Terence E. Winters — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 14, 2017	IMUX	P	10,000	$3.10	$31,000	194,966 Direct	+5.41%	Acquired	-99.4% (price as of 2026-10-02)
June 10, 2017	IMUX	A	100,000	·	·	100,000 Direct	·	Acquired	(price as of 2026-10-02)
June 3, 2016	IMUX	G	2,000	·	·	184,966 Direct	-1.07%	Disposed	(price as of 2026-10-02)
May 13, 2016	IMUX	A	100,000	·	·	100,000 Direct	·	Acquired	(price as of 2026-10-02)
Sept. 14, 2015	IMUX	M	128,394	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Sept. 14, 2015	IMUX	M	128,394	$0.43	$55,209	190,566 Direct	+206.51%	Acquired	-95.4% (price as of 2026-10-02)
Dec. 2, 2014	IMUX	J	745	·	·	185,376 Direct	+0.40%	Acquired	(price as of 2026-10-02)
Dec. 2, 2014	IMUX	J	189	·	·	184,631 Direct	+0.10%	Acquired	(price as of 2026-10-02)
Oct. 10, 2014	IMUX	P	680	$14.90	$10,132	184,442 Direct	+0.37%	Acquired	-99.9% (price as of 2026-10-02)
Oct. 10, 2014	IMUX	P	680	$14.81	$10,071	183,762 Direct	+0.37%	Acquired	-99.9% (price as of 2026-10-02)
April 23, 2014	IMUX	C	6,250	·	·	0 Indirect	-100.00%	Disposed	(price as of 2026-10-02)
April 23, 2014	IMUX	C	116,714	·	·	0 Indirect	-100.00%	Disposed	(price as of 2026-10-02)
April 23, 2014	IMUX	C	122,964	·	·	123,204 Indirect	+51235.00%	Acquired	(price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 10, 2017	IMUX	Stock Option (right to buy)	Common Stock (100,000)	$3.20	June 9, 2027	100,000	Acquired
May 13, 2016	IMUX	Stock Option (right to buy)	Common Stock (100,000)	$8.28	May 13, 2026	100,000	Acquired
Sept. 14, 2015	IMUX	Stock Option (right to buy)	Common Stock (128,394)	$0.43	April 1, 2022	128,394	Disposed
April 23, 2014	IMUX	Senior Convertible Preferred Stock	Common Stock (6,250)	·	·	6,250	Disposed
April 23, 2014	IMUX	Convertible Preferred Stock	Common Stock (116,714)	·	·	116,714	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 16, 2014	IMUX	Common Stock	59,877	Direct
April 16, 2014	IMUX	Common Stock	239	Indirect
April 16, 2014	IMUX	Convertible Preferred Stock→ Common Stock (116,713)	116,713	Indirect
April 16, 2014	IMUX	Senior Convertible Preferred Stock→ Common Stock (6,250)	6,250	Indirect
April 16, 2014	IMUX	Incentive Stock Option (right to buy)→ Common Stock (128,394)	128,394	Direct
April 16, 2014	IMUX	Incentive Stock Option (right to buy)→ Common Stock (2,499)	2,499	Direct
April 16, 2014	IMUX	Non-Qualifed Stock Option (right to buy)→ Common Stock (384,173)	384,173	Direct
April 16, 2014	IMUX	Common Stock Warrant (right to buy)→ Common Stock (427)	427	Direct

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$504,700	·	·	$902,170	$219,746	·	$550,551	$2,177,167
2016	$490,000	·	·	$586,400	$73,500	·	$18,808	$1,168,708
2015	$469,896	·	·	$296,560	$100,000	·	$17,397	$883,853

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.