Thomas A Lischer
First SEC filing: Aug. 17, 2018 · Latest: Feb. 7, 2020
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 6, 2020 | UNP | F | 1,440 | $186.11 | $267,998 | 26,358 Direct | -5.18% | Disposed | 57.4% (price as of ) |
| Feb. 6, 2020 | UNP | A | 7,094 | · | · | 33,452 Direct | +26.91% | Acquired | |
| Feb. 6, 2020 | UNP | A | 13,668 | · | · | 13,668 Direct | · | Acquired | |
| Feb. 4, 2020 | UNP | F | 379 | $183.24 | $69,448 | 27,798 Direct | -1.35% | Disposed | 59.8% (price as of ) |
| Nov. 14, 2019 | UNP | A | 2,861 | · | · | 28,173 Direct | +11.30% | Acquired | |
| Feb. 7, 2019 | UNP | A | 7,428 | · | · | 27,442 Direct | +37.11% | Acquired | |
| Feb. 7, 2019 | UNP | D | 1,120 | · | · | 26,322 Direct | -4.08% | Disposed | |
| Feb. 7, 2019 | UNP | F | 1,022 | $161.57 | $165,125 | 25,300 Direct | -3.88% | Disposed | 81.3% (price as of ) |
| Feb. 7, 2019 | UNP | A | 13,173 | · | · | 13,173 Direct | · | Acquired | |
| Feb. 5, 2019 | UNP | F | 244 | $161.30 | $39,357 | 20,014 Direct | -1.20% | Disposed | 81.6% (price as of ) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 6, 2020 | UNP | Non-Qualified Stock Option (right to buy) [F2] | Common Stock | $186.11 | Feb. 6, 2030 | 13,668 | Acquired |
| Feb. 7, 2019 | UNP | Non-Qualified Stock Option (right to buy) [F2] | Common Stock | $161.57 | Feb. 7, 2029 | 13,173 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 17, 2018 | UNP | Common Stock [F1] | 20,250 | Direct |
| Aug. 17, 2018 | UNP | Non-Qualified Stock Option (right to buy) [F2] | 11,445 | Direct |
| Aug. 17, 2018 | UNP | Non-Qualified Stock Option (right to buy) [F2] | 4,860 | Direct |
| Aug. 17, 2018 | UNP | Non-Qualified Stock Option (right to buy) [F2] | 7,719 | Direct |
| Aug. 17, 2018 | UNP | Non-Qualified Stock Option (right to buy) [F2] | 6,102 | Direct |
| Aug. 17, 2018 | UNP | Non-Qualified Stock Option (right to buy) [F2] | 7,008 | Direct |