Susan Schmitt
First SEC filing: July 16, 2007 · Latest: July 16, 2007
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 24, 2018 | ROK | M | 4,500 | $104.08 | $468,360 | 15,967 Direct | +39.24% | Acquired | 309.4% (price as of ) |
| Aug. 24, 2018 | ROK | S | 4,500 | $175.02 | $787,590 | 11,467 Direct | -28.18% | Disposed | 143.5% (price as of ) |
| Aug. 24, 2018 | ROK | M | 4,500 | · | · | 9,300 Direct | -32.61% | Disposed | |
| May 1, 2018 | ROK | G | 275 | · | · | 11,467 Direct | -2.34% | Disposed | |
| Jan. 26, 2018 | ROK | M | 11,500 | $80.11 | $921,265 | 20,926 Direct | +122.00% | Acquired | 431.9% (price as of ) |
| Jan. 26, 2018 | ROK | M | 8,900 | $108.89 | $969,121 | 29,826 Direct | +42.53% | Acquired | 291.3% (price as of ) |
| Jan. 26, 2018 | ROK | M | 11,300 | $115.69 | $1,307,297 | 41,126 Direct | +37.89% | Acquired | 268.3% (price as of ) |
| Jan. 26, 2018 | ROK | M | 1,300 | $74.14 | $96,382 | 42,426 Direct | +3.16% | Acquired | 474.7% (price as of ) |
| Jan. 26, 2018 | ROK | S | 11,617 | $200.54 | $2,329,673 | 30,809 Direct | -27.38% | Disposed | 112.5% (price as of ) |
| Jan. 26, 2018 | ROK | S | 8,266 | $201.35 | $1,664,359 | 22,543 Direct | -26.83% | Disposed | 111.6% (price as of ) |
| Jan. 26, 2018 | ROK | S | 8,917 | $202.56 | $1,806,228 | 13,626 Direct | -39.56% | Disposed | 110.4% (price as of ) |
| Jan. 26, 2018 | ROK | F | 1,884 | $203.01 | $382,471 | 11,742 Direct | -13.83% | Disposed | 109.9% (price as of ) |
| Jan. 26, 2018 | ROK | M | 11,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2018 | ROK | M | 8,900 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2018 | ROK | M | 11,300 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2018 | ROK | M | 1,300 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 8, 2017 | ROK | A | 510 | · | · | 9,426 Direct | +5.72% | Acquired | |
| Dec. 8, 2017 | ROK | A | 8,300 | · | · | 8,300 Direct | · | Acquired | |
| Dec. 4, 2017 | ROK | S 10b5-1 | 2,381 | $191.60 | $456,200 | 11,617 Direct | -17.01% | Disposed | 122.4% (price as of ) |
| Dec. 4, 2017 | ROK | S 10b5-1 | 2,701 | $192.30 | $519,402 | 8,916 Direct | -23.25% | Disposed | 121.6% (price as of ) |
| Dec. 2, 2017 | ROK | M | 4,432 | · | · | 13,998 Direct | +46.33% | Acquired | |
| Dec. 2, 2017 | ROK | M | 4,432 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 30, 2017 | ROK | G | 58 | · | · | 9,566 Direct | -0.60% | Disposed | |
| Oct. 2, 2017 | ROK | A | 4,432 | · | · | 4,432 Direct | · | Acquired | |
| Feb. 27, 2017 | ROK | M | 13,700 | $74.14 | $1,015,718 | 23,324 Direct | +142.35% | Acquired | 474.7% (price as of ) |
| Feb. 27, 2017 | ROK | S | 13,700 | $150.92 | $2,067,604 | 9,624 Direct | -58.74% | Disposed | 182.3% (price as of ) |
| Feb. 27, 2017 | ROK | M | 13,700 | · | · | 1,300 Direct | -91.33% | Disposed | |
| Dec. 6, 2016 | ROK | A | 720 | · | · | 9,624 Direct | +8.09% | Acquired | |
| Dec. 6, 2016 | ROK | A | 11,600 | · | · | 11,600 Direct | · | Acquired | |
| Dec. 5, 2016 | ROK | S 10b5-1 | 885 | $137.41 | $121,608 | 8,904 Direct | -9.04% | Disposed | 210.1% (price as of ) |
| Dec. 4, 2016 | ROK | M | 195 | · | · | 9,789 Direct | +2.03% | Acquired | |
