Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 23, 2008 CATY P 1,733 $16.70 $28,941 167,438 Indirect +1.05% Acquired 260.2% (price as of 2026-10-06)
April 23, 2008 CATY P 200 $16.75 $3,350 167,638 Indirect +0.12% Acquired 259.2% (price as of 2026-10-06)
April 23, 2008 CATY P 600 $16.79 $10,074 168,238 Indirect +0.36% Acquired 258.3% (price as of 2026-10-06)
April 23, 2008 CATY P 2,323 $16.78 $38,980 170,561 Indirect +1.38% Acquired 258.5% (price as of 2026-10-06)
April 23, 2008 CATY P 7,700 $16.80 $129,360 178,261 Indirect +4.51% Acquired 258.1% (price as of 2026-10-06)
April 23, 2008 CATY P 6,700 $16.81 $112,627 184,961 Indirect +3.76% Acquired 257.9% (price as of 2026-10-06)
April 23, 2008 CATY P 5,000 $16.84 $84,200 189,961 Indirect +2.70% Acquired 257.2% (price as of 2026-10-06)
April 23, 2008 CATY P 5,000 $16.85 $84,250 194,961 Indirect +2.63% Acquired 257.0% (price as of 2026-10-06)
April 23, 2008 CATY P 5,000 $16.96 $84,800 199,961 Indirect +2.56% Acquired 254.7% (price as of 2026-10-06)
April 23, 2008 CATY P 5,000 $16.98 $84,900 204,961 Indirect +2.50% Acquired 254.3% (price as of 2026-10-06)
April 23, 2008 CATY P 5,000 $16.96 $84,800 69,732 Indirect +7.72% Acquired 254.7% (price as of 2026-10-06)
April 22, 2008 CATY P 5,000 $16.95 $84,750 64,732 Indirect +8.37% Acquired 254.9% (price as of 2026-10-06)
Jan. 30, 2008 CATY P 3,500 $24.54 $85,890 165,705 Indirect +2.16% Acquired 145.2% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 21 $33.96 $713 166,323 Indirect +0.01% Acquired 77.1% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 200 $33.94 $6,788 166,523 Indirect +0.12% Acquired 77.3% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 100 $33.93 $3,393 166,623 Indirect +0.06% Acquired 77.3% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 150 $33.92 $5,088 166,773 Indirect +0.09% Acquired 77.4% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 700 $33.91 $23,737 167,473 Indirect +0.42% Acquired 77.4% (price as of 2026-10-06)
Dec. 1, 2006 CATY P 100 $33.90 $3,390 167,573 Indirect +0.06% Acquired 77.5% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 17, 2017 CATY Stock Option Common Stock (3,500) $23.37 Feb. 21, 2018 3,500 Disposed
Nov. 9, 2012 CATY Stock Option Common Stock (0) $11.34 Dec. 31, 2012 5,120 Disposed
Nov. 9, 2012 CATY Stock Option Common Stock (0) $11.34 Dec. 31, 2012 5,120 Disposed
Feb. 21, 2008 CATY Stock Option Common Stock (3,500) $23.37 Feb. 21, 2018 3,500 Acquired
Jan. 25, 2006 CATY Stock Option Common Stock (3,500) $36.24 Jan. 25, 2016 3,500 Acquired
Feb. 17, 2005 CATY Stock Option Common Stock (3,500) $37.00 Feb. 17, 2015 3,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 30, 2003 CATY Common Stock 68,830 Direct
Oct. 30, 2003 CATY Common Stock 14,455 Indirect
Oct. 30, 2003 CATY Com mon Stock 29,867 Indirect
Oct. 30, 2003 CATY Stock Option→ Common Stock (2,560) 2,560 Direct
Oct. 30, 2003 CATY Stock Option→ Common Stock (2,560) 2,560 Direct
Oct. 30, 2003 CATY Stock Option→ Common Stock · Direct
Oct. 30, 2003 CATY Stock Option→ Common Stock (2,560) 2,560 Direct