Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 1, 2019 NDAQ S 13,561 $88.04 $1,193,910 74,033 Direct -15.48% Disposed 207.8% (price as of 2026-10-02)
July 13, 2016 NDAQ S 10b5-1 12,145 $67.08 $814,687 40,505 Direct -23.07% Disposed 304.0% (price as of 2026-10-02)
July 13, 2016 NDAQ S 10b5-1 12,748 $67.08 $855,136 52,208 Direct -19.63% Disposed 304.0% (price as of 2026-10-02)
Sept. 5, 2014 NDAQ S 13,368 $43.05 $575,492 47,299 Direct -22.04% Disposed 529.5% (price as of 2026-10-02)
Sept. 5, 2014 NDAQ S 222 $43.00 $9,546 47,077 Direct -0.47% Disposed 530.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 13, 2016 NDAQ Employee Stock Option (Right to Buy) Common Stock (12,748) $25.28 March 28, 2021 12,748 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (4,924) $25.07 Dec. 17, 2018 4,924 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (3,782) $25.75 Aug. 4, 2018 3,782 Disposed
Sept. 5, 2014 NDAQ Employee Stock Option (Right to Buy) Common Stock (4,662) $19.75 March 4, 2020 4,662 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 27, 2014 NDAQ Common Stock, par value $0.01 per share 47,077 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (4,662) 4,662 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (4,924) 4,924 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (12,748) 12,748 Direct
May 27, 2014 NDAQ Employee Stock Option (Right to Buy)→ Common Stock (3,782) 3,782 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2018 $550,000 · · · $1,497,279 · $33,141 $4,247,692
2017 $512,115 · · · $950,000 $55,971 $37,683 $3,811,261

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.