Theodore C Allrich

CIK 1319255 · View on SEC EDGAR ↗

Insider

First SEC filing: March 14, 2005 · Latest: March 14, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AX selling Nov. 29, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 29, 2016	AX	S	10,000	$25.05	$250,500	215,076 Direct	-4.44%	Disposed	287.7% (price as of 2026-08-21)
Nov. 22, 2016	AX	S	5,000	$24.25	$121,250	225,076 Direct	-2.17%	Disposed	300.5% (price as of 2026-08-21)
Sept. 8, 2016	AX	A	22,000	—	—	44,003 Direct	+99.99%	Acquired	(price as of 2026-08-21)
Aug. 26, 2016	AX	M	7,333	$22.89	$167,852	233,955 Direct	+3.24%	Acquired	324.3% (price as of 2026-08-21)
Aug. 26, 2016	AX	F	3,879	$22.89	$88,790	230,076 Direct	-1.66%	Disposed	324.3% (price as of 2026-08-21)
Aug. 26, 2016	AX	M	7,333	—	—	22,003 Direct	-25.00%	Disposed	(price as of 2026-08-21)
Aug. 8, 2016	AX	F	7,758	$17.94	$139,179	211,954 Direct	-3.53%	Disposed	441.4% (price as of 2026-08-21)
Aug. 8, 2016	AX	M	14,668	$17.94	$263,144	226,622 Direct	+6.92%	Acquired	441.4% (price as of 2026-08-21)
Aug. 6, 2016	AX	M	14,668	—	—	29,336 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Aug. 26, 2015	AX	A	5,500	—	—	11,001 Direct	+99.98%	Acquired	(price as of 2026-08-21)
Aug. 16, 2015	AX	M	3,668	$128.50	$471,338	56,220 Direct	+6.98%	Acquired	202.3% (price as of 2026-08-21)
Aug. 16, 2015	AX	F	1,292	$128.50	$166,022	54,928 Direct	-2.30%	Disposed	202.3% (price as of 2026-08-21)
Aug. 16, 2015	AX	M	3,668	—	—	5,501 Direct	-40.00%	Disposed	(price as of 2026-08-21)
Aug. 13, 2015	AX	S	2,159	$130.40	$281,534	52,552 Direct	-3.95%	Disposed	197.9% (price as of 2026-08-21)
Aug. 11, 2015	AX	S	2,160	$130.77	$282,463	54,711 Direct	-3.80%	Disposed	197.1% (price as of 2026-08-21)
Aug. 6, 2015	AX	M	3,666	$130.42	$478,120	58,161 Direct	+6.73%	Acquired	197.9% (price as of 2026-08-21)
Aug. 6, 2015	AX	F	1,290	$130.42	$168,242	56,871 Direct	-2.22%	Disposed	197.9% (price as of 2026-08-21)
Aug. 6, 2015	AX	M	3,666	—	—	9,169 Direct	-28.56%	Disposed	(price as of 2026-08-21)
June 11, 2015	AX	M	6,900	$9.50	$65,550	48,799 Direct	+16.47%	Acquired	3989.3% (price as of 2026-08-21)
June 11, 2015	AX	F	2,856	$99.83	$285,114	45,943 Direct	-5.85%	Disposed	289.1% (price as of 2026-08-21)
June 11, 2015	AX	M	6,900	$7.35	$50,715	52,843 Direct	+15.02%	Acquired	5185.4% (price as of 2026-08-21)
June 11, 2015	AX	M	7,500	$9.20	$69,000	60,343 Direct	+14.19%	Acquired	4122.6% (price as of 2026-08-21)
June 11, 2015	AX	F	2,759	$99.83	$275,431	57,584 Direct	-4.57%	Disposed	289.1% (price as of 2026-08-21)
June 11, 2015	AX	F	3,089	$99.83	$308,375	54,495 Direct	-5.36%	Disposed	289.1% (price as of 2026-08-21)
June 11, 2015	AX	M	6,900	$99.83	$688,827	0 Direct	-100.00%	Disposed	289.1% (price as of 2026-08-21)
