Thomas A James
First SEC filing: Jan. 8, 2008 · Latest: Jan. 8, 2008
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 15, 2023 | RJF | M | 821 | · | · | 17,606,654 Indirect | 0.00% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2023 | RJF | M | 821 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2023 | RJF | A | 1,353 | · | · | 1,353 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 20, 2023 | RJF | A | 1,229 | · | · | 17,605,833 Indirect | +0.01% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2022 | RJF | A | 1,360 | · | · | 1,360 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2022 | RJF | M | 824 | · | · | 17,604,604 Indirect | 0.00% | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2022 | RJF | M | 824 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 30, 2022 | RJF | A | 1,080 | · | · | 17,603,780 Indirect | +0.01% | Acquired | (price as of 2026-10-02) |
| Nov. 15, 2022 | RJF | S | 1,350 | $123.80 | $167,130 | 0 Indirect | -100.00% | Disposed | 27.8% (price as of 2026-10-02) |
| May 3, 2022 | RJF | J | 664,131 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2021 | RJF | A | 519 | · | · | 519 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 14, 2021 | RJF | M | 5,459 | · | · | 17,602,700 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Dec. 14, 2021 | RJF | M | 5,459 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 1, 2021 | RJF | A | 6,931 | · | · | 17,597,241 Indirect | +0.04% | Acquired | (price as of 2026-10-02) |
| Feb. 19, 2021 | RJF | S | 192,392 | $116.62 | $22,436,755 | 442,754 Indirect | -30.29% | Disposed | 103.5% (price as of 2026-10-02) |
| Feb. 18, 2021 | RJF | S | 27,608 | $116.58 | $3,218,541 | 635,146 Indirect | -4.17% | Disposed | 103.6% (price as of 2026-10-02) |
| Feb. 11, 2021 | RJF | S | 48,018 | $112.94 | $5,423,153 | 11,726,874 Indirect | -0.41% | Disposed | 110.1% (price as of 2026-10-02) |
| Feb. 9, 2021 | RJF | S | 3,721 | $111.75 | $415,822 | 11,891,775 Indirect | -0.03% | Disposed | 112.4% (price as of 2026-10-02) |
| Feb. 9, 2021 | RJF | S | 116,883 | $111.13 | $12,989,208 | 11,774,892 Indirect | -0.98% | Disposed | 113.5% (price as of 2026-10-02) |
| Feb. 8, 2021 | RJF | S | 81,378 | $110.26 | $8,972,738 | 11,895,496 Indirect | -0.68% | Disposed | 115.2% (price as of 2026-10-02) |
| Dec. 15, 2020 | RJF | M | 3,174 | · | · | 11,976,874 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2020 | RJF | M | 3,174 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2020 | RJF | A | 547 | · | · | 547 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 2, 2020 | RJF | A | 3,968 | · | · | 11,973,700 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Nov. 10, 2020 | RJF | S | 52,552 | $85.92 | $4,515,268 | 11,969,732 Indirect | -0.44% | Disposed | 176.2% (price as of 2026-10-02) |
| Nov. 9, 2020 | RJF | S | 47,448 | $86.74 | $4,115,640 | 12,022,284 Indirect | -0.39% | Disposed | 173.6% (price as of 2026-10-02) |
| Dec. 15, 2019 | RJF | M | 3,103 | · | · | 12,069,732 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2019 | RJF | M | 3,103 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 13, 2019 | RJF | A | 549 | · | · | 549 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 21, 2019 | RJF | A | 4,314 | · | · | 12,066,629 Indirect | +0.04% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2018 | RJF | M | 3,877 | · | · | 12,062,315 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2018 | RJF | M | 3,877 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 14, 2018 | RJF | A | 3,639 | · | · | 3,639 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 28, 2018 | RJF | A | 4,884 | · | · | 12,058,438 Indirect | +0.04% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2017 | RJF | M | 3,650 | · | · | 12,053,554 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2017 | RJF | M | 3,650 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2017 | RJF | A | 3,174 | · | · | 3,174 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 7, 2017 | RJF | G | 60,000 | · | · | 12,049,904 Indirect | -0.50% | Disposed | (price as of 2026-10-02) |
