Thomas A Broughton
Insider
First SEC filing: May 27, 2008 · Latest: March 25, 2025
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 9, 2026 | SFBS | A | 6,018 | · | · | 604,822 Direct | +1.01% | Acquired | (price as of 2026-10-02) |
| Jan. 20, 2026 | SFBS | A | 6,500 | · | · | 598,804 Direct | +1.10% | Acquired | (price as of 2026-10-02) |
| Sept. 5, 2025 | SFBS | G | 284 | · | · | 592,304 Direct | -0.05% | Disposed | (price as of 2026-10-02) |
| Aug. 22, 2025 | SFBS | S | 22,206 | $87.99 | $1,953,906 | 592,588 Direct | -3.61% | Disposed | -8.7% (price as of 2026-10-02) |
| Feb. 21, 2025 | SFBS | F | 700 | $86.76 | $60,732 | 454,717 Direct | -0.15% | Disposed | -7.4% (price as of 2026-10-02) |
| Jan. 29, 2025 | SFBS | F | 624 | $91.25 | $56,940 | 279,806 Direct | -0.22% | Disposed | -12.0% (price as of 2026-10-02) |
| Jan. 27, 2025 | SFBS | A | 4,596 | · | · | 28,430 Direct | +19.28% | Acquired | (price as of 2026-10-02) |
| Jan. 27, 2025 | SFBS | A | 4,569 | · | · | 284,375 Direct | +1.63% | Acquired | (price as of 2026-10-02) |
| Jan. 27, 2025 | SFBS | F | 1,404 | $89.68 | $125,911 | 282,971 Direct | -0.49% | Disposed | -10.5% (price as of 2026-10-02) |
| Oct. 29, 2024 | SFBS | G | 1,000 | · | · | 275,834 Direct | -0.36% | Disposed | (price as of 2026-10-02) |
| July 22, 2024 | SFBS | G | 1,000 | · | · | 276,834 Direct | -0.36% | Disposed | (price as of 2026-10-02) |
| Jan. 29, 2024 | SFBS | A | 12,399 | · | · | 272,090 Direct | +4.77% | Acquired | (price as of 2026-10-02) |
| Jan. 29, 2024 | SFBS | A | 5,744 | · | · | 277,834 Direct | +2.11% | Acquired | (price as of 2026-10-02) |
| May 4, 2023 | SFBS | P | 2,775 | $44.60 | $123,765 | 2,775 Indirect | · | Acquired | 80.0% (price as of 2026-10-02) |
| April 20, 2023 | SFBS | P | 3,000 | $49.95 | $149,850 | 259,691 Direct | +1.17% | Acquired | 60.8% (price as of 2026-10-02) |
| March 14, 2023 | SFBS | P | 152 | $57.73 | $8,775 | 55,138 Indirect | +0.28% | Acquired | 39.1% (price as of 2026-10-02) |
| Feb. 21, 2023 | SFBS | A | 5,161 | · | · | 256,691 Direct | +2.05% | Acquired | (price as of 2026-10-02) |
| Oct. 21, 2022 | SFBS | P | 196 | $69.97 | $13,714 | 54,986 Indirect | +0.36% | Acquired | 14.8% (price as of 2026-10-02) |
| June 10, 2022 | SFBS | P | 1,000 | $76.23 | $76,230 | 251,530 Direct | +0.40% | Acquired | 5.3% (price as of 2026-10-02) |
| Jan. 24, 2022 | SFBS | A | 4,341 | · | · | 250,530 Direct | +1.76% | Acquired | (price as of 2026-10-02) |
| Jan. 25, 2021 | SFBS | A | 8,267 | · | · | 744,001 Direct | +1.12% | Acquired | (price as of 2026-10-02) |
| Dec. 7, 2020 | SFBS | G | 300,000 | · | · | 735,734 Direct | -28.96% | Disposed | (price as of 2026-10-02) |
| Sept. 21, 2020 | SFBS | M | 5,000 | $15.08 | $75,400 | 1,035,734 Direct | +0.49% | Acquired | 432.5% (price as of 2026-10-02) |
| Sept. 21, 2020 | SFBS | M | 5,000 | $15.08 | $75,400 | 0 Direct | -100.00% | Disposed | 432.5% (price as of 2026-10-02) |
| April 23, 2020 | SFBS | A | 655 | · | · | 1,030,734 Direct | +0.06% | Acquired | (price as of 2026-10-02) |
| Feb. 28, 2020 | SFBS | M | 5,000 | $15.08 | $75,400 | 1,030,079 Direct | +0.49% | Acquired | 432.5% (price as of 2026-10-02) |
| Feb. 28, 2020 | SFBS | M | 5,000 | $15.08 | $75,400 | 5,000 Direct | -50.00% | Disposed | 432.5% (price as of 2026-10-02) |
| Jan. 31, 2020 | SFBS | M | 10,000 | $15.08 | $150,800 | 1,025,079 Direct | +0.99% | Acquired | 432.5% (price as of 2026-10-02) |
