TCW GROUP INC
CIK 850401 · View on SEC EDGAR ↗
Insider
Activist
First SEC filing: June 2, 2020 · Latest: May 22, 2026
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 18, 2003 | 850401 | S | 197,000 | $11.03 | $2,172,910 | 159,473,526 Indirect | -0.12% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (60,504) | $0.01 | May 19, 2033 | 60,504 | Acquired |
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (105,882) | $1.50 | May 19, 2033 | 105,882 | Acquired |
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (75,630) | $1.25 | May 19, 2033 | 75,630 | Acquired |
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (808,023) | $0.01 | May 19, 2033 | 808,023 | Acquired |
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (1,414,040) | $1.50 | May 19, 2033 | 1,414,040 | Acquired |
| May 19, 2026 | ARAY | Warrant to Purchase Common Stock | Common Stock (1,010,028) | $1.25 | May 19, 2033 | 1,010,028 | Acquired |
| May 29, 2020 | 850401 | Warrant to Purchase Common Stock | Common Stock (10,666,288) | $0.00 | May 29, 2023 | 10,666,288 | Acquired |
| May 29, 2020 | 850401 | Warrant to Purchase Common Stock | Common Stock (992,328) | $0.01 | Dec. 27, 2022 | 567,346 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 19, 2026 | EROK | Class A Common Stock | 4,560,688 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (1,034,592) | 1,034,592 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (77,469) | 77,469 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (1,448,429) | 1,448,429 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (108,457) | 108,457 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (827,673) | 827,673 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (61,975) | 61,975 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (8,125,127) | 8,125,127 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (608,401) | 608,401 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (2,954,592) | 2,954,592 | Indirect |
| April 17, 2026 | ARAY | Warrant to Purchase Common Stock→ Common Stock (221,237) | 221,237 | Indirect |