Swarth Investments Inc.
CIK 1805595 · View on SEC EDGAR ↗
Insider
First SEC filing: July 29, 2020 · Latest: July 29, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 30, 2023 | RBBN | P | 441,645 | $3.77 | $1,665,002 | 441,645 Direct | — | Acquired | -47.3% (price as of 2026-08-21) |
| March 30, 2023 | RBBN | P | 5,000 | $970.00 | $4,850,000 | 5,000 Direct | — | Acquired | -99.8% (price as of 2026-08-21) |
| Aug. 16, 2022 | RBBN | P | 1,639,344 | $3.05 | $4,999,999 | 27,435,739 Direct | +6.35% | Acquired | -34.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 30, 2023 | RBBN | Warrant | Common Stock (27,877,384) | $3.77 | March 30, 2027 | 441,645 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 29, 2020 | RBBN | Common Stock | 25,796,395 | Indirect |