Swanson Al

Insider

First SEC filing: Feb. 11, 2005 · Latest: Oct. 15, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 92 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

92 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 14, 2026	PAA	M	109,165	—	—	711,066 Direct	+18.14%	Acquired	(price as of 2026-08-20)
Aug. 14, 2026	PAA	F	42,957	$23.45	$1,007,342	668,109 Direct	-6.04%	Disposed	3.4% (price as of 2026-08-20)
Aug. 14, 2026	PAA	M	109,165	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 13, 2026	PAA	A	85,600	—	—	85,600 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 14, 2025	PAA	A	108,850	—	—	108,850 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 14, 2025	PAA	M	176,731	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 14, 2025	PAA	F	69,544	$17.78	$1,236,492	601,901 Direct	-10.36%	Disposed	36.4% (price as of 2026-08-20)
Aug. 14, 2025	PAA	M	176,731	—	—	671,445 Direct	+35.72%	Acquired	(price as of 2026-08-20)
Aug. 15, 2024	PAA	A	108,000	—	—	108,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 14, 2024	PAA	M	167,378	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 14, 2024	PAA	F	65,864	$17.05	$1,122,981	494,714 Direct	-11.75%	Disposed	42.2% (price as of 2026-08-20)
Aug. 14, 2024	PAA	M	167,378	—	—	560,578 Direct	+42.57%	Acquired	(price as of 2026-08-20)
Aug. 17, 2023	PAA	A	102,150	—	—	102,150 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 14, 2023	PAA	M	172,046	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 14, 2023	PAA	F	67,701	$15.25	$1,032,440	393,200 Direct	-14.69%	Disposed	59.0% (price as of 2026-08-20)
Aug. 14, 2023	PAA	M	172,046	—	—	460,901 Direct	+59.56%	Acquired	(price as of 2026-08-20)
Aug. 18, 2022	PAA	A	138,600	—	—	138,600 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 12, 2022	PAA	M	25,150	—	—	25,150 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Aug. 12, 2022	PAA	F	9,897	$11.56	$114,409	288,855 Direct	-3.31%	Disposed	109.8% (price as of 2026-08-20)
Aug. 12, 2022	PAA	M	25,150	—	—	298,752 Direct	+9.19%	Acquired	(price as of 2026-08-20)
Jan. 26, 2016	PAGP	M	445,189	—	—	2,445,189 Direct	+22.26%	Acquired	(price as of 2026-08-20)
Jan. 26, 2016	PAGP	M	445,189	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 26, 2016	PAGP	M	445,189	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 14, 2016	PAGP	M	1,000,000	—	—	2,000,000 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Jan. 14, 2016	PAGP	M	1,000,000	—	—	445,189 Direct	-69.20%	Disposed	(price as of 2026-08-20)
Jan. 14, 2016	PAGP	M	1,000,000	—	—	445,189 Direct	-69.20%	Disposed	(price as of 2026-08-20)
Jan. 7, 2016	PAGP	M	1,000,000	—	—	1,000,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 7, 2016	PAGP	M	1,000,000	—	—	1,445,189 Direct	-40.90%	Disposed	(price as of 2026-08-20)
Jan. 7, 2016	PAGP	M	1,000,000	—	—	1,445,189 Direct	-40.90%	Disposed	(price as of 2026-08-20)
Jan. 5, 2016	PAGP	M	2,606,448	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 5, 2016	PAGP	M	2,445,189	—	—	2,445,189 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 5, 2016	PAGP	M	2,445,189	—	—	2,445,189 Direct	—	Acquired	(price as of 2026-08-20)
May 19, 2014	PAA	S	23,220	$56.38	$1,309,144	123,429 Direct	-15.83%	Disposed	-57.0% (price as of 2026-08-20)
May 15, 2014	PAA	M	40,000	—	—	40,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
May 15, 2014	PAA	F	16,780	$56.93	$955,285	146,649 Direct	-10.27%	Disposed	-57.4% (price as of 2026-08-20)