| Dec. 7, 2017 | RJF | G | 60,000 | · | · | 108,087 Indirect | +124.77% | Acquired | (price as of 2026-10-02) |
| Nov. 29, 2017 | RJF | A | 3,868 | · | · | 12,109,904 Indirect | +0.03% | Acquired | (price as of 2026-10-02) |
| Nov. 28, 2017 | RJF | S | 72,388 | $86.59 | $6,268,077 | 12,186,358 Indirect | -0.59% | Disposed | 174.1% (price as of 2026-10-02) |
| Nov. 28, 2017 | RJF | S | 80,322 | $85.75 | $6,887,612 | 12,106,036 Indirect | -0.66% | Disposed | 176.8% (price as of 2026-10-02) |
| Nov. 27, 2017 | RJF | S | 47,290 | $85.42 | $4,039,512 | 12,258,746 Indirect | -0.38% | Disposed | 177.8% (price as of 2026-10-02) |
| Feb. 1, 2017 | RJF | G | 662,754 | · | · | 662,754 Indirect | -50.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2016 | RJF | A | 3,103 | · | · | 3,103 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2016 | RJF | M | 3,071 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 13, 2016 | RJF | M | 3,071 | · | · | 13,339,786 Direct | +0.02% | Acquired | (price as of 2026-10-02) |
| Nov. 21, 2016 | RJF | A | 3,040 | · | · | 13,336,715 Direct | +0.02% | Acquired | (price as of 2026-10-02) |
| May 31, 2016 | RJF | G | 10,000 | · | · | 13,333,675 Direct | -0.07% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2015 | RJF | A | 3,877 | · | · | 3,877 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 14, 2015 | RJF | M | 2,936 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 14, 2015 | RJF | M | 2,936 | · | · | 13,343,675 Direct | +0.02% | Acquired | (price as of 2026-10-02) |
| Dec. 9, 2015 | RJF | S | 7,000 | $59.27 | $414,890 | 13,340,739 Direct | -0.05% | Disposed | 300.4% (price as of 2026-10-02) |
| Dec. 8, 2015 | RJF | S | 20,800 | $59.28 | $1,233,024 | 13,347,739 Direct | -0.16% | Disposed | 300.3% (price as of 2026-10-02) |
| Dec. 7, 2015 | RJF | S | 18,141 | $59.38 | $1,077,213 | 13,368,539 Direct | -0.14% | Disposed | 299.7% (price as of 2026-10-02) |
| Dec. 4, 2015 | RJF | S | 130,498 | $59.43 | $7,755,496 | 13,386,680 Direct | -0.97% | Disposed | 299.3% (price as of 2026-10-02) |
| Nov. 18, 2015 | RJF | A | 2,936 | · | · | 13,517,178 Direct | +0.02% | Acquired | (price as of 2026-10-02) |
| Dec. 23, 2014 | RJF | G | 35,500 | · | · | 13,514,242 Direct | -0.26% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2014 | RJF | A | 3,650 | · | · | 3,650 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2014 | RJF | M | 10,312 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2014 | RJF | M | 10,312 | · | · | 13,549,742 Direct | +0.08% | Acquired | (price as of 2026-10-02) |
| Nov. 13, 2014 | RJF | G | 4,500 | · | · | 13,539,430 Direct | -0.03% | Disposed | (price as of 2026-10-02) |
| Jan. 27, 2014 | RJF | G | 31,235 | · | · | 90,696 Indirect | -25.62% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2013 | RJF | M | 11,908 | · | · | 12,520,196 Direct | +0.10% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2013 | RJF | M | 11,908 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 13, 2013 | RJF | A | 3,071 | · | · | 3,071 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 11, 2013 | RJF | G | 40,000 | · | · | 12,508,288 Direct | -0.32% | Disposed | (price as of 2026-10-02) |