| Dec. 4, 2016 | ROK | M | 195 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 14, 2016 | ROK | M | 1,400 | · | · | 10,330 Direct | +15.68% | Acquired | |
| Nov. 14, 2016 | ROK | F | 736 | $132.22 | $97,314 | 9,594 Direct | -7.12% | Disposed | 222.3% (price as of ) |
| Nov. 14, 2016 | ROK | M | 1,400 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 10, 2016 | ROK | M | 17,800 | $69.57 | $1,238,346 | 26,818 Direct | +197.38% | Acquired | 512.5% (price as of ) |
| Nov. 10, 2016 | ROK | S | 17,800 | $130.58 | $2,324,324 | 9,018 Direct | -66.37% | Disposed | 226.3% (price as of ) |
| Nov. 10, 2016 | ROK | G | 88 | · | · | 8,930 Direct | -0.98% | Disposed | |
| Nov. 10, 2016 | ROK | M | 17,800 | · | · | 1,400 Direct | -92.71% | Disposed | |
| Oct. 3, 2016 | ROK | A | 195 | · | · | 195 Direct | · | Acquired | |
| Feb. 26, 2016 | ROK | S | 1,500 | $104.62 | $156,930 | 9,018 Direct | -14.26% | Disposed | 307.3% (price as of ) |
| Feb. 1, 2016 | ROK | G | 265 | · | · | 10,518 Direct | -2.46% | Disposed | |
| Dec. 7, 2015 | ROK | S 10b5-1 | 2,983 | $106.04 | $316,317 | 10,783 Direct | -21.67% | Disposed | 301.8% (price as of ) |
| Dec. 6, 2015 | ROK | M | 2,083 | · | · | 13,766 Direct | +17.83% | Acquired | |
| Dec. 6, 2015 | ROK | M | 2,083 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 3, 2015 | ROK | A | 940 | · | · | 8,700 Direct | +12.11% | Acquired | |
| Dec. 3, 2015 | ROK | A | 13,800 | · | · | 13,800 Direct | · | Acquired | |
| Dec. 3, 2015 | ROK | A | 940 | · | · | 11,683 Direct | +8.75% | Acquired | |
| Oct. 1, 2015 | ROK | A | 2,083 | · | · | 2,083 Direct | · | Acquired | |
| May 27, 2015 | ROK | M | 5,217 | $68.04 | $354,965 | 16,040 Direct | +48.20% | Acquired | 526.3% (price as of ) |
| May 27, 2015 | ROK | S | 5,217 | $124.00 | $646,908 | 10,823 Direct | -32.52% | Disposed | 243.6% (price as of ) |
| May 27, 2015 | ROK | G | 80 | · | · | 10,743 Direct | -0.74% | Disposed | |
| May 27, 2015 | ROK | M | 5,217 | · | · | 0 Direct | -100.00% | Disposed | |
| May 26, 2015 | ROK | M | 1,450 | · | · | 11,620 Direct | +14.26% | Acquired | |
| May 26, 2015 | ROK | F | 797 | $123.74 | $98,621 | 10,823 Direct | -6.86% | Disposed | 244.4% (price as of ) |
| May 26, 2015 | ROK | M | 1,450 | · | · | 5,217 Direct | -21.75% | Disposed | |
| Feb. 1, 2015 | ROK | G | 285 | · | · | 10,170 Direct | -2.73% | Disposed | |
| Jan. 30, 2015 | ROK | S | 3,470 | $108.09 | $375,072 | 10,455 Direct | -24.92% | Disposed | 294.2% (price as of ) |
| Dec. 2, 2014 | ROK | A | 650 | · | · | 13,925 Direct | +4.90% | Acquired | |
| Dec. 2, 2014 | ROK | A | 11,300 | · | · | 11,300 Direct | · | Acquired | |
| Dec. 2, 2014 | ROK | S 10b5-1 | 2,582 | $116.33 | $300,364 | 13,275 Direct | -16.28% | Disposed | 266.3% (price as of ) |
| Dec. 1, 2014 | ROK | M | 4,862 | · | · | 15,857 Direct | +44.22% | Acquired | |
| Dec. 1, 2014 | ROK | M | 4,862 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 24, 2014 | ROK | S | 1,000 | $114.14 | $114,140 | 10,995 Direct | -8.34% | Disposed | 273.3% (price as of ) |
| Oct. 2, 2014 | ROK | A | 4,862 | · | · | 4,862 Direct | · | Acquired | |
