Thomas A Broughton

CIK 1185581 · View on SEC EDGAR ↗

Insider

First SEC filing: May 27, 2008 · Latest: March 25, 2025

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 13, 2015 SFBS P 210 $35.11 $7,373 3,510 Indirect +6.36% Acquired 399.1% (price as of 2026-08-20)
May 13, 2015 SFBS P 210 $35.08 $7,367 3,510 Indirect +6.36% Acquired 399.5% (price as of 2026-08-20)
Oct. 23, 2014 SFBS P 344 $28.92 $9,948 620,000 Direct +0.06% Acquired 505.9% (price as of 2026-08-20)
Aug. 7, 2014 SFBS P 1,002 $28.50 $28,557 27,000 Indirect +3.85% Acquired 514.8% (price as of 2026-08-20)
May 14, 2014 SFBS P 500 $91.00 $45,500 206,552 Direct +0.24% Acquired 477.6% (price as of 2026-08-20)
May 14, 2014 SFBS P 500 $91.00 $45,500 8,666 Indirect +6.12% Acquired 477.6% (price as of 2026-08-20)
Dec. 2, 2013 SFBS P 100 $41.50 $4,150 8,166 Indirect +1.24% Acquired 1166.7% (price as of 2026-08-20)
Sept. 11, 2013 SFBS P 250 $41.50 $10,375 8,066 Indirect +3.20% Acquired 1166.7% (price as of 2026-08-20)
Aug. 3, 2011 SFBS P 666 $30.00 $19,980 666 Indirect — Acquired 1652.2% (price as of 2026-08-20)
May 9, 2011 SFBS P 3,000 $30.00 $90,000 115,252 Direct +2.67% Acquired 1652.2% (price as of 2026-08-20)
Sept. 13, 2010 SFBS P 10,000 $25.00 $250,000 112,252 Direct +9.78% Acquired 2002.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 31, 2014 SFBS Stock Option (right to buy) Common Stock (10,000) $20.00 Dec. 20, 2017 10,000 Disposed
Jan. 13, 2014 SFBS Stock Option (right to buy) Common Stock (8,500) $10.00 May 19, 2015 8,500 Disposed
March 20, 2013 SFBS Stock Option (right to buy) Common Stock (3,000) $10.00 May 19, 2015 3,000 Disposed
March 11, 2013 SFBS Stock Option (right to buy) Common Stock (6,000) $10.00 May 19, 2015 6,000 Disposed
Dec. 6, 2012 SFBS Stock Option (Right to Buy) Common Stock (30,000) $10.00 May 19, 2015 30,000 Disposed
Jan. 31, 2012 SFBS Stock Option (Right to Buy) Common Stock (15,000) $10.00 May 19, 2015 15,000 Disposed
Nov. 28, 2011 SFBS Stock Option (Right to Buy) Common Stock (10,000) $30.00 Nov. 28, 2021 10,000 Acquired
Nov. 22, 2011 SFBS Stock Option (Right to Buy) Common Stock (12,500) $10.00 May 19, 2015 12,500 Disposed
Nov. 22, 2011 SFBS Warrant (Right to Buy) Common Stock (10,000) $10.00 May 13, 2015 10,000 Disposed
Jan. 19, 2011 SFBS Employee Stock Option (Right to Buy) Common stock par value $0.001 per share (11,000) $25.00 Jan. 19, 2021 11,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 27, 2008 SFBS Common Stock 82,252 Direct
May 27, 2008 SFBS Warrants→ Common Stock (10,000) 10,000 Direct
May 27, 2008 SFBS Stock Option→ Common Stock (10,000) 10,000 Direct
May 27, 2008 SFBS Stock Option→ Common Stock (75,000) 75,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SFBS

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $785,000 $220,964 $824,250 — $579,036 — $65,192 $2,474,442
2024 $746,000 $375,455 $783,300 — $124,545 — $63,728 $2,093,028
2023 $721,000 $264,968 — — $340,673 — $56,297 $2,139,984

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.