Thomas C Sparkman
CIK 1535470 · View on SEC EDGAR ↗
First SEC filing: Aug. 1, 2013 · Latest: Aug. 1, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 1, 2013 | 703361 | S | 21,250 | $9.10 | $193,375 | 18,348 Direct | -53.66% | Disposed | |
| Aug. 1, 2013 | 703361 | S | 11,666 | $9.10 | $106,161 | 18,348 Direct | -38.87% | Disposed | |
| July 31, 2013 | 703361 | S | 2,500 | $9.00 | $22,500 | 18,348 Direct | -11.99% | Disposed | |
| July 31, 2013 | 703361 | S | 32,916 | $9.05 | $297,890 | 20,848 Direct | -61.22% | Disposed | |
| Dec. 17, 2012 | 703361 | S | 1,386 | $6.81 | $9,439 | 17,381 Direct | -7.39% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 1, 2013 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (11,666) | $5.77 | May 15, 2019 | 11,666 | Disposed |
| Aug. 1, 2013 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (21,250) | $5.33 | Dec. 15, 2018 | 21,250 | Disposed |
| July 31, 2013 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (32,916) | $5.33 | Dec. 15, 2018 | 32,916 | Disposed |
| May 15, 2013 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (100,000) | $7.67 | May 15, 2020 | 100,000 | Acquired |
| May 15, 2012 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (40,000) | $5.77 | May 15, 2019 | 40,000 | Acquired |
| Dec. 15, 2011 | 703361 | Non-Qualified Stock Option (right to buy) | Common Stock (130,000) | $5.33 | Dec. 15, 2018 | 130,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).