| April 22, 2014 | ROK | M | 1,117 | $68.04 | $76,001 | 13,112 Direct | +9.31% | Acquired | 526.3% (price as of ) |
| April 22, 2014 | ROK | S 10b5-1 | 1,117 | $128.16 | $143,155 | 11,995 Direct | -8.52% | Disposed | 232.5% (price as of ) |
| April 22, 2014 | ROK | M | 1,117 | · | · | 6,667 Direct | -14.35% | Disposed | |
| April 21, 2014 | ROK | M | 4,100 | $68.04 | $278,964 | 16,095 Direct | +34.18% | Acquired | 526.3% (price as of ) |
| April 21, 2014 | ROK | S 10b5-1 | 4,100 | $128.00 | $524,800 | 11,995 Direct | -25.47% | Disposed | 232.9% (price as of ) |
| April 21, 2014 | ROK | M | 4,100 | · | · | 7,784 Direct | -34.50% | Disposed | |
| April 14, 2014 | ROK | M | 5,216 | $68.04 | $354,897 | 17,211 Direct | +43.48% | Acquired | 526.3% (price as of ) |
| April 14, 2014 | ROK | M | 3,100 | $74.23 | $230,113 | 20,311 Direct | +18.01% | Acquired | 474.0% (price as of ) |
| April 14, 2014 | ROK | S 10b5-1 | 1,601 | $121.22 | $194,073 | 18,710 Direct | -7.88% | Disposed | 251.5% (price as of ) |
| April 14, 2014 | ROK | S 10b5-1 | 1,499 | $121.86 | $182,668 | 17,211 Direct | -8.01% | Disposed | 249.7% (price as of ) |
| April 14, 2014 | ROK | S 10b5-1 | 1,916 | $121.05 | $231,932 | 15,295 Direct | -11.13% | Disposed | 252.0% (price as of ) |
| April 14, 2014 | ROK | S 10b5-1 | 3,300 | $121.76 | $401,808 | 11,995 Direct | -21.58% | Disposed | 250.0% (price as of ) |
| April 14, 2014 | ROK | M | 5,216 | · | · | 11,884 Direct | -30.50% | Disposed | |
| April 14, 2014 | ROK | M | 3,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 13, 2013 | ROK | S 10b5-1 | 2,516 | $110.57 | $278,194 | 11,995 Direct | -17.34% | Disposed | 285.4% (price as of ) |
| Dec. 9, 2013 | ROK | S 10b5-1 | 2,488 | $111.62 | $277,711 | 14,511 Direct | -14.64% | Disposed | 281.8% (price as of ) |
| Dec. 7, 2013 | ROK | M | 3,834 | · | · | 16,999 Direct | +29.12% | Acquired | |
| Dec. 7, 2013 | ROK | M | 3,834 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 4, 2013 | ROK | A | 690 | · | · | 13,165 Direct | +5.53% | Acquired | |
| Dec. 4, 2013 | ROK | A | 8,900 | · | · | 8,900 Direct | · | Acquired | |
| Nov. 11, 2013 | ROK | S | 3,600 | $112.33 | $404,388 | 12,475 Direct | -22.40% | Disposed | 279.3% (price as of ) |
| Oct. 1, 2013 | ROK | A | 3,834 | · | · | 3,834 Direct | · | Acquired | |
| Aug. 8, 2013 | ROK | M | 23,200 | $46.16 | $1,070,912 | 38,149 Direct | +155.19% | Acquired | 823.1% (price as of ) |
| Aug. 8, 2013 | ROK | M | 2,100 | $46.16 | $96,936 | 40,249 Direct | +5.50% | Acquired | 823.1% (price as of ) |
| Aug. 8, 2013 | ROK | S | 23,200 | $99.64 | $2,311,648 | 17,049 Direct | -57.64% | Disposed | 327.6% (price as of ) |
| Aug. 8, 2013 | ROK | F | 974 | $99.52 | $96,932 | 16,075 Direct | -5.71% | Disposed | 328.2% (price as of ) |
| Aug. 8, 2013 | ROK | M | 23,200 | · | · | 2,100 Direct | -91.70% | Disposed | |
| Aug. 8, 2013 | ROK | M | 2,100 | · | · | 0 Direct | -100.00% | Disposed | |
| Feb. 4, 2013 | ROK | S | 3,333 | $90.12 | $300,370 | 15,672 Direct | -17.54% | Disposed | 372.8% (price as of ) |
| Feb. 4, 2013 | ROK | G | 723 | · | · | 14,949 Direct | -4.61% | Disposed | |