| Jan. 31, 2020 | SFBS | M | 10,000 | $15.08 | $150,800 | 10,000 Direct | -50.00% | Disposed | 432.5% (price as of 2026-10-02) |
| Oct. 8, 2019 | SFBS | M | 13,000 | $18.57 | $241,410 | 1,015,079 Direct | +1.30% | Acquired | 332.4% (price as of 2026-10-02) |
| Oct. 8, 2019 | SFBS | M | 13,000 | $18.57 | $241,410 | 0 Direct | -100.00% | Disposed | 332.4% (price as of 2026-10-02) |
| Aug. 29, 2019 | SFBS | P | 1,500 | $30.79 | $46,185 | 1,002,079 Direct | +0.15% | Acquired | 160.8% (price as of 2026-10-02) |
| May 13, 2019 | SFBS | M | 10,000 | $5.00 | $50,000 | 1,000,579 Direct | +1.01% | Acquired | 1506.0% (price as of 2026-10-02) |
| May 13, 2019 | SFBS | M | 10,000 | $5.00 | $50,000 | 0 Direct | -100.00% | Disposed | 1506.0% (price as of 2026-10-02) |
| April 17, 2019 | SFBS | A | 579 | · | · | 990,579 Direct | +0.06% | Acquired | (price as of 2026-10-02) |
| Jan. 2, 2019 | SFBS | M | 10,000 | $5.00 | $50,000 | 990,000 Direct | +1.02% | Acquired | 1506.0% (price as of 2026-10-02) |
| Jan. 2, 2019 | SFBS | M | 10,000 | $5.00 | $50,000 | 10,000 Direct | -50.00% | Disposed | 1506.0% (price as of 2026-10-02) |
| Oct. 23, 2018 | SFBS | P | 250 | $35.34 | $8,835 | 54,790 Indirect | +0.46% | Acquired | 127.2% (price as of 2026-10-02) |
| Oct. 11, 2018 | SFBS | M | 20,000 | $5.00 | $100,000 | 980,000 Direct | +2.08% | Acquired | 1506.0% (price as of 2026-10-02) |
| Oct. 11, 2018 | SFBS | M | 20,000 | $5.00 | $100,000 | 20,000 Direct | -50.00% | Disposed | 1506.0% (price as of 2026-10-02) |
| Jan. 31, 2018 | SFBS | M | 10,000 | $5.00 | $50,000 | 960,000 Direct | +1.05% | Acquired | 1506.0% (price as of 2026-10-02) |
| Jan. 31, 2018 | SFBS | M | 10,000 | $5.00 | $50,000 | 40,000 Direct | -20.00% | Disposed | 1506.0% (price as of 2026-10-02) |
| May 11, 2017 | SFBS | P | 250 | $37.06 | $9,265 | 7,270 Indirect | +3.56% | Acquired | 116.7% (price as of 2026-10-02) |
| Feb. 21, 2017 | SFBS | M | 10,000 | $5.00 | $50,000 | 950,000 Direct | +1.06% | Acquired | 1506.0% (price as of 2026-10-02) |
| Feb. 21, 2017 | SFBS | M | 10,000 | $5.00 | $50,000 | 50,000 Direct | -16.67% | Disposed | 1506.0% (price as of 2026-10-02) |
| Oct. 28, 2016 | SFBS | G | 1,000 | · | · | 470,000 Direct | -0.21% | Disposed | (price as of 2026-10-02) |
| March 8, 2016 | SFBS | G | 1,820 | · | · | 182,000 Indirect | -0.99% | Disposed | (price as of 2026-10-02) |
| Feb. 22, 2016 | SFBS | P | 270 | $36.69 | $9,906 | 27,270 Indirect | +1.00% | Acquired | 337.7% (price as of 2026-10-02) |
| Jan. 19, 2016 | SFBS | M | 33,000 | $8.33 | $274,890 | 471,000 Direct | +7.53% | Acquired | 1828.0% (price as of 2026-10-02) |
| Jan. 19, 2016 | SFBS | M | 33,000 | $8.33 | $274,890 | 0 Direct | -100.00% | Disposed | 1828.0% (price as of 2026-10-02) |
| Aug. 24, 2015 | SFBS | G | 180,180 | · | · | 182,000 Indirect | -49.75% | Disposed | (price as of 2026-10-02) |
| June 15, 2015 | SFBS | A | 6,500 | · | · | 6,500 Direct | · | Acquired | (price as of 2026-10-02) |
| May 13, 2015 | SFBS | P | 210 | $35.11 | $7,373 | 3,510 Indirect | +6.36% | Acquired | 357.4% (price as of 2026-10-02) |
| May 13, 2015 | SFBS | P | 210 | $35.08 | $7,367 | 3,510 Indirect | +6.36% | Acquired | 357.8% (price as of 2026-10-02) |
| Jan. 20, 2015 | SFBS | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Oct. 23, 2014 | SFBS | P | 344 | $28.92 | $9,948 | 620,000 Direct | +0.06% | Acquired | 455.3% (price as of 2026-10-02) |
