Theodore W. Baun

CIK 1443910 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 4, 2008 · Latest: Sept. 4, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 30, 2017 RAIL S 4,481 $17.25 $77,297 14,502 Direct -23.61% Disposed -57.5% (price as of 2026-08-21)
May 23, 2017 RAIL S 600 $17.11 $10,266 18,983 Direct -3.06% Disposed -57.1% (price as of 2026-08-21)
May 23, 2017 RAIL S 100 $17.10 $1,710 19,583 Direct -0.51% Disposed -57.1% (price as of 2026-08-21)
May 23, 2017 RAIL S 33 $17.10 $564 19,683 Direct -0.17% Disposed -57.1% (price as of 2026-08-21)
May 23, 2017 RAIL S 250 $17.10 $4,275 19,716 Direct -1.25% Disposed -57.1% (price as of 2026-08-21)
May 23, 2017 RAIL S 17 $17.10 $291 19,966 Direct -0.09% Disposed -57.1% (price as of 2026-08-21)
Aug. 11, 2011 RAIL P 1,000 $16.71 $16,710 3,486 Direct +40.23% Acquired -56.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 14, 2019 RAIL Employee Stock Option (right to buy) Common stock (35,750) $7.41 Jan. 14, 2029 35,750 Acquired
Jan. 12, 2018 RAIL Employee Stock Option (right to buy) Common stock (16,182) $16.66 Jan. 12, 2028 16,182 Acquired
Jan. 12, 2018 RAIL Employee Stock Option (right to buy) Common stock (57,794) $16.66 Jan. 12, 2028 57,794 Acquired
Jan. 12, 2017 RAIL Performance shares Common stock (5,800) — — 5,800 Acquired
Jan. 13, 2016 RAIL Performance shares Common stock (5,108) — — 5,108 Acquired
Jan. 14, 2015 RAIL Performance shares Common stock (3,527) — — 3,527 Acquired
Jan. 15, 2014 RAIL Employee Stock Option (right to buy) Common stock (14,575) $25.55 Jan. 15, 2024 14,575 Acquired
Jan. 18, 2013 RAIL Employee Stock Option (right to buy) Common stock (8,300) $24.56 Jan. 18, 2023 8,300 Acquired
Jan. 12, 2012 RAIL Employee Stock Option (right to buy) Common stock (16,400) $23.40 Jan. 12, 2022 16,400 Acquired
Jan. 13, 2011 RAIL Employee Stock Option (right to buy) Common stock (10,600) $29.88 Jan. 13, 2021 10,600 Acquired
Feb. 23, 2010 RAIL Employee Stock Option (right to buy) Common stock (7,250) $20.69 Feb. 23, 2020 7,250 Acquired
May 12, 2009 RAIL Employee Stock Option (right to buy) Common stock (1,000) $17.84 May 12, 2019 1,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 4, 2008 RAIL Common Stock 260 Direct
Sept. 4, 2008 RAIL Employee Stock Option (right to buy)→ Common stock (1,650) 1,650 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

RAIL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 — — $122,501 $633,016 — — $11,000 $1,116,517
2017 — — — — — — — —
2016 — — — — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.