May 15, 2014	PAA	M	40,000	—	—	163,429 Direct	+32.41%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	PAA	A	22,625	—	—	123,429 Direct	+22.44%	Acquired	(price as of 2026-08-20)
Oct. 21, 2013	PAGP	A	1,154,716	—	—	1,154,716 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 21, 2013	PAGP	A	1,154,716	—	—	1,154,716 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 21, 2013	PAGP	J	1,154,716	—	—	1,154,716 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 21, 2013	PAGP	J	2,606,448	—	—	2,606,448 Direct	—	Acquired	(price as of 2026-08-20)
May 16, 2013	PAA	S	36,766	$57.92	$2,129,487	100,804 Direct	-26.73%	Disposed	-58.1% (price as of 2026-08-20)
May 15, 2013	PAA	M	23,336	—	—	124,140 Direct	+23.15%	Acquired	(price as of 2026-08-20)
May 15, 2013	PAA	F	9,790	—	—	114,350 Direct	-7.89%	Disposed	(price as of 2026-08-20)
May 15, 2013	PAA	M	40,000	—	—	154,350 Direct	+34.98%	Acquired	(price as of 2026-08-20)
May 15, 2013	PAA	F	16,780	—	—	137,570 Direct	-10.87%	Disposed	(price as of 2026-08-20)
May 15, 2013	PAA	M	23,336	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 15, 2013	PAA	M	40,000	—	—	80,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 21, 2013	PAA	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 15, 2012	PAA	S	12,000	$86.56	$1,038,720	50,402 Direct	-19.23%	Disposed	-44.0% (price as of 2026-08-20)
May 15, 2012	PAA	M	11,000	—	—	58,999 Direct	+22.92%	Acquired	(price as of 2026-08-20)
May 15, 2012	PAA	F	4,010	—	—	54,989 Direct	-6.80%	Disposed	(price as of 2026-08-20)
May 15, 2012	PAA	M	11,666	—	—	66,655 Direct	+21.22%	Acquired	(price as of 2026-08-20)
May 15, 2012	PAA	F	4,253	—	—	62,402 Direct	-6.38%	Disposed	(price as of 2026-08-20)
May 15, 2012	PAA	M	11,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 15, 2012	PAA	M	11,666	—	—	11,668 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2012	PAA	M	11,000	—	—	52,009 Direct	+26.82%	Acquired	(price as of 2026-08-20)
Feb. 14, 2012	PAA	F	4,010	—	—	47,999 Direct	-7.71%	Disposed	(price as of 2026-08-20)
Feb. 14, 2012	PAA	M	11,000	—	—	11,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
May 13, 2011	PAA	M	11,666	—	—	38,272 Direct	+43.85%	Acquired	(price as of 2026-08-20)
May 13, 2011	PAA	F	4,253	$60.72	$258,242	34,019 Direct	-11.11%	Disposed	-20.1% (price as of 2026-08-20)
May 13, 2011	PAA	M	11,000	—	—	45,019 Direct	+32.33%	Acquired	(price as of 2026-08-20)
May 13, 2011	PAA	F	4,010	$60.93	$244,329	41,009 Direct	-8.91%	Disposed	-20.4% (price as of 2026-08-20)
May 13, 2011	PAA	M	11,666	—	—	23,334 Direct	-33.33%	Disposed	(price as of 2026-08-20)
May 13, 2011	PAA	M	11,000	—	—	22,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
May 14, 2010	PAA	M	12,000	—	—	27,803 Direct	+75.93%	Acquired	(price as of 2026-08-20)
May 14, 2010	PAA	F	4,374	—	—	23,429 Direct	-15.73%	Disposed	(price as of 2026-08-20)
May 14, 2010	PAA	M	5,000	—	—	28,429 Direct	+21.34%	Acquired	(price as of 2026-08-20)
May 14, 2010	PAA	F	1,823	—	—	26,606 Direct	-6.41%	Disposed	(price as of 2026-08-20)
May 14, 2010	PAA	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2010	PAA	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 18, 2010	PAA	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2009	PAA	M	12,000	—	—	17,000 Direct	+240.00%	Acquired	(price as of 2026-08-20)
May 15, 2009	PAA	F	4,374	—	—	12,626 Direct	-25.73%	Disposed	(price as of 2026-08-20)