June 11, 2015	AX	M	7,500	$99.83	$748,725	0 Direct	-100.00%	Disposed	289.1% (price as of 2026-08-21)
June 11, 2015	AX	M	6,900	$99.83	$688,827	0 Direct	-100.00%	Disposed	289.1% (price as of 2026-08-21)
Aug. 16, 2014	AX	M	3,666	$78.81	$288,917	43,190 Direct	+9.28%	Acquired	392.9% (price as of 2026-08-21)
Aug. 16, 2014	AX	F	1,291	$78.81	$101,744	41,899 Direct	-2.99%	Disposed	392.9% (price as of 2026-08-21)
Aug. 16, 2014	AX	M	3,666	—	—	12,835 Direct	-22.22%	Disposed	(price as of 2026-08-21)
Aug. 15, 2014	AX	S	1,000	$79.75	$79,750	39,524 Direct	-2.47%	Disposed	387.1% (price as of 2026-08-21)
Aug. 14, 2014	AX	S	6,000	$79.31	$475,860	40,524 Direct	-12.90%	Disposed	389.8% (price as of 2026-08-21)
Aug. 10, 2014	AX	M	3,668	$79.51	$291,643	47,816 Direct	+8.31%	Acquired	388.6% (price as of 2026-08-21)
Aug. 10, 2014	AX	F	1,292	$79.51	$102,727	46,524 Direct	-2.70%	Disposed	388.6% (price as of 2026-08-21)
Aug. 10, 2014	AX	M	3,668	—	—	16,501 Direct	-18.19%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	AX	M	1,833	$76.23	$139,730	44,793 Direct	+4.27%	Acquired	409.6% (price as of 2026-08-21)
Aug. 6, 2014	AX	F	645	$76.23	$49,168	44,148 Direct	-1.44%	Disposed	409.6% (price as of 2026-08-21)
Aug. 6, 2014	AX	M	1,833	—	—	14,669 Direct	-11.11%	Disposed	(price as of 2026-08-21)
Aug. 6, 2014	AX	A	5,500	—	—	20,169 Direct	+37.49%	Acquired	(price as of 2026-08-21)
May 22, 2014	AX	M	5,807	$10.00	$58,070	42,960 Direct	+15.63%	Acquired	3784.8% (price as of 2026-08-21)
May 22, 2014	AX	M	5,807	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 26, 2013	AX	M	3,334	$65.41	$218,077	38,327 Direct	+9.53%	Acquired	493.9% (price as of 2026-08-21)
Aug. 26, 2013	AX	F	1,174	$65.41	$76,791	37,153 Direct	-3.06%	Disposed	493.9% (price as of 2026-08-21)
Aug. 26, 2013	AX	M	3,334	—	—	16,502 Direct	-16.81%	Disposed	(price as of 2026-08-21)
Aug. 16, 2013	AX	M	3,666	$67.46	$247,308	36,993 Direct	+11.00%	Acquired	475.9% (price as of 2026-08-21)
Aug. 16, 2013	AX	S	2,000	$68.01	$136,020	34,993 Direct	-5.41%	Disposed	471.2% (price as of 2026-08-21)
Aug. 16, 2013	AX	M	3,666	—	—	19,836 Direct	-15.60%	Disposed	(price as of 2026-08-21)
Aug. 12, 2013	AX	M	3,666	$65.56	$240,343	34,618 Direct	+11.84%	Acquired	492.6% (price as of 2026-08-21)
Aug. 12, 2013	AX	F	1,291	$65.56	$84,638	33,327 Direct	-3.73%	Disposed	492.6% (price as of 2026-08-21)
Aug. 12, 2013	AX	M	3,666	—	—	23,502 Direct	-13.49%	Disposed	(price as of 2026-08-21)
Aug. 6, 2013	AX	A	5,500	—	—	27,168 Direct	+25.38%	Acquired	(price as of 2026-08-21)
Dec. 14, 2012	AX	S	2,500	$26.36	$65,900	30,952 Direct	-7.47%	Disposed	1373.7% (price as of 2026-08-21)
Nov. 23, 2012	AX	S	5,000	$26.90	$134,500	33,452 Direct	-13.00%	Disposed	1344.2% (price as of 2026-08-21)
