Thomas A Lucas
Insider
First SEC filing: Nov. 30, 2011 · Latest: Nov. 30, 2011
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 23, 2012 | TULP | A | 20,000 | $1.74 | $34,800 | 20,000 Direct | · | Acquired | -77.8% (price as of 2026-10-05) |
| Nov. 28, 2011 | TULP | D | 130,001 | $2.20 | $286,002 | 4,645 Direct | -96.55% | Disposed | -82.5% (price as of 2026-10-05) |
| May 25, 2011 | TULP | A | 20,000 | $4.22 | $84,400 | 20,000 Direct | · | Acquired | -90.9% (price as of 2026-10-05) |
| March 17, 2011 | TULP | S | 4,904 | $6.49 | $31,827 | 134,646 Direct | -3.51% | Disposed | -94.1% (price as of 2026-10-05) |
| March 17, 2011 | TULP | S | 3,800 | $6.31 | $23,978 | 139,550 Direct | -2.65% | Disposed | -93.9% (price as of 2026-10-05) |
| March 17, 2011 | TULP | S | 14,496 | $6.38 | $92,484 | 143,350 Direct | -9.18% | Disposed | -94.0% (price as of 2026-10-05) |
| March 17, 2011 | TULP | S | 1,800 | $6.45 | $11,610 | 157,846 Direct | -1.13% | Disposed | -94.0% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 6,667 | $2.80 | $18,668 | 13,333 Direct | -33.34% | Disposed | -86.2% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 5,000 | $1.95 | $9,750 | 0 Direct | -100.00% | Disposed | -80.2% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 13,334 | $1.92 | $25,601 | 6,666 Direct | -66.67% | Disposed | -79.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 20,000 | $1.31 | $26,200 | 0 Direct | -100.00% | Disposed | -70.6% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 50,000 | $1.19 | $59,500 | 0 Direct | -100.00% | Disposed | -67.6% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 35,000 | $0.96 | $33,600 | 0 Direct | -100.00% | Disposed | -59.8% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 6,667 | $2.80 | $18,668 | 159,646 Direct | +4.36% | Acquired | -86.2% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 13,334 | $1.92 | $25,601 | 152,979 Direct | +9.55% | Acquired | -79.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 50,000 | $1.19 | $59,500 | 139,645 Direct | +55.78% | Acquired | -67.6% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 35,000 | $0.96 | $33,600 | 89,645 Direct | +64.05% | Acquired | -59.8% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 20,000 | $1.31 | $26,200 | 54,645 Direct | +57.73% | Acquired | -70.6% (price as of 2026-10-05) |
| March 16, 2011 | TULP | M | 5,000 | $1.95 | $9,750 | 34,645 Direct | +16.87% | Acquired | -80.2% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 6,600 | $6.34 | $41,844 | 29,645 Direct | -18.21% | Disposed | -93.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 300 | $6.35 | $1,905 | 36,245 Direct | -0.82% | Disposed | -93.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 100 | $6.36 | $636 | 36,545 Direct | -0.27% | Disposed | -93.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 5,700 | $6.37 | $36,309 | 36,645 Direct | -13.46% | Disposed | -93.9% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 400 | $6.38 | $2,552 | 42,345 Direct | -0.94% | Disposed | -94.0% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 1,800 | $6.39 | $11,502 | 42,745 Direct | -4.04% | Disposed | -94.0% (price as of 2026-10-05) |
| March 16, 2011 | TULP | S | 100 | $6.40 | $640 | 44,545 Direct | -0.22% | Disposed | -94.0% (price as of 2026-10-05) |
| May 26, 2010 | TULP | A | 20,000 | $5.49 | $109,800 | 20,000 Direct | · | Acquired | -93.0% (price as of 2026-10-05) |
| March 1, 2010 | TULP | M | 10,000 | $4.28 | $42,800 | 0 Direct | -100.00% | Disposed | -91.0% (price as of 2026-10-05) |
| March 1, 2010 | TULP | S | 10,000 | $5.39 | $53,900 | 40,526 Direct | -19.79% | Disposed | -92.8% (price as of 2026-10-05) |
| March 1, 2010 | TULP | M | 10,000 | $4.28 | $42,800 | 50,526 Direct | +24.68% | Acquired | -91.0% (price as of 2026-10-05) |
| May 20, 2009 | TULP | A | 20,000 | $2.80 | $56,000 | 20,000 Direct | · | Acquired | -86.2% (price as of 2026-10-05) |
| May 21, 2008 | TULP | A | 20,000 | $1.92 | $38,400 | 20,000 Direct | · | Acquired | -79.9% (price as of 2026-10-05) |
| May 23, 2007 | TULP | A | 35,000 | $3.75 | $131,250 | 35,000 Direct | · | Acquired | -89.7% (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 23, 2012 | TULP | Incentive Stock Option | Common Stock | $1.74 | May 23, 2022 | 20,000 | Acquired |
| May 25, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $4.22 | May 25, 2021 | 20,000 | Acquired |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $2.80 | May 20, 2019 | 6,667 | Disposed |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $1.95 | Feb. 19, 2014 | 5,000 | Disposed |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $1.92 | May 21, 2018 | 13,334 | Disposed |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $1.31 | May 20, 2014 | 20,000 | Disposed |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $1.19 | May 16, 2016 | 50,000 | Disposed |
| March 16, 2011 | TULP | Incentive Stock Option (right to buy) | Common Stock | $0.96 | May 18, 2015 | 35,000 | Disposed |
| May 26, 2010 | TULP | Incentive Stock Option (right to buy) | Common Stock | $5.49 | May 26, 2020 | 20,000 | Acquired |
| March 1, 2010 | TULP | Incentive Stock Option (right to buy) | Common Stock | $4.28 | April 11, 2010 | 10,000 | Disposed |
| May 20, 2009 | TULP | Incentive Stock Option (right to buy) | Common Stock | $2.80 | May 20, 2019 | 20,000 | Acquired |
| May 21, 2008 | TULP | Incentive Stock Option (right to buy) | Common Stock | $1.92 | May 21, 2018 | 20,000 | Acquired |
| May 23, 2007 | TULP | Incentive Stock Option (right to buy) | Common Stock | $3.75 | May 23, 2017 | 35,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 18, 2007 | TULP | Common Stock | 24,668 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 35,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 50,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 20,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 5,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 10,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 7,500 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 10,000 | Direct |
| April 18, 2007 | TULP | Incentive Stock Option (right to buy) | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $169,728 | $200,000 | · | $46,094 | $5,401 | · | · | $421,223 |
| 2010 | $168,619 | · | · | $44,282 | $30,420 | · | $7,906 | $251,227 |
| 2009 | $166,400 | · | · | $29,163 | $24,960 | · | $4,670 | $225,193 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.