| May 15, 2013 | RJF | G | 11,400 | · | · | 12,548,288 Direct | -0.09% | Disposed | (price as of 2026-10-02) |
| May 13, 2013 | RJF | G | 651,305 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| May 13, 2013 | RJF | G | 162,826 | · | · | 12,559,688 Direct | +1.31% | Acquired | (price as of 2026-10-02) |
| March 6, 2013 | RJF | G | 60,000 | · | · | 651,305 Indirect | -8.44% | Disposed | (price as of 2026-10-02) |
| March 6, 2013 | RJF | G | 15,000 | · | · | 12,396,862 Direct | +0.12% | Acquired | (price as of 2026-10-02) |
| Feb. 12, 2013 | RJF | S | 52,419 | $45.40 | $2,379,823 | 12,381,862 Direct | -0.42% | Disposed | 422.7% (price as of 2026-10-02) |
| Feb. 11, 2013 | RJF | S | 15,513 | $45.44 | $704,911 | 12,434,281 Direct | -0.12% | Disposed | 422.3% (price as of 2026-10-02) |
| Feb. 5, 2013 | RJF | S | 76,320 | $45.43 | $3,467,218 | 12,449,794 Direct | -0.61% | Disposed | 422.4% (price as of 2026-10-02) |
| Feb. 1, 2013 | RJF | S | 55,748 | $45.31 | $2,525,942 | 12,526,114 Direct | -0.44% | Disposed | 423.8% (price as of 2026-10-02) |
| Jan. 29, 2013 | RJF | S | 86,216 | $44.68 | $3,852,131 | 12,581,862 Direct | -0.68% | Disposed | 431.1% (price as of 2026-10-02) |
| Jan. 28, 2013 | RJF | S | 213,784 | $44.52 | $9,517,664 | 12,668,078 Direct | -1.66% | Disposed | 433.1% (price as of 2026-10-02) |
| Dec. 31, 2012 | RJF | G | 10,600 | · | · | 12,881,862 Direct | -0.08% | Disposed | (price as of 2026-10-02) |
| Dec. 26, 2012 | RJF | G | 210,000 | · | · | 12,892,462 Direct | -1.60% | Disposed | (price as of 2026-10-02) |
| Dec. 14, 2012 | RJF | A | 2,936 | · | · | 2,936 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 14, 2012 | RJF | A | 2,936 | · | · | 2,936 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2012 | RJF | G | 9,300 | · | · | 13,102,462 Direct | -0.07% | Disposed | (price as of 2026-10-02) |
| Nov. 6, 2012 | RJF | S | 90,000 | $39.60 | $3,564,000 | 13,111,762 Direct | -0.68% | Disposed | 499.3% (price as of 2026-10-02) |
| Feb. 13, 2012 | RJF | G | 1,000,000 | · | · | 6,541,030 Indirect | -13.26% | Disposed | (price as of 2026-10-02) |
| Feb. 10, 2012 | RJF | S | 1,000 | $34.58 | $34,580 | 121,931 Indirect | -0.81% | Disposed | 586.3% (price as of 2026-10-02) |
| Feb. 10, 2012 | RJF | S | 200 | $34.59 | $6,918 | 122,931 Indirect | -0.16% | Disposed | 586.1% (price as of 2026-10-02) |
| Jan. 26, 2012 | RJF | G | 175,893 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 26, 2012 | RJF | G | 43,973 | · | · | 13,287,735 Direct | +0.33% | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2011 | RJF | A | 10,312 | · | · | 10,312 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 29, 2011 | RJF | G | 40,000 | · | · | 13,243,762 Direct | -0.30% | Disposed | (price as of 2026-10-02) |
| Nov. 8, 2011 | RJF | S | 25,000 | $31.30 | $782,500 | 7,541,030 Indirect | -0.33% | Disposed | 658.2% (price as of 2026-10-02) |
| Oct. 27, 2011 | RJF | G | 16,000 | · | · | 13,283,762 Direct | -0.12% | Disposed | (price as of 2026-10-02) |
| Oct. 24, 2011 | RJF | S | 1,000 | $30.90 | $30,900 | 123,131 Indirect | -0.81% | Disposed | 668.0% (price as of 2026-10-02) |
| Sept. 26, 2011 | RJF | J | 711,305 | · | · | 711,305 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 6, 2011 | RJF | G | 80,000 | · | · | 175,893 Indirect | -31.26% | Disposed | (price as of 2026-10-02) |
| June 6, 2011 | RJF | G | 20,000 | · | · | 13,299,762 Direct | +0.15% | Acquired | (price as of 2026-10-02) |
