Thomas A. Williams
CIK 1413198 · View on SEC EDGAR ↗
First SEC filing: Dec. 1, 2015 · Latest: Dec. 1, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 18, 2014 | SPB | S 10b5-1 | 1,169 | $13.00 | $15,197 | 474,977 Direct | -0.25% | Disposed | 12.3% (price as of 2026-08-19) |
| March 17, 2014 | SPB | S 10b5-1 | 33,831 | $12.98 | $439,126 | 474,977 Direct | -6.65% | Disposed | 12.5% (price as of 2026-08-19) |
| Feb. 24, 2014 | SPB | S | 53,185 | $11.44 | $608,436 | 474,977 Direct | -10.07% | Disposed | 27.7% (price as of 2026-08-19) |
| Nov. 27, 2013 | SPB | S 10b5-1 | 35,000 | $12.00 | $420,000 | 205,866 Direct | -14.53% | Disposed | 21.7% (price as of 2026-08-19) |
| April 30, 2013 | SPB | S 10b5-1 | 32,093 | $9.00 | $288,837 | 205,866 Direct | -13.49% | Disposed | 62.3% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 25, 2014 | SPB | Employee Stock Option (Right to Buy) | Common Stock (122,344) | $13.36 | Nov. 25, 2024 | 122,344 | Acquired |
| March 18, 2014 | SPB | Employee Stock Option [F1] | Common Stock (1,169) | $4.81 | May 14, 2022 | 1,169 | Disposed |
| March 17, 2014 | SPB | Employee Stock Option [F1] | Common Stock (33,831) | $4.81 | May 14, 2022 | 33,831 | Disposed |
| Dec. 2, 2013 | SPB | Employee Stock Option (right to buy) | Common Stock (152,386) | $11.76 | Dec. 2, 2023 | 152,386 | Acquired |
| Nov. 27, 2013 | SPB | Employee Stock Option [F1] | Common Stock (35,000) | $4.81 | May 14, 2022 | 35,000 | Disposed |
| Nov. 29, 2012 | SPB | Employee Stock Option (right to buy) | Common Stock (100,821) | $8.52 | Nov. 29, 2022 | 100,821 | Acquired |
| May 14, 2012 | SPB | Employee Stock Option (right to buy) | Common Stock (140,000) | $4.81 | May 14, 2022 | 140,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SPB
EVP| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $125,000 | — | — | — | — | — | $464,570 | $589,570 |
| 2015 | $500,000 | $1,000,000 | $3,721,321 | $648,673 | — | — | $63,000 | $5,932,994 |
| 2012 | $278,846 | — | — | — | $1,448,000 | — | $6,423 | $2,207,555 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.