| Aug. 7, 2014 | SFBS | P | 1,002 | $28.50 | $28,557 | 27,000 Indirect | +3.85% | Acquired | 463.5% (price as of 2026-10-02) |
| May 14, 2014 | SFBS | P | 500 | $91.00 | $45,500 | 206,552 Direct | +0.24% | Acquired | 429.5% (price as of 2026-10-02) |
| May 14, 2014 | SFBS | P | 500 | $91.00 | $45,500 | 8,666 Indirect | +6.12% | Acquired | 429.5% (price as of 2026-10-02) |
| Jan. 31, 2014 | SFBS | X | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2014 | SFBS | X | 10,000 | $20.00 | $200,000 | 206,052 Direct | +5.10% | Acquired | 2309.0% (price as of 2026-10-02) |
| Jan. 31, 2014 | SFBS | X | 10,000 | $20.00 | $200,000 | 206,052 Direct | +5.10% | Acquired | 2309.0% (price as of 2026-10-02) |
| Jan. 13, 2014 | SFBS | X | 8,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 13, 2014 | SFBS | X | 8,500 | $10.00 | $85,000 | 196,052 Direct | +4.53% | Acquired | 4718.0% (price as of 2026-10-02) |
| Jan. 6, 2014 | SFBS | G | 400 | · | · | 800 Indirect | +100.00% | Acquired | (price as of 2026-10-02) |
| Jan. 6, 2014 | SFBS | G | 1,200 | · | · | 187,552 Direct | -0.64% | Disposed | (price as of 2026-10-02) |
| Dec. 2, 2013 | SFBS | P | 100 | $41.50 | $4,150 | 8,166 Indirect | +1.24% | Acquired | 1061.0% (price as of 2026-10-02) |
| Sept. 11, 2013 | SFBS | P | 250 | $41.50 | $10,375 | 8,066 Indirect | +3.20% | Acquired | 1061.0% (price as of 2026-10-02) |
| March 20, 2013 | SFBS | X | 3,000 | · | · | 8,500 Direct | -26.09% | Disposed | (price as of 2026-10-02) |
| March 20, 2013 | SFBS | X | 3,000 | $10.00 | $30,000 | 189,652 Direct | +1.61% | Acquired | 4718.0% (price as of 2026-10-02) |
| March 11, 2013 | SFBS | X | 6,000 | · | · | 11,500 Direct | -34.29% | Disposed | (price as of 2026-10-02) |
| March 11, 2013 | SFBS | X | 6,000 | $10.00 | $60,000 | 186,652 Direct | +3.32% | Acquired | 4718.0% (price as of 2026-10-02) |
| Feb. 28, 2013 | SFBS | G | 400 | · | · | 400 Indirect | · | Acquired | (price as of 2026-10-02) |
| Feb. 28, 2013 | SFBS | G | 1,200 | · | · | 180,652 Direct | -0.66% | Disposed | (price as of 2026-10-02) |
| Dec. 6, 2012 | SFBS | X | 30,000 | · | · | 17,500 Direct | -63.16% | Disposed | (price as of 2026-10-02) |
| Dec. 6, 2012 | SFBS | X | 30,000 | $10.00 | $300,000 | 181,852 Direct | +19.76% | Acquired | 4718.0% (price as of 2026-10-02) |
| Jan. 31, 2012 | SFBS | X | 15,000 | · | · | 47,500 Direct | -24.00% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2012 | SFBS | G | 900 | · | · | 151,852 Direct | -0.59% | Disposed | (price as of 2026-10-02) |
| Jan. 31, 2012 | SFBS | X | 15,000 | $10.00 | $150,000 | 152,752 Direct | +10.89% | Acquired | 4718.0% (price as of 2026-10-02) |
| Nov. 28, 2011 | SFBS | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2011 | SFBS | X | 12,500 | · | · | 62,500 Direct | -16.67% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2011 | SFBS | X | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2011 | SFBS | X | 12,500 | $10.00 | $125,000 | 137,752 Direct | +9.98% | Acquired | 4718.0% (price as of 2026-10-02) |
| Nov. 22, 2011 | SFBS | X | 10,000 | $10.00 | $100,000 | 125,252 Direct | +8.68% | Acquired | 4718.0% (price as of 2026-10-02) |
| Aug. 3, 2011 | SFBS | P | 666 | $30.00 | $19,980 | 666 Indirect | · | Acquired | 1506.0% (price as of 2026-10-02) |
