Susan K Hodgson

Insider

First SEC filing: Nov. 2, 2007 · Latest: Nov. 2, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CSWC selling May 14, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 2, 2007	CSWC	A	10	$152.12	$1,521	1,098 Indirect	+0.92%	Acquired	77.3% (price as of 2026-08-21)
Aug. 6, 2007	CSWC	J	4,000	$93.49	$373,960	0 Direct	-100.00%	Disposed	188.5% (price as of 2026-08-21)
Aug. 6, 2007	CSWC	A	87	$158.53	$13,792	1,088 Indirect	+8.69%	Acquired	70.1% (price as of 2026-08-21)
May 17, 2007	CSWC	M	1,000	$93.49	$93,490	4,000 Direct	-20.00%	Disposed	188.5% (price as of 2026-08-21)
May 17, 2007	CSWC	M	1,000	$93.49	$93,490	1,059 Direct	+1694.92%	Acquired	188.5% (price as of 2026-08-21)
May 14, 2007	CSWC	S	3,200	$169.83	$543,456	59 Direct	-98.19%	Disposed	58.8% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	M	2,000	$77.00	$154,000	0 Direct	-100.00%	Disposed	250.2% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	M	800	$65.00	$52,000	0 Direct	-100.00%	Disposed	314.9% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	S	1,800	$128.41	$231,138	3,259 Direct	-35.58%	Disposed	110.0% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	S	1,000	$128.75	$128,750	5,059 Direct	-16.50%	Disposed	109.5% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	M	2,000	$77.00	$154,000	6,059 Direct	+49.27%	Acquired	250.2% (price as of 2026-08-21)
Nov. 20, 2006	CSWC	M	800	$65.00	$52,000	4,059 Direct	+24.55%	Acquired	314.9% (price as of 2026-08-21)
Nov. 1, 2006	CSWC	A	84	$95.62	$8,032	1,001 Indirect	+9.16%	Acquired	182.0% (price as of 2026-08-21)
May 15, 2006	CSWC	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2006	CSWC	X	3,200	$65.00	$208,000	800 Direct	-80.00%	Disposed	314.9% (price as of 2026-08-21)
March 1, 2006	CSWC	X	3,200	$65.00	$208,000	3,259 Direct	+5423.73%	Acquired	314.9% (price as of 2026-08-21)
Nov. 9, 2005	CSWC	A	162	$82.41	$13,350	917 Indirect	+21.46%	Acquired	227.2% (price as of 2026-08-21)
Oct. 29, 2004	CSWC	J	1	$69.54	$70	59 Direct	+1.72%	Acquired	287.8% (price as of 2026-08-21)
Oct. 29, 2004	CSWC	A	76	$67.11	$5,100	755 Indirect	+11.19%	Acquired	301.8% (price as of 2026-08-21)
Oct. 31, 2003	CSWC	J	1	$55.29	$55	58 Direct	+1.75%	Acquired	387.7% (price as of 2026-08-21)
Oct. 31, 2003	CSWC	A	79	$52.69	$4,163	679 Indirect	+13.17%	Acquired	411.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 6, 2007	CSWC	Incentive Stock Option [F1]	Common Stock (4,000)	$93.49	May 15, 2016	4,000	Disposed
May 17, 2007	CSWC	Incentive Stock Option [F1]	Common stock (5,000)	$93.49	May 15, 2016	1,000	Disposed
Nov. 20, 2006	CSWC	Incentive Stock Option [F2]	Common Stock (2,000)	$77.00	July 19, 2009	2,000	Disposed
Nov. 20, 2006	CSWC	Incentive Stock Option [F1]	Common Stock (800)	$65.00	July 16, 2011	800	Disposed
May 15, 2006	CSWC	Incentive Stock Option [F1]	Common Stock (5,000)	$93.49	May 15, 2016	5,000	Acquired
March 1, 2006	CSWC	Incentive Stock Option [F1]	Common Stock (4,000)	$65.00	July 16, 2011	3,200	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).