20) |
| March 20, 2013 | BANC | P | 2,000 | $11.34 | $22,680 | 2,000 Indirect | — | Acquired | 66.7% (price as of 2026-08-20) |
| March 6, 2013 | BANC | P | 40 | $11.10 | $444 | 40 Indirect | — | Acquired | 70.3% (price as of 2026-08-20) |
| March 6, 2013 | BANC | P | 7,860 | $11.20 | $88,032 | 48,778 Direct | +19.21% | Acquired | 68.8% (price as of 2026-08-20) |
| March 6, 2013 | BANC | P | 282 | $11.10 | $3,130 | 282 Indirect | — | Acquired | 70.3% (price as of 2026-08-20) |
| March 6, 2013 | BANC | P | 400 | $11.10 | $4,440 | 400 Indirect | — | Acquired | 70.3% (price as of 2026-08-20) |
| March 6, 2013 | BANC | P | 1,475 | $11.10 | $16,372 | 1,475 Indirect | — | Acquired | 70.3% (price as of 2026-08-20) |
| Aug. 22, 2012 | BANC | S | 417,827 | $12.00 | $5,013,924 | 0 Indirect | -100.00% | Disposed | 57.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 1, 2026 | PNBK | Restricted Stock Units | Voting Common Stock (552,927) | $0.00 | July 1, 2026 | 552,927 | Disposed |
| May 20, 2026 | PNBK | Restricted Stock Units | Voting Common Stock | — | May 20, 2027 | 104,452 | Acquired |
| May 20, 2026 | PNBK | Restricted Stock Units | Voting Common Stock (575) | — | May 20, 2027 | 575 | Acquired |
| Aug. 17, 2016 | BANC | Warrant to Purchase Class B Non-Voting Common Stock | Class B Non-Voting Common Stock (480,000) | — | — | 480,000 | Disposed |
| Nov. 7, 2014 | BANC | Stock Appreciation Rights | Common Stock (216,334) | $11.62 | Aug. 22, 2022 | 216,334 | Acquired |
| May 21, 2014 | BANC | Stock Appreciation Rights | Common Stock (300,219) | $10.09 | Aug. 22, 2022 | 300,219 | Acquired |
| May 21, 2014 | BANC | Stock Appreciation Rights | Common Stock (252,023) | $10.09 | Aug. 22, 2022 | 252,023 | Acquired |
| Aug. 22, 2012 | BANC | Warrant to Purchase Class B Non-Voting Common Stock | Class B Non-Voting Common Stock (960,000) | $11.00 | — | 960,000 | Disposed |
| Aug. 22, 2012 | BANC | Warrant to Purchase Class B Non-Voting Common Stock | Class B Non-Voting Common Stock (960,000) | $11.00 | — | 960,000 | Acquired |
| Aug. 21, 2012 | BANC | Stock Appreciation Right | Common Stock (500,000) | $12.12 | Aug. 21, 2022 | 500,000 | Acquired |
| Aug. 3, 2011 | BANC | Warrant to Purchase Class B Non-Voting Common Stock [F1] | Class B Non-Voting Common Stock (1,395,000) | $11.00 | — | 1,395,000 | Disposed |
| Aug. 3, 2011 | BANC | Warrant to Purchase Class B Non-Voting Common Stock [F1] | Class B Non-Voting Common Stock (960,000) | $11.00 | — | 960,000 | Acquired |
| June 27, 2011 | BANC | Stock Option | Common Stock (3,000) | $15.81 | June 27, 2021 | 3,000 | Acquired |
| June 27, 2011 | BANC | Stock Option (Right to Purchase) | Common Stock (5,631) | $15.81 | June 27, 2021 | 5,631 | Acquired |
| June 27, 2011 | BANC | Stock Option (Right to Purchase) | Common Stock (7,534) | $15.81 | June 27, 2021 | 7,534 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.