Thomas A Gales

Insider

First SEC filing: Dec. 7, 2005 · Latest: Dec. 7, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAT selling July 19, 2005

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 30, 2005	CAT	G	780	—	—	36,318 Direct	-2.10%	Disposed	(price as of 2026-08-20)
Nov. 28, 2005	CAT	G	300	—	—	37,098 Direct	-0.80%	Disposed	(price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,208	$31.17	$99,993	39,165 Direct	+8.92%	Acquired	2493.9% (price as of 2026-08-20)
Nov. 16, 2005	CAT	F	1,767	$56.58	$99,977	37,398 Direct	-4.51%	Disposed	1329.0% (price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,208	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,590	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,868	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2005	CAT	F	1,766	$56.58	$99,920	35,957 Direct	-4.68%	Disposed	1329.0% (price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,590	$27.84	$99,946	37,723 Direct	+10.52%	Acquired	2804.2% (price as of 2026-08-20)
Nov. 16, 2005	CAT	F	1,765	$56.58	$99,864	34,133 Direct	-4.92%	Disposed	1329.0% (price as of 2026-08-20)
Nov. 16, 2005	CAT	M	3,868	$25.83	$99,910	35,898 Direct	+12.08%	Acquired	3030.2% (price as of 2026-08-20)
July 19, 2005	CAT	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 19, 2005	CAT	S	15,000	$52.50	$787,500	32,030 Direct	-31.89%	Disposed	1440.1% (price as of 2026-08-20)
July 19, 2005	CAT	M	15,000	$19.20	$288,000	47,030 Direct	+46.83%	Acquired	4111.1% (price as of 2026-08-20)
June 17, 2005	CAT	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 17, 2005	CAT	S	7,500	$100.00	$750,000	15,891 Direct	-32.06%	Disposed	1517.1% (price as of 2026-08-20)
June 17, 2005	CAT	M	7,500	$38.41	$288,075	23,391 Direct	+47.20%	Acquired	4110.0% (price as of 2026-08-20)
March 1, 2005	CAT	A	250	$96.02	$24,005	15,891 Direct	+1.60%	Acquired	1584.1% (price as of 2026-08-20)
Feb. 25, 2005	CAT	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2005	CAT	S	5,000	$95.00	$475,000	15,641 Direct	-24.22%	Disposed	1602.2% (price as of 2026-08-20)
Feb. 25, 2005	CAT	M	5,000	$38.41	$192,050	20,641 Direct	+31.97%	Acquired	4110.0% (price as of 2026-08-20)
Feb. 18, 2005	CAT	J	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 23, 2004	CAT	M	2,601	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 23, 2004	CAT	F	1,099	$90.88	$99,877	17,750 Direct	-5.83%	Disposed	1679.3% (price as of 2026-08-20)
Nov. 23, 2004	CAT	M	2,601	$38.41	$99,904	18,849 Direct	+16.01%	Acquired	4110.0% (price as of 2026-08-20)
June 8, 2004	CAT	J	27,000	—	—	27,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 20, 2004	CAT	F	188	$83.11	$15,625	16,088 Direct	-1.16%	Disposed	1845.7% (price as of 2026-08-20)
Dec. 8, 2003	CAT	M	4,382	$32.91	$144,212	19,635 Direct	+28.73%	Acquired	4813.6% (price as of 2026-08-20)
Dec. 5, 2003	CAT	M	3,038	$32.91	$99,981	16,558 Direct	+22.47%	Acquired	4813.6% (price as of 2026-08-20)
Dec. 5, 2003	CAT	M	4,382	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 5, 2003	CAT	M	3,038	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 5, 2003	CAT	F	2,543	$76.56	$194,692	17,092 Direct	-12.95%	Disposed	2012.1% (price as of 2026-08-20)
Dec. 5, 2003	CAT	F	1,305	$76.56	$99,911	15,253 Direct	-7.88%	Disposed	2012.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 16, 2005	CAT	Employee Stock Option [F3]	Common (3,208)	$31.17	June 8, 2009	3,208	Disposed
Nov. 16, 2005	CAT	Employee Stock Option [F3]	Common (3,590)	$27.84	June 9, 2008	3,590	Disposed
Nov. 16, 2005	CAT	Employee Stock Option [F3]	Common (3,868)	$25.83	June 10, 2007	3,868	Disposed
July 19, 2005	CAT	Employee Stock Option [F3]	Common (15,000)	$19.20	June 12, 2010	15,000	Disposed
June 17, 2005	CAT	Employee Stock Option [F3]	Common (7,500)	$38.41	June 12, 2010	7,500	Disposed
Feb. 25, 2005	CAT	Employee Stock Option [F3]	Common (5,000)	$38.41	June 12, 2010	5,000	Disposed
Feb. 18, 2005	CAT	Option (NQ) [F3]	Common (30,000)	$91.28	Feb. 18, 2015	30,000	Acquired
Nov. 23, 2004	CAT	Employee Stock Option [F3]	Common (2,601)	$38.41	June 12, 2010	2,601	Disposed
June 8, 2004	CAT	Option (NQ) [F3]	Common (27,000)	$77.26	June 8, 2014	27,000	Acquired
Dec. 5, 2003	CAT	Employee Stock Option [F3]	Common (4,382)	$32.91	June 11, 2006	4,382	Disposed
Dec. 5, 2003	CAT	Employee Stock Option [F3]	Common (3,038)	$32.91	June 11, 2006	3,038	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).