Thomas A Franke

Insider

First SEC filing: Sept. 30, 2003 · Latest: Sept. 30, 2003

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 20, 2004	RJF	X	100	$35.00	$3,500	0 Direct	-100.00%	Disposed	1590.5% (price as of 2026-08-21)
Feb. 20, 2004	RJF	X	10,000	$35.00	$350,000	147,896 Direct	-6.33%	Disposed	1590.5% (price as of 2026-08-21)
Aug. 15, 2003	RJF	S	10,000	$36.38	$363,800	157,896 Direct	-5.96%	Disposed	1526.4% (price as of 2026-08-21)
Aug. 12, 2003	RJF	S	100	$300.00	$30,000	0 Direct	-100.00%	Disposed	97.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 20, 2004	RJF	Call Option (obligation to sell)	Common Stock (10,000)	$35.00	Feb. 21, 2004	100	Disposed
Aug. 12, 2003	RJF	Call Option (obligation to sell)	Common Stock (10,000)	$35.00	Feb. 21, 2003	100	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2001	$229,000	$687,508	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.