TENNENBAUM CAPITAL PARTNERS LLC

CIK 1169553 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 26, 2014 · Latest: Nov. 26, 2014

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Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 21, 2012 1169553 S 1,000,000 $17.25 $17,250,000 0 Indirect -100.00% Disposed
Aug. 31, 2012 1169553 S 1,772,490 $15.00 $26,587,350 1,000,000 Indirect -63.93% Disposed
April 11, 2012 1169553 P 1 $100.00 $100 1 Indirect — Acquired
July 1, 2010 1169553 S 4 $12364.40 $49,458 145 Direct -2.68% Disposed
April 12, 2010 1169553 S 508,100 — — 20,835,325 Indirect +2.50% Acquired
April 6, 2010 1169553 S 514,000 — — 21,343,425 Indirect -2.35% Disposed
April 1, 2010 1169553 S 126,000 — — 21,857,425 Indirect -0.57% Disposed
March 31, 2010 1169553 S 1,241,800 — — 21,983,425 Indirect -5.35% Disposed
March 1, 2010 1169553 S 21 $14030.87 $294,648 148 Direct -12.43% Disposed
Dec. 8, 2009 1169553 P 100,000 $5.30 $530,000 8,432,970 Indirect +1.20% Acquired
Dec. 2, 2009 1169553 P 25,000 $5.67 $141,750 8,332,970 Indirect +0.30% Acquired
Dec. 1, 2009 1169553 P 25,000 $5.58 $139,500 8,307,970 Indirect +0.30% Acquired
Nov. 30, 2009 1169553 P 50,000 $5.32 $266,000 8,282,970 Indirect +0.61% Acquired
Nov. 19, 2009 1169553 P 165,500 $5.26 $870,530 8,232,970 Indirect +2.05% Acquired
Nov. 3, 2009 1169553 P 18,731 $5.06 $94,779 7,966,301 Indirect +0.24% Acquired
Nov. 2, 2009 1169553 P 330,100 $4.97 $1,640,597 7,947,570 Indirect +4.33% Acquired
Sept. 2, 2009 1169553 P 30,000 $4.81 $144,300 7,617,470 Indirect +0.40% Acquired
June 10, 2009 1169553 P 25,000 $1.09 $27,250 12,634,285 Indirect +0.20% Acquired
June 9, 2009 1169553 P 25,000 $0.95 $23,750 12,609,285 Indirect +0.20% Acquired
June 8, 2009 1169553 S 185,350 $0.01 $1,854 23,225,225 Indirect -0.79% Disposed
June 5, 2009 1169553 S 891,060 $0.01 $8,911 23,410,575 Indirect -3.67% Disposed
June 5, 2009 1169553 P 20,000 $0.95 $19,000 12,584,285 Indirect +0.16% Acquired
June 4, 2009 1169553 S 273,477 $0.01 $2,735 24,301,635 Indirect -1.11% Disposed
June 3, 2009 1169553 S 1,215,000 $0.01 $12,150 24,575,112 Indirect -4.71% Disposed
June 3, 2009 1169553 P 10,000 $0.90 $9,000 12,564,285 Indirect +0.08% Acquired
June 2, 2009 1169553 S 374,856 $0.01 $3,749 25,790,112 Indirect -1.43% Disposed
June 1, 2009 1169553 S 911,744 $0.01 $9,117 26,164,968 Indirect -3.37% Disposed
May 29, 2009 1169553 P 10,000 $0.89 $8,900 12,554,285 Indirect +0.08% Acquired
May 27, 2009 1169553 P 100,000 $0.91 $91,000 12,544,285 Indirect +0.80% Acquired
May 26, 2009 1169553 P 112,900 $4.58 $517,082 7,587,470 Indirect +1.51% Acquired
March 31, 2009 1169553 P 15,000 $0.70 $10,500 12,444,285 Indirect +0.12% Acquired
March 30, 2009 1169553 P 20,000 $0.62 $12,400 12,429,285 Indirect +0.16% Acquired
March 27, 2009 1169553 P 25,000 $0.59 $14,750 12,409,285 Indirect +0.20% Acquired
March 25, 2009 1169553 P 25,000 $0.45 $11,250 12,384,285 Indirect +0.20% Acquired
March 4, 2009 1169553 P 27,000 $3.33 $89,910 7,474,570 Indirect +0.36% Acquired