May 15, 2009	PAA	M	5,000	—	—	17,626 Direct	+39.60%	Acquired	(price as of 2026-08-20)
May 15, 2009	PAA	F	1,823	—	—	15,803 Direct	-10.34%	Disposed	(price as of 2026-08-20)
May 15, 2009	PAA	M	12,000	—	—	12,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
May 15, 2009	PAA	M	5,000	—	—	5,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 19, 2009	PAA	A	35,000	—	—	35,000 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2008	PAA	M	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2008	PAA	M	5,000	—	—	10,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 16, 2006	PAA	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 1, 2005	PAA	D	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2005	PAA	D	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 12, 2005	PAA	A	3,750	—	—	7,500 Direct	+100.00%	Acquired	(price as of 2026-08-20)
July 13, 2005	PAA	F	2,383	$46.50	$110,810	5,875 Direct	-28.86%	Disposed	4.3% (price as of 2026-08-20)
May 13, 2005	PAA	M	3,750	—	—	9,625 Direct	+63.83%	Acquired	(price as of 2026-08-20)
May 13, 2005	PAA	F	1,367	—	—	8,258 Direct	-14.20%	Disposed	(price as of 2026-08-20)
May 13, 2005	PAA	M	3,750	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
April 22, 2005	PAA	A	3,750	—	—	3,750 Direct	—	Acquired	(price as of 2026-08-20)
March 4, 2005	PAA	S	3,259	$40.00	$130,360	5,875 Direct	-35.68%	Disposed	21.3% (price as of 2026-08-20)
Feb. 17, 2005	PAA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 5, 2004	PAA	S	2,218	$36.15	$80,181	8,025 Direct	-21.65%	Disposed	34.2% (price as of 2026-08-20)
Aug. 13, 2004	PAA	M	3,750	—	—	11,610 Direct	+47.71%	Acquired	(price as of 2026-08-20)
Aug. 13, 2004	PAA	F	1,367	—	—	10,243 Direct	-11.77%	Disposed	(price as of 2026-08-20)
Aug. 13, 2004	PAA	M	3,750	—	—	3,750 Direct	—	Acquired	(price as of 2026-08-20)
July 21, 2004	PAA	A	3,750	—	—	7,500 Direct	+100.00%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 14, 2026	PAA	Phantom Units [F1]	Common Units (109,165)	—	Aug. 14, 2026	109,165	Disposed
Aug. 13, 2026	PAA	Phantom Units [F1]	Common Units (85,600)	—	—	85,600	Acquired
Aug. 14, 2025	PAA	Phantom Units [F1]	Common Units (108,850)	—	—	108,850	Acquired
Aug. 14, 2025	PAA	Phantom Units [F1]	Common Units (176,731)	—	Aug. 14, 2025	176,731	Disposed
Aug. 15, 2024	PAA	Phantom Units [F1]	Common Units (108,000)	—	—	108,000	Acquired
Aug. 14, 2024	PAA	Phantom Units [F1]	Common Units (167,378)	—	Aug. 14, 2024	167,378	Disposed
Aug. 17, 2023	PAA	Phantom Units [F1]	Common Units (102,150)	—	—	102,150	Acquired
Aug. 14, 2023	PAA	Phantom Units [F1]	Common Units (172,046)	—	Aug. 14, 2023	172,046	Disposed
Aug. 18, 2022	PAA	Phantom Units [F1]	Common Units (138,600)	—	—	138,600	Acquired
Aug. 12, 2022	PAA	Phantom Units [F1]	Common Units (25,150)	—	—	25,150	Disposed
Jan. 26, 2016	PAGP	Class A Units in Plains AAP, L.P.	Class A Shares (445,189)	$0.00	—	445,189	Disposed
Jan. 26, 2016	PAGP	Class B Shares representing limited partner interest	Class A Shares (445,189)	$0.00	—	445,189	Disposed
Jan. 14, 2016	PAGP	Class A Units in Plains AAP, L.P.	Class A Shares (1,000,000)	$0.00	—	1,000,000	Disposed
Jan. 14, 2016	PAGP	Class B Shares representing limited partner interests	Class A Shares (1,000,000)	$0.00	—	1,000,000	Disposed
Jan. 7, 2016	PAGP	Class A Units in Plains AAP, L.P.	Class A Shares (1,000,000)	$0.00	—	1,000,000	Disposed
