Susan Schmitt

CIK 1405747 · View on SEC EDGAR ↗

Insider

First SEC filing: July 16, 2007 · Latest: July 16, 2007

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 24, 2018 ROK S 4,500 $175.02 $787,590 11,467 Direct -28.18% Disposed 148.3% (price as of 2026-08-20)
Jan. 26, 2018 ROK S 11,617 $200.54 $2,329,673 30,809 Direct -27.38% Disposed 116.7% (price as of 2026-08-20)
Jan. 26, 2018 ROK S 8,266 $201.35 $1,664,359 22,543 Direct -26.83% Disposed 115.8% (price as of 2026-08-20)
Jan. 26, 2018 ROK S 8,917 $202.56 $1,806,228 13,626 Direct -39.56% Disposed 114.5% (price as of 2026-08-20)
Dec. 4, 2017 ROK S 10b5-1 2,381 $191.60 $456,200 11,617 Direct -17.01% Disposed 126.8% (price as of 2026-08-20)
Dec. 4, 2017 ROK S 10b5-1 2,701 $192.30 $519,402 8,916 Direct -23.25% Disposed 126.0% (price as of 2026-08-20)
Feb. 27, 2017 ROK S 13,700 $150.92 $2,067,604 9,624 Direct -58.74% Disposed 187.9% (price as of 2026-08-20)
Dec. 5, 2016 ROK S 10b5-1 885 $137.41 $121,608 8,904 Direct -9.04% Disposed 216.2% (price as of 2026-08-20)
Nov. 10, 2016 ROK S 17,800 $130.58 $2,324,324 9,018 Direct -66.37% Disposed 232.8% (price as of 2026-08-20)
Feb. 26, 2016 ROK S 1,500 $104.62 $156,930 9,018 Direct -14.26% Disposed 315.3% (price as of 2026-08-20)
Dec. 7, 2015 ROK S 10b5-1 2,983 $106.04 $316,317 10,783 Direct -21.67% Disposed 309.8% (price as of 2026-08-20)
May 27, 2015 ROK S 5,217 $124.00 $646,908 10,823 Direct -32.52% Disposed 250.4% (price as of 2026-08-20)
Jan. 30, 2015 ROK S 3,470 $108.09 $375,072 10,455 Direct -24.92% Disposed 302.0% (price as of 2026-08-20)
Dec. 2, 2014 ROK S 10b5-1 2,582 $116.33 $300,364 13,275 Direct -16.28% Disposed 273.5% (price as of 2026-08-20)
Nov. 24, 2014 ROK S 1,000 $114.14 $114,140 10,995 Direct -8.34% Disposed 280.7% (price as of 2026-08-20)
April 22, 2014 ROK S 10b5-1 1,117 $128.16 $143,155 11,995 Direct -8.52% Disposed 239.0% (price as of 2026-08-20)
April 21, 2014 ROK S 10b5-1 4,100 $128.00 $524,800 11,995 Direct -25.47% Disposed 239.5% (price as of 2026-08-20)
April 14, 2014 ROK S 10b5-1 1,601 $121.22 $194,073 18,710 Direct -7.88% Disposed 258.5% (price as of 2026-08-20)
April 14, 2014 ROK S 10b5-1 1,499 $121.86 $182,668 17,211 Direct -8.01% Disposed 256.6% (price as of 2026-08-20)
April 14, 2014 ROK S 10b5-1 1,916 $121.05 $231,932 15,295 Direct -11.13% Disposed 259.0% (price as of 2026-08-20)
April 14, 2014 ROK S 10b5-1 3,300 $121.76 $401,808 11,995 Direct -21.58% Disposed 256.9% (price as of 2026-08-20)
Dec. 13, 2013 ROK S 10b5-1 2,516 $110.57 $278,194 11,995 Direct -17.34% Disposed 293.0% (price as of 2026-08-20)
Dec. 9, 2013 ROK S 10b5-1 2,488 $111.62 $277,711 14,511 Direct -14.64% Disposed 289.3% (price as of 2026-08-20)
Nov. 11, 2013 ROK S 3,600 $112.33 $404,388 12,475 Direct -22.40% Disposed 286.8% (price as of 2026-08-20)
Aug. 8, 2013 ROK S 23,200 $99.64 $2,311,648 17,049 Direct -57.64% Disposed 336.1% (price as of 2026-08-20)
Feb. 4, 2013 ROK S 3,333 $90.12 $300,370 15,672 Direct -17.54% Disposed 382.2% (price as of 2026-08-20)
Dec. 10, 2012 ROK S 10b5-1 3,441 $80.41 $276,691 19,005 Direct -15.33% Disposed 440.4% (price as of 2026-08-20)

