Thomas A Pellette

CIK 1628013 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 8, 2015 · Latest: Feb. 14, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 7, 2018 CAT S 53,245 $150.16 $7,995,269 1,069 Direct -98.03% Disposed 439.0% (price as of 2026-08-19)
May 7, 2018 CAT S 1,236 $150.56 $186,092 1,069 Direct -53.62% Disposed 437.6% (price as of 2026-08-19)
Jan. 31, 2018 CAT S 6,376 $162.70 $1,037,375 1,069 Direct -85.64% Disposed 397.5% (price as of 2026-08-19)
Jan. 31, 2018 CAT S 69,024 $162.84 $11,239,868 7,445 Direct -90.26% Disposed 397.1% (price as of 2026-08-19)
Jan. 31, 2018 CAT S 19,799 $164.11 $3,249,214 76,469 Direct -20.57% Disposed 393.2% (price as of 2026-08-19)
Nov. 17, 2017 CAT S 24,547 $135.69 $3,330,782 8,608 Direct -74.04% Disposed 496.5% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 7, 2018 CAT Employee Stock Option Common Stock (28,220) $96.31 March 3, 2024 28,220 Disposed
May 7, 2018 CAT Employee Stock Option Common Stock (20,569) $89.75 March 4, 2023 20,569 Disposed
May 7, 2018 CAT Employee Stock Option Common Stock (4,456) $110.09 March 4, 2022 4,456 Disposed
May 7, 2018 CAT Stock Appreciation Right Common Stock (3,842) $102.13 March 7, 2021 3,842 Disposed
March 12, 2018 CAT Phantom Stock Units Common Stock (380) — — 380 Acquired
March 5, 2018 CAT Employee Stock Option Common Stock (56,290) $151.12 March 5, 2028 56,290 Acquired
Jan. 31, 2018 CAT Employee Stock Option Common Stock (95,199) $83.00 March 2, 2025 95,199 Disposed
Nov. 17, 2017 CAT Employee Stock Options Common Stock (32,086) $74.77 March 7, 2026 32,086 Disposed
April 28, 2017 CAT Stock Appreciation Right Common Stock (5,060) $57.85 March 1, 2020 5,060 Disposed
March 10, 2017 CAT Phantom Stock Units Common Stock (117) — — 117 Acquired
March 6, 2017 CAT Employee Stock Option Common Stock (103,489) $95.66 March 6, 2027 103,489 Acquired
Feb. 24, 2017 CAT Stock Appreciation Right Common Stock (2,458) $73.20 March 3, 2018 2,458 Disposed
July 29, 2016 CAT Stock Appreciation Right Common Stock (2,290) $63.04 March 2, 2017 2,290 Disposed
March 7, 2016 CAT Employee Stock Option Common Stock (96,257) $74.77 March 7, 2026 96,257 Acquired
March 6, 2015 CAT Phantom Stock Units Common (407) — — 407 Acquired
March 2, 2015 CAT Employee Stock Option Common (142,798) $83.00 March 2, 2025 142,798 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 8, 2015 CAT Common Stock 9,102 Direct
Jan. 8, 2015 CAT Employee Stock Option→ Common Stock (28,220) 28,220 Direct
Jan. 8, 2015 CAT Employee Stock Option→ Common Stock (20,569) 20,569 Direct
Jan. 8, 2015 CAT Employee Stock Option→ Common Stock (4,456) 4,456 Direct
Jan. 8, 2015 CAT Stock Appreciation Right→ Common Stock (3,842) 3,842 Direct
Jan. 8, 2015 CAT Stock Appreciation Right→ Common Stock (5,060) 5,060 Direct
Jan. 8, 2015 CAT Stock Appreciation Right→ Common Stock (2,458) 2,458 Direct
Jan. 8, 2015 CAT Stock Appreciation Right→ Common Stock (2,290) 2,290 Direct
Jan. 8, 2015 CAT Phantom Stock Units→ Common Stock (400) 400 Direct