| Dec. 29, 2010 | RJF | G | 23,000 | · | · | 13,279,762 Direct | -0.17% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2010 | RJF | A | 11,908 | · | · | 11,908 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 6, 2010 | RJF | G | 66,000 | · | · | 13,302,762 Direct | -0.49% | Disposed | (price as of 2026-10-02) |
Showing latest 100 of 139 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 15, 2023 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2023 | 821 | Disposed |
| Dec. 15, 2023 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2026 | 1,353 | Acquired |
| Dec. 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2025 | 1,360 | Acquired |
| Dec. 13, 2022 | RJF | Restricted Stock Units | Common Stock | · | Dec. 13, 2022 | 824 | Disposed |
| Dec. 15, 2021 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2024 | 519 | Acquired |
| Dec. 14, 2021 | RJF | Restricted Stock Units | Common Stock | · | Dec. 14, 2021 | 5,459 | Disposed |
| Dec. 15, 2020 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2020 | 3,174 | Disposed |
| Dec. 15, 2020 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2023 | 547 | Acquired |
| Dec. 15, 2019 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2019 | 3,103 | Disposed |
| Dec. 13, 2019 | RJF | Restricted Stock Units | Common Stock | · | Dec. 13, 2022 | 549 | Acquired |
| Dec. 15, 2018 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2018 | 3,877 | Disposed |
| Dec. 14, 2018 | RJF | Restricted Stock Units | Common Stock | · | Dec. 14, 2021 | 3,639 | Acquired |
| Dec. 15, 2017 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2017 | 3,650 | Disposed |
| Dec. 15, 2017 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2020 | 3,174 | Acquired |
| Dec. 15, 2016 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2019 | 3,103 | Acquired |
| Dec. 13, 2016 | RJF | Restricted Stock Units | Common Stock | · | Dec. 13, 2016 | 3,071 | Disposed |
| Dec. 15, 2015 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2018 | 3,877 | Acquired |
| Dec. 14, 2015 | RJF | Restricted Stock Units | Common Stock | · | Dec. 14, 2015 | 2,936 | Disposed |
| Dec. 15, 2014 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2017 | 3,650 | Acquired |
| Dec. 15, 2014 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2014 | 10,312 | Disposed |
| Dec. 15, 2013 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2013 | 11,908 | Disposed |
| Dec. 13, 2013 | RJF | Restricted Stock Units | Common Stock | · | Dec. 13, 2016 | 3,071 | Acquired |
| Dec. 14, 2012 | RJF | Restricted Stock Units | Common Stock | · | Dec. 14, 2015 | 2,936 | Acquired |
| Dec. 14, 2012 | RJF | Performance Restricted Stock Units | Common Stock | · | March 15, 2016 | 2,936 | Acquired |
| Dec. 15, 2011 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2014 | 10,312 | Acquired |
| Dec. 15, 2010 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2013 | 11,908 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 26, 2026 | RJF | Common Stock | 50,625 | Indirect |
| June 26, 2026 | RJF | Common Stock | 1,500,000 | Indirect |
| June 26, 2026 | RJF | Common Stock | 17,459,133 | Indirect |
| June 26, 2026 | RJF | Common Stock | 745 | Indirect |
| June 26, 2026 | RJF | Common Stock | 162,730 | Indirect |
| June 26, 2026 | RJF | Performance Restricted Stock Units | 1,352 | Direct |
| June 26, 2026 | RJF | Restricted Stock Units | 1,353 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $350,000 | $2,150,002 | $449,984 | · | · | · | $133,504 | $3,083,490 |
| 2011 | $342,504 | $1,700,024 | $379,984 | · | · | · | $90,802 | $2,513,314 |
| 2010 | $332,647 | $2,020,016 | $284,988 | · | · | · | $118,027 | $2,755,678 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.