| Dec. 10, 2012 | ROK | S 10b5-1 | 3,441 | $80.41 | $276,691 | 19,005 Direct | -15.33% | Disposed | 429.9% (price as of ) |
| Dec. 9, 2012 | ROK | M | 6,228 | · | · | 22,446 Direct | +38.40% | Acquired | |
| Dec. 9, 2012 | ROK | M | 6,228 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 6, 2012 | ROK | A | 900 | · | · | 16,218 Direct | +5.88% | Acquired | |
| Dec. 6, 2012 | ROK | A | 11,500 | · | · | 11,500 Direct | · | Acquired |
Loaded 100 of 142 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 24, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $104.08 | Dec. 3, 2025 | 4,500 | Disposed |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $80.11 | Dec. 6, 2022 | 11,500 | Disposed |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $108.89 | Dec. 4, 2023 | 8,900 | Disposed |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 11,300 | Disposed |
| Jan. 26, 2018 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 1,300 | Disposed |
| Dec. 8, 2017 | ROK | Employee Stock Option (right to buy) | Common Stock | $192.86 | Dec. 8, 2027 | 8,300 | Acquired |
| Dec. 2, 2017 | ROK | Performance Shares | Common Stock | · | Dec. 2, 2017 | 4,432 | Disposed |
| Oct. 2, 2017 | ROK | Performance Shares | Common Stock | · | Dec. 2, 2017 | 4,432 | Acquired |
| Feb. 27, 2017 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 13,700 | Disposed |
| Dec. 6, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $136.40 | Dec. 6, 2026 | 11,600 | Acquired |
| Dec. 4, 2016 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2016 | 195 | Disposed |
| Nov. 14, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 1,400 | Disposed |
| Nov. 10, 2016 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 17,800 | Disposed |
| Oct. 3, 2016 | ROK | Performance Shares | Common Stock | · | Dec. 4, 2016 | 195 | Acquired |
| Dec. 6, 2015 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2015 | 2,083 | Disposed |
| Dec. 3, 2015 | ROK | Employee Stock Option (Right to Buy) - SO 12/03/2015 | Common Stock | $104.08 | Dec. 3, 2025 | 13,800 | Acquired |
| Oct. 1, 2015 | ROK | Performance Shares | Common Stock | · | Dec. 6, 2015 | 2,083 | Acquired |
| May 27, 2015 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 5,217 | Disposed |
| May 26, 2015 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 1,450 | Disposed |
| Dec. 2, 2014 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $115.69 | Dec. 2, 2024 | 11,300 | Acquired |
| Dec. 1, 2014 | ROK | Performance Shares | Common Stock | · | Dec. 1, 2014 | 4,862 | Disposed |
| Oct. 2, 2014 | ROK | Performance Shares | Common Stock | · | Dec. 1, 2014 | 4,862 | Acquired |
| April 22, 2014 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 1,117 | Disposed |
| April 21, 2014 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 4,100 | Disposed |
| April 14, 2014 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 5,216 | Disposed |
| April 14, 2014 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.23 | July 16, 2017 | 3,100 | Disposed |
| Dec. 7, 2013 | ROK | Performance Shares | Common Stock | · | Dec. 7, 2013 | 3,834 | Disposed |
