Theodore J Brombach

CIK 1718218 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 10, 2021 · Latest: Nov. 15, 2024

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 1 non-open-market transaction below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

1 other filing hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 12, 2023 XFLT P 825 $7.05 $5,816 19,327 Indirect +4.46% Acquired -44.9% (price as of 2026-08-20)
Dec. 5, 2023 XFLT P 6,000 $6.89 $41,340 23,684 Indirect +33.93% Acquired -43.6% (price as of 2026-08-20)
Nov. 13, 2023 XFLT P 289 $7.08 $2,046 17,684 Indirect +1.66% Acquired -45.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 10, 2021 AIRJW Class B common stock→ Class A common stock Indirect
Feb. 9, 2021 CORZZ Class B common stock→ Class A common stock Indirect
Sept. 28, 2017 XFLT Common Shares of Beneficial Interest 441,250 Direct
Sept. 28, 2017 XFLT Common Shares of Beneficial Interest 10,205 Indirect