Sept. 24, 2012	AX	M	1,534	$25.83	$39,623	38,992 Direct	+4.10%	Acquired	1404.0% (price as of 2026-08-21)
Sept. 24, 2012	AX	F	540	$25.83	$13,948	38,452 Direct	-1.38%	Disposed	1404.0% (price as of 2026-08-21)
Sept. 24, 2012	AX	M	1,534	—	—	21,668 Direct	-6.61%	Disposed	(price as of 2026-08-21)
Sept. 13, 2012	AX	S	1,000	$26.30	$26,300	37,458 Direct	-2.60%	Disposed	1377.1% (price as of 2026-08-21)
Sept. 7, 2012	AX	S	1,000	$24.95	$24,950	38,458 Direct	-2.53%	Disposed	1457.0% (price as of 2026-08-21)
Sept. 6, 2012	AX	S	6,000	$24.53	$147,180	39,458 Direct	-13.20%	Disposed	1483.7% (price as of 2026-08-21)
Aug. 31, 2012	AX	S	2,000	$23.53	$47,060	45,458 Direct	-4.21%	Disposed	1551.0% (price as of 2026-08-21)
Aug. 26, 2012	AX	M	3,333	$22.72	$75,726	48,632 Direct	+7.36%	Acquired	1609.9% (price as of 2026-08-21)
Aug. 26, 2012	AX	F	1,174	$22.72	$26,673	47,458 Direct	-2.41%	Disposed	1609.9% (price as of 2026-08-21)
Aug. 26, 2012	AX	M	3,333	—	—	23,202 Direct	-12.56%	Disposed	(price as of 2026-08-21)
Aug. 16, 2012	AX	A	11,000	—	—	26,535 Direct	+70.81%	Acquired	(price as of 2026-08-21)
Aug. 10, 2012	AX	F	1,291	$22.17	$28,621	43,300 Direct	-2.90%	Disposed	1652.3% (price as of 2026-08-21)
Aug. 10, 2012	AX	M	3,666	$22.17	$81,275	46,966 Direct	+8.47%	Acquired	1652.3% (price as of 2026-08-21)
Aug. 10, 2012	AX	M	3,666	—	—	15,535 Direct	-19.09%	Disposed	(price as of 2026-08-21)
June 15, 2012	AX	S	300	$18.75	$5,625	44,591 Direct	-0.67%	Disposed	1971.9% (price as of 2026-08-21)
June 14, 2012	AX	S	9,441	$18.77	$177,208	44,891 Direct	-17.38%	Disposed	1969.7% (price as of 2026-08-21)
Dec. 15, 2011	AX	S	6,000	$16.11	$96,660	43,322 Direct	-12.16%	Disposed	2311.4% (price as of 2026-08-21)
Dec. 15, 2011	AX	M	11,010	$10.00	$110,100	54,332 Direct	+25.41%	Acquired	3784.8% (price as of 2026-08-21)
Dec. 15, 2011	AX	M	11,010	—	—	46,307 Direct	-19.21%	Disposed	(price as of 2026-08-21)
Nov. 11, 2011	AX	S	10,000	$15.66	$156,600	49,322 Direct	-16.86%	Disposed	2380.7% (price as of 2026-08-21)
Sept. 24, 2011	AX	M	1,533	$12.71	$19,484	59,322 Direct	+2.65%	Acquired	2956.5% (price as of 2026-08-21)
Sept. 24, 2011	AX	M	1,533	—	—	57,317 Direct	-2.60%	Disposed	(price as of 2026-08-21)
Aug. 26, 2011	AX	M	3,333	$13.83	$46,095	56,256 Direct	+6.30%	Acquired	2709.0% (price as of 2026-08-21)
Aug. 26, 2011	AX	M	400	—	—	67,049 Direct	+0.60%	Acquired	(price as of 2026-08-21)
Aug. 10, 2011	AX	A	11,000	—	—	63,716 Direct	+20.87%	Acquired	(price as of 2026-08-21)
Sept. 30, 2010	AX	S	3,000	$11.85	$35,550	51,214 Direct	-5.53%	Disposed	3178.3% (price as of 2026-08-21)
Aug. 26, 2010	AX	A	10,000	—	—	54,425 Direct	+22.51%	Acquired	(price as of 2026-08-21)
Sept. 24, 2009	AX	A	4,600	—	—	4,600 Direct	—	Acquired	(price as of 2026-08-21)