Jan. 7, 2016	PAGP	Class B Shares representing limited partner interests	Class A Shares (1,000,000)	$0.00	—	1,000,000	Disposed
Jan. 5, 2016	PAGP	Class B Units in Plains AAP, L.P.	Class B Shares/Class A Units of Plains AAP, L.P. (2,445,189)	$0.00	—	2,606,448	Disposed
Jan. 5, 2016	PAGP	Class A Units in Plains AAP, L.P.	Class A Shares (2,445,189)	$0.00	—	2,445,189	Acquired
Jan. 5, 2016	PAGP	Class B Shares representing limited partner interests	Class A Shares (2,445,189)	$0.00	—	2,445,189	Acquired
May 15, 2014	PAA	Phantom Units	Common Units (40,000)	—	—	40,000	Disposed
Oct. 21, 2013	PAGP	Class A Units in Plains AAP, L.P.	Class A Shares (1,154,716)	$0.00	—	1,154,716	Acquired
Oct. 21, 2013	PAGP	Class B Units in Plains AAP, L.P.	Class A Shares	$0.00	—	2,606,448	Acquired
May 15, 2013	PAA	Phantom Units-2005 LTIP	Common Units (23,336)	—	—	23,336	Disposed
May 15, 2013	PAA	Phantom Units-2005 LTIP	Common Units (40,000)	—	—	40,000	Disposed
Feb. 21, 2013	PAA	Common Units [F1]	Common Units (100,000)	—	—	100,000	Acquired
May 15, 2012	PAA	Phantom Units-1998 LTIP	Common Units (11,000)	—	—	11,000	Disposed
May 15, 2012	PAA	Phantom Units-2005 LTIP	Common Units (11,666)	—	—	11,666	Disposed
Feb. 14, 2012	PAA	Phantom Units-1998 LTIP	Common Units (11,000)	—	—	11,000	Disposed
May 13, 2011	PAA	Phantom Units-2005 LTIP	Common Units (11,666)	—	—	11,666	Disposed
May 13, 2011	PAA	Phantom Units-1988 LTIP	Common Units (11,000)	—	—	11,000	Disposed
May 14, 2010	PAA	Phantom Units-2005 LTIP	Common Units (12,000)	—	—	12,000	Disposed
May 14, 2010	PAA	Phantom Units-2005 LTIP	Common Units (5,000)	—	—	5,000	Disposed
Feb. 18, 2010	PAA	Phantom Units [F1]	Common Units (60,000)	—	—	60,000	Acquired
May 15, 2009	PAA	Phantom Units-2005 LTIP	Common Units (12,000)	—	—	12,000	Disposed
May 15, 2009	PAA	Phantom Units-2005 LTIP	Common Units (5,000)	—	—	5,000	Disposed
Feb. 19, 2009	PAA	Phantom Units [F1]	Common Units (35,000)	—	—	35,000	Acquired
May 15, 2008	PAA	Phantom Units-2005 LTIP	Common Units (5,000)	—	—	5,000	Disposed
Feb. 16, 2006	PAA	Phantom Units [F1]	Common Units (15,000)	—	—	15,000	Acquired
Dec. 1, 2005	PAA	Performance Options-2001 Perf. Option Plan	Common Units (3,750)	—	Dec. 31, 2005	3,750	Disposed
Dec. 1, 2005	PAA	Performance Options-2001 Perf. Option Plan	Common Units (3,750)	—	Dec. 31, 2005	3,750	Disposed
Aug. 12, 2005	PAA	Performance Options	Common Units (3,750)	—	Dec. 31, 2005	3,750	Acquired
May 13, 2005	PAA	Common Units	Common Units (3,750)	—	—	3,750	Acquired
April 22, 2005	PAA	Performance Options	Common Units (3,750)	—	Dec. 31, 2005	3,750	Acquired
Feb. 17, 2005	PAA	Phantom Units [F1]	Common Units (40,000)	—	—	40,000	Acquired
Aug. 13, 2004	PAA	Common Units	Common Units (3,750)	—	—	3,750	Acquired
July 21, 2004	PAA	Performance Options	Common Units (3,750)	—	—	3,750	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 15, 2013	PAGP	Limited Partner Interest	0	Indirect
Aug. 22, 2007	PAA	Phantom Units [F1]→ Common Units (24,000)	24,000	Direct
Aug. 22, 2007	PAA	Phantom Units [F1]→ Common Units (15,000)	15,000	Direct
Aug. 22, 2007	PAA	Phantom Units [F2]→ Common Units (33,000)	33,000	Direct
June 1, 2004	PAA	Common Units	7,860	Direct
June 1, 2004	PAA	Phantom units-Long term incentive plan→ Common Units (7,500)	7,500	Direct
June 1, 2004	PAA	Phantom units→ Common Units (1,109)	1,109	Direct
June 1, 2004	PAA	Performance Options→ Common Units (15,000)	15,000	Direct