Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 1, 2021 OCGN A 126,000 · · 126,000 Direct · Acquired (price as of 2026-10-05)
Jan. 2, 2020 OCGN A 54,000 · · 54,000 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Jan. 1, 2021 OCGN Option (Right to Buy) Common Stock (126,000) $1.83 Jan. 1, 2031 126,000 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (54,000) $0.51 Jan. 2, 2030 54,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 16, 2019 OCGN Common Stock 742,905 Indirect
Dec. 16, 2019 OCGN Warrants (Right to Buy)→ Common Stock · Indirect