Aug. 10, 2009	AX	J	6,190	$7.15	$44,258	54,214 Direct	+12.89%	Acquired	5333.3% (price as of 2026-08-21)
Aug. 10, 2009	AX	J	19,940	$2.96	$59,022	39,825 Direct	-33.36%	Disposed	13024.3% (price as of 2026-08-21)
March 31, 2009	AX	S	4,000	$5.34	$21,360	48,024 Direct	-7.69%	Disposed	7174.9% (price as of 2026-08-21)
Aug. 21, 2008	AX	A	4,600	$6.02	$27,692	52,024 Direct	+9.70%	Acquired	6353.2% (price as of 2026-08-21)
Aug. 21, 2008	AX	A	4,600	$6.02	$27,692	49,324 Direct	+10.29%	Acquired	6353.2% (price as of 2026-08-21)
May 21, 2008	AX	P	100	$6.60	$660	44,724 Direct	+0.22%	Acquired	5786.1% (price as of 2026-08-21)
May 21, 2008	AX	P	1,900	$6.75	$12,825	46,624 Direct	+4.25%	Acquired	5655.3% (price as of 2026-08-21)
May 21, 2008	AX	P	800	$6.70	$5,360	47,424 Direct	+1.72%	Acquired	5698.2% (price as of 2026-08-21)
May 20, 2008	AX	P	200	$6.71	$1,342	44,624 Direct	+0.45%	Acquired	5689.6% (price as of 2026-08-21)
Nov. 20, 2007	AX	A	4,600	$7.00	$32,200	44,452 Direct	+11.54%	Acquired	5449.7% (price as of 2026-08-21)
July 24, 2006	AX	A	2,300	—	—	39,852 Direct	+6.12%	Acquired	(price as of 2026-08-21)
July 24, 2006	AX	A	6,900	—	—	60,466 Direct	+12.88%	Acquired	(price as of 2026-08-21)
Dec. 16, 2005	AX	P	1,000	$7.90	$7,900	37,552 Direct	+2.74%	Acquired	4817.5% (price as of 2026-08-21)
Dec. 1, 2005	AX	P	598	$8.06	$4,820	36,552 Direct	+1.66%	Acquired	4719.9% (price as of 2026-08-21)
Dec. 1, 2005	AX	P	2	$8.12	$16	36,524 Direct	+0.01%	Acquired	4684.2% (price as of 2026-08-21)
Nov. 18, 2005	AX	P	96	$8.33	$800	35,620 Direct	+0.27%	Acquired	4563.6% (price as of 2026-08-21)
Nov. 18, 2005	AX	P	304	$8.34	$2,535	35,924 Direct	+0.85%	Acquired	4558.0% (price as of 2026-08-21)
Nov. 15, 2005	AX	P	1,000	$8.50	$8,500	35,524 Direct	+2.90%	Acquired	4470.4% (price as of 2026-08-21)
Aug. 31, 2005	AX	P	1,000	$9.55	$9,550	34,524 Direct	+2.98%	Acquired	3967.9% (price as of 2026-08-21)

Showing latest 100 of 106 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 8, 2016	AX	Restricted Stock Units [F1]	Common Stock (22,000)	—	—	22,000	Acquired
Aug. 26, 2016	AX	Restricted Stock Units [F3]	Common Stock (7,333)	—	—	7,333	Disposed
Aug. 6, 2016	AX	Restricted Stock Units [F3]	Common Stock (14,668)	—	—	14,668	Disposed
Aug. 26, 2015	AX	Restricted Stock Units [F1]	Common Stock (5,500)	—	—	5,500	Acquired
Aug. 16, 2015	AX	Restricted Stock Units [F3]	Common Stock (3,668)	—	—	3,668	Disposed
Aug. 6, 2015	AX	Restricted Stock Units [F3]	Common Stock (3,666)	—	—	3,666	Disposed
June 11, 2015	AX	Non-Qualified Stock Option (right to buy)	Common Stock (6,900)	$7.35	July 25, 2016	6,900	Disposed
June 11, 2015	AX	Non-Qualified Stock Option (right to buy)	Common Stock (7,500)	$9.20	Aug. 23, 2015	7,500	Disposed
June 11, 2015	AX	Non-Qualified Stock Option (right to buy)	Common Stock (6,900)	$9.50	July 26, 2015	6,900	Disposed