Jan. 5, 2009 1169553 P 32 $7389.15 $236,453 170 Direct +23.19% Acquired
Dec. 31, 2008 1169553 P 2,000 $0.54 $1,080 12,359,285 Indirect +0.02% Acquired
Dec. 19, 2008 1169553 P 57,000 $0.80 $45,600 12,357,285 Indirect +0.46% Acquired
Dec. 9, 2008 1169553 P 187,919 $0.50 $93,960 12,300,285 Indirect +1.55% Acquired
Dec. 9, 2008 1169553 P 544,650 $0.40 $217,860 12,112,366 Indirect +4.71% Acquired
Dec. 8, 2008 1169553 P 8,000 $0.59 $4,720 11,567,716 Indirect +0.07% Acquired
Dec. 5, 2008 1169553 P 5,000 $0.56 $2,800 11,559,716 Indirect +0.04% Acquired
Nov. 25, 2008 1169553 P 40,000 $0.45 $18,000 11,554,716 Indirect +0.35% Acquired
Nov. 21, 2008 1169553 P 1,000 $0.40 $400 11,514,716 Indirect +0.01% Acquired
Oct. 8, 2008 1169553 P 5 $10697.51 $53,488 137 Direct +3.79% Acquired
July 31, 2008 1169553 P 17 $14080.81 $239,374 115 Direct +17.35% Acquired
July 31, 2008 1169553 P 17 $14080.81 $239,374 115 Direct -12.88% Disposed
July 31, 2008 1169553 P 974,000 $6.80 $6,623,200 7,447,570 Indirect +15.05% Acquired
Dec. 28, 2007 1169553 P 16 $15218.41 $243,495 98 Direct +19.51% Acquired
Nov. 30, 2007 1169553 P 114,100 $9.40 $1,072,540 6,473,570 Indirect +1.79% Acquired
Nov. 29, 2007 1169553 P 16 $15343.53 $245,496 82 Direct +24.24% Acquired
Nov. 26, 2007 1169553 P 700 $9.50 $6,650 6,359,470 Indirect +0.01% Acquired
Nov. 23, 2007 1169553 P 9,100 $9.48 $86,268 6,358,770 Indirect +0.14% Acquired
Nov. 21, 2007 1169553 P 28,900 $9.50 $274,550 6,349,670 Indirect +0.46% Acquired
Nov. 20, 2007 1169553 P 155,800 $9.49 $1,478,542 6,320,770 Indirect +2.53% Acquired
Nov. 19, 2007 1169553 P 43,400 $9.13 $396,242 6,164,970 Indirect +0.71% Acquired
Nov. 2, 2007 1169553 P 200,000 $9.17 $1,834,000 6,121,570 Indirect +3.38% Acquired
Nov. 1, 2007 1169553 P 166,500 $8.98 $1,495,170 5,921,570 Indirect +2.89% Acquired
Oct. 31, 2007 1169553 P 1,133,500 $9.02 $10,224,170 5,755,070 Indirect +24.53% Acquired
Sept. 28, 2007 1169553 S 988,194 $2.95 $2,915,172 11,513,716 Indirect -7.90% Disposed
Sept. 28, 2007 1169553 S 50,575 $2.30 $116,322 621,445 Indirect -7.53% Disposed
July 27, 2007 1169553 P 29 $16289.89 $472,407 66 Direct +78.38% Acquired
July 2, 2007 1169553 P 3 $17518.87 $52,557 37 Direct +8.82% Acquired
July 2, 2007 1169553 P 5 $19334.21 $96,671 34 Direct +17.24% Acquired
July 2, 2007 1169553 P 5 $19421.80 $97,109 24 Direct +26.32% Acquired
July 2, 2007 1169553 P 3 $17527.16 $52,581 27 Direct +12.50% Acquired
June 28, 2007 1169553 P 10 $18270.23 $182,702 29 Direct +52.63% Acquired
June 28, 2007 1169553 P 7 $18270.23 $127,892 25 Direct +38.89% Acquired
Feb. 22, 2007 1169553 P 19 $20317.07 $386,024 19 Direct — Acquired
Feb. 22, 2007 1169553 P 19 $20279.48 $385,310 19 Direct — Acquired
Nov. 4, 2000 1169553 P 101,169 $5.38 $544,289 8,067,470 Indirect +1.27% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 8, 2012 1169553 Common Stock Warrants (right to buy) Common Stock (12,715,100) $1.00 March 22, 2017 12,715,100 Acquired
July 31, 2007 1169553 Warrants Common Stock — July 1, 2009 3,533,515 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).