Thomas A Lucas

CIK 1396738 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 30, 2011 · Latest: Nov. 30, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 17, 2011 TULP S 4,904 $6.49 $31,827 134,646 Direct -3.51% Disposed -92.3% (price as of 2026-08-20)
March 17, 2011 TULP S 3,800 $6.31 $23,978 139,550 Direct -2.65% Disposed -92.1% (price as of 2026-08-20)
March 17, 2011 TULP S 14,496 $6.38 $92,484 143,350 Direct -9.18% Disposed -92.2% (price as of 2026-08-20)
March 17, 2011 TULP S 1,800 $6.45 $11,610 157,846 Direct -1.13% Disposed -92.3% (price as of 2026-08-20)
March 16, 2011 TULP S 6,600 $6.34 $41,844 29,645 Direct -18.21% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 300 $6.35 $1,905 36,245 Direct -0.82% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 100 $6.36 $636 36,545 Direct -0.27% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 5,700 $6.37 $36,309 36,645 Direct -13.46% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 400 $6.38 $2,552 42,345 Direct -0.94% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 1,800 $6.39 $11,502 42,745 Direct -4.04% Disposed -92.2% (price as of 2026-08-20)
March 16, 2011 TULP S 100 $6.40 $640 44,545 Direct -0.22% Disposed -92.2% (price as of 2026-08-20)
March 1, 2010 TULP S 10,000 $5.39 $53,900 40,526 Direct -19.79% Disposed -90.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 23, 2012 TULP Incentive Stock Option Common Stock (20,000) $1.74 May 23, 2022 20,000 Acquired
May 25, 2011 TULP Incentive Stock Option (right to buy) Common Stock (20,000) $4.22 May 25, 2021 20,000 Acquired
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (6,667) $2.80 May 20, 2019 6,667 Disposed
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (5,000) $1.95 Feb. 19, 2014 5,000 Disposed
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (13,334) $1.92 May 21, 2018 13,334 Disposed
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (20,000) $1.31 May 20, 2014 20,000 Disposed
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (50,000) $1.19 May 16, 2016 50,000 Disposed
March 16, 2011 TULP Incentive Stock Option (right to buy) Common Stock (35,000) $0.96 May 18, 2015 35,000 Disposed
May 26, 2010 TULP Incentive Stock Option (right to buy) Common Stock (20,000) $5.49 May 26, 2020 20,000 Acquired
March 1, 2010 TULP Incentive Stock Option (right to buy) Common Stock (10,000) $4.28 April 11, 2010 10,000 Disposed
May 20, 2009 TULP Incentive Stock Option (right to buy) Common Stock (20,000) $2.80 May 20, 2019 20,000 Acquired
May 21, 2008 TULP Incentive Stock Option (right to buy) Common Stock (20,000) $1.92 May 21, 2018 20,000 Acquired
May 23, 2007 TULP Incentive Stock Option (right to buy) Common Stock (35,000) $3.75 May 23, 2017 35,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 18, 2007 TULP Common Stock 24,668 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (35,000) 35,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (20,000) 20,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (5,000) 5,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (7,500) 7,500 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct
April 18, 2007 TULP Incentive Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TULP

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $169,728 $200,000 — $46,094 $5,401 — — $421,223
2010 $168,619 — — $44,282 $30,420 — $7,906 $251,227
2009 $166,400 — — $29,163 $24,960 — $4,670 $225,193

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.