Thomas Boone Pickens III
CIK 1310519 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 2, 2004 · Latest: Dec. 2, 2004
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 19 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 26, 2021 | ASTC | A | 1,328,571 | $2.02 | $2,683,713 | 3,207,820 Direct | +70.70% | Acquired | -87.0% (price as of 2026-08-21) |
| April 17, 2019 | ASTC | A | 280,898 | $3.56 | $999,997 | 280,898 Direct | — | Acquired | -92.7% (price as of 2026-08-21) |
| Dec. 17, 2018 | ASTC | A | 35,000 | $3.40 | $119,000 | 1,598,351 Direct | +2.24% | Acquired | -92.3% (price as of 2026-08-21) |
| Dec. 7, 2018 | ASTC | C | 866,950 | $2.35 | $2,037,332 | 0 Direct | -100.00% | Disposed | -88.9% (price as of 2026-08-21) |
| Dec. 7, 2018 | ASTC | C | 866,950 | $2.35 | $2,037,332 | 1,563,351 Direct | +124.49% | Acquired | -88.9% (price as of 2026-08-21) |
| Oct. 9, 2018 | ASTC | A | 866,950 | $2.35 | $2,037,332 | 866,950 Direct | — | Acquired | -88.9% (price as of 2026-08-21) |
| May 9, 2017 | ASTC | A | 200,000 | — | — | 412,500 Direct | +94.12% | Acquired | (price as of 2026-08-21) |
| Dec. 9, 2016 | ASTC | D | 601,852 | $1.62 | $975,000 | 3,482,010 Direct | -14.74% | Disposed | -96.8% (price as of 2026-08-21) |
| March 14, 2016 | ASTC | D | 38,134 | $2.08 | $79,319 | 4,083,862 Direct | -0.93% | Disposed | -97.5% (price as of 2026-08-21) |
| March 11, 2016 | ASTC | D | 13,410 | $2.34 | $31,379 | 4,121,996 Direct | -0.32% | Disposed | -97.8% (price as of 2026-08-21) |
| Sept. 13, 2011 | ASTC | A | 112,500 | — | — | 114,500 Direct | +5625.00% | Acquired | (price as of 2026-08-21) |
| July 16, 2010 | ASTC | J | 100,000 | $0.45 | $45,000 | 1,950,000 Direct | +5.41% | Acquired | -88.4% (price as of 2026-08-21) |
| Aug. 19, 2009 | ASTC | A | 750,000 | — | — | 1,850,000 Direct | +68.18% | Acquired | (price as of 2026-08-21) |
| July 18, 2008 | ASTC | A | 100,000 | $0.45 | $45,000 | 102,000 Direct | +5000.00% | Acquired | -88.4% (price as of 2026-08-21) |
| July 18, 2008 | ASTC | A | 1,100,000 | $0.45 | $495,000 | 1,100,000 Direct | — | Acquired | -88.4% (price as of 2026-08-21) |
| Dec. 12, 2006 | ASTC | A | 5,000 | $0.72 | $3,600 | 5,000 Direct | — | Acquired | -99.3% (price as of 2026-08-21) |
| Dec. 1, 2005 | ASTC | A | 5,000 | $0.77 | $3,850 | 5,000 Direct | — | Acquired | -99.3% (price as of 2026-08-21) |
| Dec. 1, 2004 | ASTC | A | 10,000 | $2.08 | $20,800 | 10,000 Direct | — | Acquired | -99.7% (price as of 2026-08-21) |
| Dec. 1, 2004 | ASTC | A | 10,000 | $2.08 | $20,800 | 10,000 Direct | — | Acquired | -99.7% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 17, 2019 | ASTC | Series D Preferred Stock | Common Stock (280,898) | $3.56 | — | 280,898 | Acquired |
| Dec. 7, 2018 | ASTC | Series B Preferred Stock | Common Stock (866,950) | $2.35 | — | 866,950 | Disposed |
| Oct. 9, 2018 | ASTC | Series B Preferred Stock | Common Stock (866,950) | $2.35 | — | 866,950 | Acquired |
| May 9, 2017 | ASTC | Stock Options | Common Stock (200,000) | $1.17 | May 9, 2027 | 200,000 | Acquired |
| Sept. 13, 2011 | ASTC | Stock Options | Common Stock (112,500) | $0.71 | Sept. 13, 2021 | 112,500 | Acquired |
| July 18, 2008 | ASTC | Stock Option Grant | Options to Purchase (100,000) | $0.45 | July 18, 2010 | 100,000 | Acquired |
| Dec. 12, 2006 | ASTC | Stock Option Grant | Option to Purchase (5,000) | $0.72 | Dec. 12, 2013 | 5,000 | Acquired |
| Dec. 1, 2005 | ASTC | Stock Option Grant | Option to purchase (5,000) | $0.77 | Dec. 1, 2012 | 5,000 | Acquired |
| Dec. 1, 2004 | ASTC | Stock Option Grant | Option to purchase (10,000) | $2.08 | Dec. 1, 2011 | 10,000 | Acquired |
| Dec. 1, 2004 | ASTC | Stock Option Grant | Option to purchase (10,000) | $2.08 | Dec. 1, 2011 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 2, 2004 | ASTC | Stock Option Grant→ Option to purchase (10,000) | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $472,500 | — | $38,735 | — | — | — | $26,426 | $954,851 |
| 2024 | $450,000 | $382,500 | — | — | — | — | $31,447 | $1,327,105 |
| 2023 | $450,000 | — | — | — | — | — | $32,958 | $482,958 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.