Showing latest 100 of 142 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 24, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (4,500) $104.08 Dec. 3, 2025 4,500 Disposed
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (11,500) $80.11 Dec. 6, 2022 11,500 Disposed
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (8,900) $108.89 Dec. 4, 2023 8,900 Disposed
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (11,300) $115.69 Dec. 2, 2024 11,300 Disposed
Jan. 26, 2018 ROK Employee Stock Option (Right to Buy) Common Stock (1,300) $74.14 Dec. 1, 2021 1,300 Disposed
Dec. 8, 2017 ROK Employee Stock Option (right to buy) Common Stock (8,300) $192.86 Dec. 8, 2027 8,300 Acquired
Dec. 2, 2017 ROK Performance Shares Common Stock (4,432) — Dec. 2, 2017 4,432 Disposed
Oct. 2, 2017 ROK Performance Shares Common Stock (4,432) — Dec. 2, 2017 4,432 Acquired
Feb. 27, 2017 ROK Employee Stock Option (Right to Buy) Common Stock (13,700) $74.14 Dec. 1, 2021 13,700 Disposed
Dec. 6, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (11,600) $136.40 Dec. 6, 2026 11,600 Acquired
Dec. 4, 2016 ROK Performance Shares Common Stock (195) — Dec. 4, 2016 195 Disposed
Nov. 14, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (1,400) $69.57 Dec. 7, 2020 1,400 Disposed
Nov. 10, 2016 ROK Employee Stock Option (Right to Buy) Common Stock (17,800) $69.57 Dec. 7, 2020 17,800 Disposed
Oct. 3, 2016 ROK Performance Shares Common Stock (195) — Dec. 4, 2016 195 Acquired
Dec. 6, 2015 ROK Performance Shares Common Stock (2,083) — Dec. 6, 2015 2,083 Disposed
Dec. 3, 2015 ROK Employee Stock Option (Right to Buy) - SO 12/03/2015 Common Stock (13,800) $104.08 Dec. 3, 2025 13,800 Acquired
Oct. 1, 2015 ROK Performance Shares Common Stock (2,083) — Dec. 6, 2015 2,083 Acquired
May 27, 2015 ROK Employee Stock Option(Right to Buy) Common Stock (5,217) $68.04 Dec. 5, 2017 5,217 Disposed
May 26, 2015 ROK Employee Stock Option(Right to Buy) Common Stock (1,450) $68.04 Dec. 5, 2017 1,450 Disposed
Dec. 2, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (11,300) $115.69 Dec. 2, 2024 11,300 Acquired
Dec. 1, 2014 ROK Performance Shares Common Stock (0) — Dec. 1, 2014 4,862 Disposed
Oct. 2, 2014 ROK Performance Shares Common Stock (4,862) — Dec. 1, 2014 4,862 Acquired
April 22, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (1,117) $68.04 Dec. 5, 2017 1,117 Disposed
April 21, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (4,100) $68.04 Dec. 5, 2017 4,100 Disposed
April 14, 2014 ROK Employee Stock Option(Right to Buy) Common Stock (5,216) $68.04 Dec. 5, 2017 5,216 Disposed
April 14, 2014 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $74.23 July 16, 2017 3,100 Disposed
Dec. 7, 2013 ROK Performance Shares Common Stock (3,834) — Dec. 7, 2013 3,834 Disposed
Dec. 4, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (8,900) $108.89 Dec. 4, 2023 8,900 Acquired
Oct. 1, 2013 ROK Performance Shares Common Stock (3,834) — Dec. 7, 2013 3,834 Acquired
Aug. 8, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (23,200) $46.16 Dec. 9, 2019 23,200 Disposed
Aug. 8, 2013 ROK Employee Stock Option (Right to Buy) Common Stock (2,100) $46.16 Dec. 9, 2019 2,100 Disposed
Dec. 9, 2012 ROK Performance Shares Common Stock (6,228) — Dec. 9, 2012 6,228 Disposed
Dec. 6, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (11,500) $80.11 Dec. 6, 2022 11,500 Acquired
Oct. 1, 2012 ROK Performance Shares Common Stock (6,228) — Dec. 9, 2012 6,228 Acquired
Feb. 13, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (9,400) $29.37 Dec. 3, 2018 9,400 Disposed
Feb. 13, 2012 ROK Employee Stock Option (Right to Buy) Common Stock (1,134) $29.37 Dec. 3, 2018 1,134 Disposed
Dec. 3, 2011 ROK Performance Shares Common Stock (9,000) — Dec. 3, 2011 9,000 Disposed
Dec. 1, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (15,000) $74.14 Dec. 1, 2021 15,000 Acquired
Oct. 3, 2011 ROK Performance Shares Common Stock (9,000) — Dec. 3, 2011 9,000 Acquired
Feb. 16, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (10,655) $29.37 Dec. 3, 2018 10,655 Disposed
Jan. 28, 2011 ROK Employee Stock Option (Right to Buy) Common Stock (10,411) $29.37 Dec. 3, 2018 10,411 Disposed
Dec. 7, 2010 ROK Employee Stock Option (Right to Buy) Common Stock (19,200) $69.57 Dec. 7, 2020 19,200 Acquired
Dec. 5, 2010 ROK Performance Shares Common Stock (1,176) — Dec. 5, 2010 1,176 Disposed
Oct. 1, 2010 ROK Performance Shares Common Stock (1,176) — Dec. 5, 2010 1,176 Acquired
May 21, 2010 ROK Common Stock Share Equivalents Common Stock (445) — — 445 Acquired
Dec. 9, 2009 ROK Employee Stock Option (Right to Buy) Common Stock (25,300) $46.16 Dec. 9, 2019 25,300 Acquired
Dec. 3, 2008 ROK Employee Stock Option (Right to Buy) Common Stock (31,600) $29.37 Dec. 3, 2018 31,600 Acquired
Dec. 5, 2007 ROK Employee Stock Option(Right to Buy) Common Stock (17,100) $68.04 Dec. 5, 2017 17,100 Acquired
July 16, 2007 ROK Employee Stock Option (Right to Buy) Common Stock (3,100) $74.23 July 16, 2017 3,100 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 16, 2007 ROK No securities are beneficially owned 0 Direct