Thomas A James

CIK 1182775 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2008 · Latest: Jan. 8, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 73 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

73 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 15, 2022 RJF S 1,350 $123.80 $167,130 0 Indirect -100.00% Disposed 42.5% (price as of 2026-08-20)
Feb. 19, 2021 RJF S 192,392 $116.62 $22,436,755 442,754 Indirect -30.29% Disposed 126.9% (price as of 2026-08-20)
Feb. 18, 2021 RJF S 27,608 $116.58 $3,218,541 635,146 Indirect -4.17% Disposed 127.0% (price as of 2026-08-20)
Feb. 11, 2021 RJF S 48,018 $112.94 $5,423,153 11,726,874 Indirect -0.41% Disposed 134.3% (price as of 2026-08-20)
Feb. 9, 2021 RJF S 3,721 $111.75 $415,822 11,891,775 Indirect -0.03% Disposed 136.8% (price as of 2026-08-20)
Feb. 9, 2021 RJF S 116,883 $111.13 $12,989,208 11,774,892 Indirect -0.98% Disposed 138.1% (price as of 2026-08-20)
Feb. 8, 2021 RJF S 81,378 $110.26 $8,972,738 11,895,496 Indirect -0.68% Disposed 140.0% (price as of 2026-08-20)
Nov. 10, 2020 RJF S 52,552 $85.92 $4,515,268 11,969,732 Indirect -0.44% Disposed 207.9% (price as of 2026-08-20)
Nov. 9, 2020 RJF S 47,448 $86.74 $4,115,640 12,022,284 Indirect -0.39% Disposed 205.0% (price as of 2026-08-20)
Nov. 28, 2017 RJF S 72,388 $86.59 $6,268,077 12,186,358 Indirect -0.59% Disposed 205.6% (price as of 2026-08-20)
Nov. 28, 2017 RJF S 80,322 $85.75 $6,887,612 12,106,036 Indirect -0.66% Disposed 208.6% (price as of 2026-08-20)
Nov. 27, 2017 RJF S 47,290 $85.42 $4,039,512 12,258,746 Indirect -0.38% Disposed 209.7% (price as of 2026-08-20)
Dec. 9, 2015 RJF S 7,000 $59.27 $414,890 13,340,739 Direct -0.05% Disposed 346.4% (price as of 2026-08-20)
Dec. 8, 2015 RJF S 20,800 $59.28 $1,233,024 13,347,739 Direct -0.16% Disposed 346.3% (price as of 2026-08-20)
Dec. 7, 2015 RJF S 18,141 $59.38 $1,077,213 13,368,539 Direct -0.14% Disposed 345.6% (price as of 2026-08-20)
Dec. 4, 2015 RJF S 130,498 $59.43 $7,755,496 13,386,680 Direct -0.97% Disposed 345.2% (price as of 2026-08-20)
Feb. 12, 2013 RJF S 52,419 $45.40 $2,379,823 12,381,862 Direct -0.42% Disposed 482.8% (price as of 2026-08-20)
Feb. 11, 2013 RJF S 15,513 $45.44 $704,911 12,434,281 Direct -0.12% Disposed 482.3% (price as of 2026-08-20)
Feb. 5, 2013 RJF S 76,320 $45.43 $3,467,218 12,449,794 Direct -0.61% Disposed 482.4% (price as of 2026-08-20)
Feb. 1, 2013 RJF S 55,748 $45.31 $2,525,942 12,526,114 Direct -0.44% Disposed 483.9% (price as of 2026-08-20)
Jan. 29, 2013 RJF S 86,216 $44.68 $3,852,131 12,581,862 Direct -0.68% Disposed 492.2% (price as of 2026-08-20)
Jan. 28, 2013 RJF S 213,784 $44.52 $9,517,664 12,668,078 Direct -1.66% Disposed 494.3% (price as of 2026-08-20)
Nov. 6, 2012 RJF S 90,000 $39.60 $3,564,000 13,111,762 Direct -0.68% Disposed 568.1% (price as of 2026-08-20)
Feb. 10, 2012 RJF S 1,000 $34.58 $34,580 121,931 Indirect -0.81% Disposed 665.1% (price as of 2026-08-20)
Feb. 10, 2012 RJF S 200 $34.59 $6,918 122,931 Indirect -0.16% Disposed 664.9% (price as of 2026-08-20)
Nov. 8, 2011 RJF S 25,000 $31.30 $782,500 7,541,030 Indirect -0.33% Disposed 745.3% (price as of 2026-08-20)
Oct. 24, 2011 RJF S 1,000 $30.90 $30,900 123,131 Indirect -0.81% Disposed 756.3% (price as of 2026-08-20)

