Thomas A Wittman

CIK 1609097 · View on SEC EDGAR ↗

Insider

First SEC filing: May 27, 2014 · Latest: May 27, 2014

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 1, 2019 NDAQ S 13,561 $88.04 $1,193,910 74,033 Direct -15.48% Disposed 232.7% (price as of 2026-08-19)
July 13, 2016 NDAQ S 10b5-1 12,145 $67.08 $814,687 40,505 Direct -23.07% Disposed 336.6% (price as of 2026-08-19)
July 13, 2016 NDAQ S 10b5-1 12,748 $67.08 $855,136 52,208 Direct -19.63% Disposed 336.6% (price as of 2026-08-19)
Sept. 5, 2014 NDAQ S 13,368 $43.05 $575,492 47,299 Direct -22.04% Disposed 580.3% (price as of 2026-08-19)
Sept. 5, 2014 NDAQ S 222 $43.00 $9,546 47,077 Direct -0.47% Disposed 581.1% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 13, 2016 NDAQ Employee Stock Option (Right to Buy) Common Stock (12,748) $25.28 March 28, 2021 12,748 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (4,924) $25.07 Dec. 17, 2018 4,924 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (3,782) $25.75 Aug. 4, 2018 3,782 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (4,662) $19.75 March 4, 2020 4,662 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 27, 2014 NDAQ Common Stock, par value $0.01 per share 47,077 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (4,662) 4,662 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (4,924) 4,924 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (12,748) 12,748 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (3,782) 3,782 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NDAQ

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $550,000 — — — $1,497,279 — $33,141 $4,247,692
2017 $512,115 — — — $950,000 $55,971 $37,683 $3,811,261

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.