Theodore Stern
CIK 935991 · View on SEC EDGAR ↗
First SEC filing: Oct. 3, 2017 · Latest: Oct. 3, 2017
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 30, 2020 | AUID | P | 250,000 | $0.15 | $37,500 | 250,000 Direct | — | Acquired | -66.0% (price as of 2026-08-20) |
| Feb. 14, 2020 | AUID | P | 375,000 | $0.20 | $75,000 | 375,000 Direct | — | Acquired | -74.5% (price as of 2026-08-20) |
| Feb. 14, 2020 | AUID | P | 15,000,000 | $0.20 | $3,000,000 | 15,000,000 Indirect | — | Acquired | -74.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 5, 2021 | AUID | Stock Options [F3] | Common Stock, $0.0001 par value per share (1,645,521) | $0.24 | May 5, 2031 | 1,645,521 | Acquired |
| June 30, 2020 | AUID | Common Stock Purchase Warrant | Common Stock, $0.0001 par value per share | $0.07 | April 19, 2021 | 1,000,000 | Disposed |
| June 30, 2020 | AUID | Common Stock Purchase Warrant | Common Stock, $0.0001 par value per share | $0.15 | June 30, 2022 | 250,000 | Acquired |
| Feb. 14, 2020 | AUID | 15% Convertible Note | Common Stock, $0.0001 par value per share | $0.20 | Feb. 28, 2022 | 375,000 | Acquired |
| Feb. 14, 2020 | AUID | Amended and Restated Promissory Notes | Common Stock, $0.0001 par value per share | $0.20 | Feb. 28, 2022 | 15,000,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 3, 2017 | AUID | Common Stock, $0.0001 par value per share | 13,495,890 | Direct |
| Oct. 3, 2017 | AUID | Common Stock, $0.0001 par value per share | 4,500,000 | Indirect |
| Oct. 3, 2017 | AUID | Common Stock Purchase Warrant→ Common Stock (1,000,000) | 1,000,000 | Direct |
| Oct. 3, 2017 | AUID | Interest Shares→ Common Stock (1,400,000) | 1,400,000 | Indirect |