Showing latest 100 of 139 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 15, 2023 RJF Restricted Stock Units Common Stock (821) — Dec. 15, 2023 821 Disposed
Dec. 15, 2023 RJF Restricted Stock Units Common Stock (1,353) — Dec. 15, 2026 1,353 Acquired
Dec. 15, 2022 RJF Restricted Stock Units Common Stock (1,360) — Dec. 15, 2025 1,360 Acquired
Dec. 13, 2022 RJF Restricted Stock Units Common Stock (824) — Dec. 13, 2022 824 Disposed
Dec. 15, 2021 RJF Restricted Stock Units Common Stock (519) — Dec. 15, 2024 519 Acquired
Dec. 14, 2021 RJF Restricted Stock Units Common Stock (5,459) — Dec. 14, 2021 5,459 Disposed
Dec. 15, 2020 RJF Restricted Stock Units Common Stock (3,174) — Dec. 15, 2020 3,174 Disposed
Dec. 15, 2020 RJF Restricted Stock Units Common Stock (547) — Dec. 15, 2023 547 Acquired
Dec. 15, 2019 RJF Restricted Stock Units Common Stock (3,103) — Dec. 15, 2019 3,103 Disposed
Dec. 13, 2019 RJF Restricted Stock Units Common Stock (549) — Dec. 13, 2022 549 Acquired
Dec. 15, 2018 RJF Restricted Stock Units Common Stock (3,877) — Dec. 15, 2018 3,877 Disposed
Dec. 14, 2018 RJF Restricted Stock Units Common Stock (3,639) — Dec. 14, 2021 3,639 Acquired
Dec. 15, 2017 RJF Restricted Stock Units Common Stock (3,650) — Dec. 15, 2017 3,650 Disposed
Dec. 15, 2017 RJF Restricted Stock Units Common Stock (3,174) — Dec. 15, 2020 3,174 Acquired
Dec. 15, 2016 RJF Restricted Stock Units Common Stock (3,103) — Dec. 15, 2019 3,103 Acquired
Dec. 13, 2016 RJF Restricted Stock Units Common Stock (3,071) — Dec. 13, 2016 3,071 Disposed
Dec. 15, 2015 RJF Restricted Stock Units Common Stock (3,877) — Dec. 15, 2018 3,877 Acquired
Dec. 14, 2015 RJF Restricted Stock Units Common Stock (2,936) — Dec. 14, 2015 2,936 Disposed
Dec. 15, 2014 RJF Restricted Stock Units Common Stock (3,650) — Dec. 15, 2017 3,650 Acquired
Dec. 15, 2014 RJF Restricted Stock Units Common Stock (10,312) — Dec. 15, 2014 10,312 Disposed
Dec. 15, 2013 RJF Restricted Stock Units Common Stock (11,908) — Dec. 15, 2013 11,908 Disposed
Dec. 13, 2013 RJF Restricted Stock Units Common Stock (3,071) — Dec. 13, 2016 3,071 Acquired
Dec. 14, 2012 RJF Restricted Stock Units Common Stock (2,936) — Dec. 14, 2015 2,936 Acquired
Dec. 14, 2012 RJF Performance Restricted Stock Units Common Stock (2,936) — March 15, 2016 2,936 Acquired
Dec. 15, 2011 RJF Restricted Stock Units Common Stock (10,312) — Dec. 15, 2014 10,312 Acquired
Dec. 15, 2010 RJF Restricted Stock Units Common Stock (11,908) — Dec. 15, 2013 11,908 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 26, 2026 RJF Common Stock 50,625 Indirect
June 26, 2026 RJF Common Stock 1,500,000 Indirect
June 26, 2026 RJF Common Stock 17,459,133 Indirect
June 26, 2026 RJF Common Stock 745 Indirect
June 26, 2026 RJF Common Stock 162,730 Indirect
June 26, 2026 RJF Performance Restricted Stock Units→ Common Stock (1,352) 1,352 Direct
June 26, 2026 RJF Restricted Stock Units→ Common Stock (1,353) 1,353 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

RJF

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $350,000 $2,150,002 $449,984 — — — $133,504 $3,083,490
2011 $342,504 $1,700,024 $379,984 — — — $90,802 $2,513,314
2010 $332,647 $2,020,016 $284,988 — — — $118,027 $2,755,678

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.