Thanh H Lam
First SEC filing: July 6, 2011 · Latest: July 6, 2011
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 29, 2017 | XMAX | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Nov. 29, 2016 | XMAX | S | 8,230 | $2.95 | $24,278 | 196,403 Direct | -4.02% | Disposed | -88.1% (price as of 2026-10-06) |
| Nov. 28, 2016 | XMAX | S | 41,770 | $2.95 | $123,222 | 204,633 Direct | -16.95% | Disposed | -88.1% (price as of 2026-10-06) |
| March 21, 2016 | XMAX | A | 100,000 | · | · | 246,403 Direct | +68.30% | Acquired | (price as of 2026-10-06) |
| Nov. 10, 2014 | XMAX | A | 46,403 | · | · | 146,403 Direct | +46.40% | Acquired | (price as of 2026-10-06) |
| Aug. 7, 2014 | XMAX | A | 50,000 | · | · | 100,000 Direct | +100.00% | Acquired | (price as of 2026-10-06) |
| Aug. 28, 2013 | XMAX | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-06) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 29, 2017 | XMAX | Stock Options (right to buy) | Common Stock | $1.26 | Aug. 29, 2022 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 6, 2011 | XMAX | Common stock, par value $0.001 | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $100,000 | $0 | $0 | $0 | $0 | $0 | $0 | $100,000 |
| 2018 | $100,000 | · | · | $41,230 | · | · | · | $141,230 |
| 2017 | $100,000 | $0 | $0 | $41,228 | $0 | $0 | $0 | $141,228 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.