Aug. 16, 2014	AX	Restricted Stock Units [F3]	Common Stock (3,666)	—	—	3,666	Disposed
Aug. 10, 2014	AX	Restricted Stock Units [F3]	Common Stock (3,668)	—	—	3,668	Disposed
Aug. 6, 2014	AX	Restricted Stock Units [F3]	Common Stock (1,833)	—	—	1,833	Disposed
Aug. 6, 2014	AX	Restricted Stock Units [F5]	Common Stock (5,500)	—	—	5,500	Acquired
May 22, 2014	AX	Non-Qualified Stock Option (right to buy)	Common Stock (5,807)	$10.00	July 1, 2014	5,807	Disposed
Aug. 26, 2013	AX	Restricted Stock Units [F3]	Common Stock (3,334)	—	—	3,334	Disposed
Aug. 16, 2013	AX	Restricted Stock Units [F2]	Common Stock (3,666)	—	—	3,666	Disposed
Aug. 12, 2013	AX	Restricted Stock Units [F3]	Common Stock (3,666)	—	—	3,666	Disposed
Aug. 6, 2013	AX	Restricted Stock Units [F1]	Common Stock (5,500)	—	—	5,500	Acquired
Sept. 24, 2012	AX	Restricted Stock Units [F3]	Common Stock (1,534)	—	—	1,534	Disposed
Aug. 26, 2012	AX	Restricted Stock Units [F3]	Common Stock (3,333)	—	—	3,333	Disposed
Aug. 16, 2012	AX	Restricted Stock Units [F1]	Common Stock (11,000)	—	—	11,000	Acquired
Aug. 10, 2012	AX	Restricted Stock Units [F3]	Common Stock (3,666)	—	—	3,666	Disposed
Dec. 15, 2011	AX	Non-Qualified Stock Options	Common Stock (11,010)	$10.00	Dec. 30, 2011	11,010	Disposed
Sept. 24, 2011	AX	Restricted Stock Units [F2]	Common Stock (1,533)	—	—	1,533	Disposed
Aug. 26, 2011	AX	Restricted Stock Units [F2]	Common Stock (1,533)	—	—	400	Acquired
Aug. 10, 2011	AX	Restricted Stock Units [F1]	Common stock (11,000)	—	—	11,000	Acquired
Aug. 26, 2010	AX	Restricted Stock Units [F1]	Common Stock (10,000)	—	—	10,000	Acquired
Sept. 24, 2009	AX	Restricted Stock Units	Common Stock (4,600)	—	—	4,600	Acquired
Aug. 10, 2009	AX	Non-Qualified Stock Options [F2]	Common Stock (19,940)	$4.19	Aug. 13, 2009	19,940	Disposed
July 24, 2006	AX	Non-Qualified Stock Option (Right to Buy) [F2]	Non-qualified Stock Option (Right to Buy) (6,900)	$7.35	July 25, 2016	6,900	Acquired
Aug. 22, 2005	AX	Non-Qualified Stock Option [F1]	Common Stock (7,500)	$9.20	Aug. 23, 2015	7,500	Acquired
July 25, 2005	AX	Non-Qualified Stock Option (Right to buy)	Common Stock (6,900)	$9.50	July 24, 2015	6,900	Acquired
July 25, 2005	AX	Non-Qualified Stock Option (Right to buy)	Common Stock (6,900)	$9.50	July 24, 2015	6,900	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 14, 2005	AX	Common Stock	30,224	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (19,940)	19,940	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (1,709)	1,709	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (11,010)	11,010	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (5,807)	5,807	Direct
March 14, 2005	AX	Warrant (right to buy)→ Common Stock (700)	700	Direct