| Dec. 4, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $108.89 | Dec. 4, 2023 | 8,900 | Acquired |
| Oct. 1, 2013 | ROK | Performance Shares | Common Stock | · | Dec. 7, 2013 | 3,834 | Acquired |
| Aug. 8, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 23,200 | Disposed |
| Aug. 8, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 2,100 | Disposed |
| Dec. 9, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 6,228 | Disposed |
| Dec. 6, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $80.11 | Dec. 6, 2022 | 11,500 | Acquired |
| Oct. 1, 2012 | ROK | Performance Shares | Common Stock | · | Dec. 9, 2012 | 6,228 | Acquired |
| Feb. 13, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 9,400 | Disposed |
| Feb. 13, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 1,134 | Disposed |
| Dec. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 9,000 | Disposed |
| Dec. 1, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.14 | Dec. 1, 2021 | 15,000 | Acquired |
| Oct. 3, 2011 | ROK | Performance Shares | Common Stock | · | Dec. 3, 2011 | 9,000 | Acquired |
| Feb. 16, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 10,655 | Disposed |
| Jan. 28, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 10,411 | Disposed |
| Dec. 7, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $69.57 | Dec. 7, 2020 | 19,200 | Acquired |
| Dec. 5, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 1,176 | Disposed |
| Oct. 1, 2010 | ROK | Performance Shares | Common Stock | · | Dec. 5, 2010 | 1,176 | Acquired |
| May 21, 2010 | ROK | Common Stock Share Equivalents | Common Stock | · | · | 445 | Acquired |
| Dec. 9, 2009 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $46.16 | Dec. 9, 2019 | 25,300 | Acquired |
| Dec. 3, 2008 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $29.37 | Dec. 3, 2018 | 31,600 | Acquired |
| Dec. 5, 2007 | ROK | Employee Stock Option(Right to Buy) | Common Stock | $68.04 | Dec. 5, 2017 | 17,100 | Acquired |
| July 16, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock | $74.23 | July 16, 2017 | 3,100 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 16, 2007 | ROK | No securities are beneficially owned | 0 | Direct |
Holdings reported on Form 4 59 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Aug. 27, 2018 | ROK | Common Stock | 106 | · | · | Indirect |
| June 21, 2018 | ROK | Common Stock | 11,467 | · | · | Indirect |
| June 21, 2018 | ROK | Common Stock | 106 | · | · | Indirect |
| May 10, 2018 | ROK | Common Stock | 2,439 | · | · | Indirect |
| Jan. 30, 2018 | ROK | Common Stock | 2,424 | · | · | Indirect |
| Dec. 12, 2017 | ROK | Common Stock | 2,414 | · | · | Indirect |
| Dec. 5, 2017 | ROK | Common Stock | 2,414 | · | · | Indirect |
| Dec. 5, 2017 | ROK | Common Stock Share Equivalents | 1,091 | · | · | Indirect |
| Feb. 27, 2017 | ROK | Common Stock | 2,343 | · | · | Indirect |
| Dec. 8, 2016 | ROK | Common Stock | 2,330 | · | · | Indirect |
| Dec. 6, 2016 | ROK | Common Stock | 2,330 | · | · | Indirect |
| Dec. 6, 2016 | ROK | Common Stock Share Equivalents | 1,042 | · | · | Indirect |
| Nov. 15, 2016 | ROK | Common Stock | 2,333 | · | · | Indirect |