| May 9, 2011 | SFBS | P | 3,000 | $30.00 | $90,000 | 115,252 Direct | +2.67% | Acquired | 1506.0% (price as of 2026-10-02) |
| Jan. 19, 2011 | SFBS | A | 11,000 | $25.00 | $275,000 | 106,000 Direct | +11.58% | Acquired | 1827.2% (price as of 2026-10-02) |
| Sept. 13, 2010 | SFBS | P | 10,000 | $25.00 | $250,000 | 112,252 Direct | +9.78% | Acquired | 1827.2% (price as of 2026-10-02) |
| Oct. 26, 2009 | SFBS | A | 20,000 | · | · | 102,252 Direct | +24.32% | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 21, 2020 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $15.08 | Jan. 20, 2025 | 5,000 | Disposed |
| Feb. 28, 2020 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $15.08 | Jan. 20, 2025 | 5,000 | Disposed |
| Jan. 31, 2020 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $15.08 | Jan. 20, 2025 | 10,000 | Disposed |
| Oct. 8, 2019 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $18.57 | June 15, 2023 | 13,000 | Disposed |
| May 13, 2019 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $5.00 | Nov. 28, 2021 | 10,000 | Disposed |
| Jan. 2, 2019 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $5.00 | Nov. 28, 2021 | 10,000 | Disposed |
| Oct. 11, 2018 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $5.00 | Nov. 28, 2021 | 20,000 | Disposed |
| Jan. 31, 2018 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $5.00 | Nov. 28, 2021 | 10,000 | Disposed |
| Feb. 21, 2017 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $5.00 | Nov. 28, 2021 | 10,000 | Disposed |
| Jan. 19, 2016 | SFBS | STOCK OPTION (RIGHT TO BUY) | COMMON STOCK | $8.33 | Jan. 19, 2021 | 33,000 | Disposed |
| June 15, 2015 | SFBS | Stock Option (Right to Buy) | Common Stock | $37.14 | June 15, 2023 | 6,500 | Acquired |
| Jan. 20, 2015 | SFBS | Stock Option (Right to Buy) | Common Stock | $30.17 | Jan. 20, 2025 | 10,000 | Acquired |
| Jan. 31, 2014 | SFBS | Stock Option (right to buy) | Common Stock | $20.00 | Dec. 20, 2017 | 10,000 | Disposed |
| Jan. 13, 2014 | SFBS | Stock Option (right to buy) | Common Stock | $10.00 | May 19, 2015 | 8,500 | Disposed |
| March 20, 2013 | SFBS | Stock Option (right to buy) | Common Stock | $10.00 | May 19, 2015 | 3,000 | Disposed |
| March 11, 2013 | SFBS | Stock Option (right to buy) | Common Stock | $10.00 | May 19, 2015 | 6,000 | Disposed |
| Dec. 6, 2012 | SFBS | Stock Option (Right to Buy) | Common Stock | $10.00 | May 19, 2015 | 30,000 | Disposed |
| Jan. 31, 2012 | SFBS | Stock Option (Right to Buy) | Common Stock | $10.00 | May 19, 2015 | 15,000 | Disposed |
| Nov. 28, 2011 | SFBS | Stock Option (Right to Buy) | Common Stock | $30.00 | Nov. 28, 2021 | 10,000 | Acquired |
| Nov. 22, 2011 | SFBS | Stock Option (Right to Buy) | Common Stock | $10.00 | May 19, 2015 | 12,500 | Disposed |
| Nov. 22, 2011 | SFBS | Warrant (Right to Buy) | Common Stock | $10.00 | May 13, 2015 | 10,000 | Disposed |
| Jan. 19, 2011 | SFBS | Employee Stock Option (Right to Buy) | Common stock par value $0.001 per share | $25.00 | Jan. 19, 2021 | 11,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $785,000 | $220,964 | $824,250 | · | $579,036 | · | $65,192 | $2,474,442 |
| 2024 | $746,000 | $375,455 | $783,300 | · | $124,545 | · | $63,728 | $2,093,028 |
| 2023 | $721,000 | $264,968 | · | · | $340,673 | · | $56,297 | $2,139,984 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.