TD Securities (USA) LLC
CIK 1335977 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 28, 2016 · Latest: Nov. 14, 2016
On this page
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 26, 2016 | NAN | S | 335 | $100.00 | $33,500 | 0 Direct | -100.00% | Disposed | -89.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 28, 2016 | NAN | Variable Rate Demand Preferred Shares | — | Direct |