| Feb. 26, 2016 | ROK | Common Stock | 2,219 | · | · | Indirect |
| Feb. 1, 2016 | ROK | Common Stock | 2,219 | · | · | Indirect |
| Dec. 8, 2015 | ROK | Common Stock | 2,204 | · | · | Indirect |
| Dec. 7, 2015 | ROK | Common Stock | 2,204 | · | · | Indirect |
| Dec. 7, 2015 | ROK | Common Stock Share Equivalents | 970 | · | · | Indirect |
| May 27, 2015 | ROK | Common Stock | 2,140 | · | · | Indirect |
| Feb. 13, 2015 | ROK | Common Stock | 2,102 | · | · | Indirect |
| Feb. 2, 2015 | ROK | Common Stock | 2,102 | · | · | Indirect |
| Dec. 4, 2014 | ROK | Common Stock | 2,089 | · | · | Indirect |
| Dec. 4, 2014 | ROK | Common Stock Share Equivalents | 888 | · | · | Indirect |
| Dec. 3, 2014 | ROK | Common Stock | 2,089 | · | · | Indirect |
| Nov. 25, 2014 | ROK | Common Stock | 2,089 | · | · | Indirect |
| April 23, 2014 | ROK | Common Stock | 2,032 | · | · | Indirect |
| April 15, 2014 | ROK | Common Stock | 2,032 | · | · | Indirect |
| Dec. 13, 2013 | ROK | Common Stock | 1,990 | · | · | Indirect |
| Dec. 10, 2013 | ROK | Common Stock | 1,990 | · | · | Indirect |
| Dec. 6, 2013 | ROK | Common Stock | 1,990 | · | · | Indirect |
| Dec. 6, 2013 | ROK | Common Stock Share Equivalents | 823 | · | · | Indirect |
| Nov. 12, 2013 | ROK | Common Stock | 1,990 | · | · | Indirect |
| Aug. 12, 2013 | ROK | Common Stock | 1,973 | · | · | Indirect |
| Feb. 5, 2013 | ROK | Common Stock | 1,881 | · | · | Indirect |
| Dec. 11, 2012 | ROK | Common Stock | 1,873 | · | · | Indirect |
| Dec. 10, 2012 | ROK | Common Stock | 1,873 | · | · | Indirect |
| Dec. 10, 2012 | ROK | Common Stock Share Equivalents | 756 | · | · | Indirect |
| Nov. 27, 2012 | ROK | Common Stock | 1,873 | · | · | Indirect |
| Nov. 21, 2012 | ROK | Common Stock | 1,873 | · | · | Indirect |
| July 18, 2012 | ROK | Common Stock | 1,844 | · | · | Indirect |
| July 17, 2012 | ROK | Common Stock | 1,844 | · | · | Indirect |
| Feb. 14, 2012 | ROK | Common Stock | 1,742 | · | · | Indirect |
| Jan. 30, 2012 | ROK | Common Stock | 1,742 | · | · | Indirect |
| Dec. 6, 2011 | ROK | Common Stock | 1,734 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock | 1,734 | · | · | Indirect |
| Dec. 5, 2011 | ROK | Common Stock Share Equivalents | 676 | · | · | Indirect |
| July 19, 2011 | ROK | Common Stock | 1,692 | · | · | Indirect |
| Feb. 17, 2011 | ROK | Common Stock | 1,619 | · | · | Indirect |
| Jan. 31, 2011 | ROK | Common Stock | 1,619 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock | 1,614 | · | · | Indirect |
| Dec. 9, 2010 | ROK | Common Stock Share Equivalents | 596 | · | · | Indirect |
| Dec. 7, 2010 | ROK | Common Stock | 1,614 | · | · | Indirect |
| July 20, 2010 | ROK | Common Stock | 1,565 | · | · | Indirect |
| May 24, 2010 | ROK | Common Stock | 8,600 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock | 50 | · | · | Indirect |
| Dec. 11, 2009 | ROK | Common Stock Share Equivalents | 123 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock | 48 | · | · | Indirect |
| Dec. 5, 2008 | ROK | Common Stock Share Equivalents | 63 | · | · | Indirect |
| Dec. 7, 2007 | ROK | Common Stock | 29 | · | · | Indirect |