Thomas Donato — SEC Insider Profile, Roles & Companies

Insider at

04

ROK selling Dec. 9, 2020

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 10, 2020	ROK	A	610	·	·	610 Direct	·	Acquired
Dec. 10, 2020	ROK	A	2,750	·	·	2,750 Direct	·	Acquired
Dec. 9, 2020	ROK	S 10b5-1	344	$249.65	$85,880	1,386 Direct	-19.88%	Disposed	70.7% (price as of 2026-10-23)
Dec. 9, 2020	ROK	S 10b5-1	1	$251.15	$251	1,385 Direct	-0.07%	Disposed	69.7% (price as of 2026-10-23)
Dec. 8, 2020	ROK	M	521	·	·	1,490 Direct	+53.77%	Acquired
Dec. 8, 2020	ROK	M	240	·	·	1,730 Direct	+16.11%	Acquired
Dec. 8, 2020	ROK	M	240	·	·	0 Direct	-100.00%	Disposed
Dec. 8, 2020	ROK	M	521	·	·	0 Direct	-100.00%	Disposed
Nov. 25, 2020	ROK	S	1,500	$255.00	$382,500	969 Direct	-60.75%	Disposed	67.1% (price as of 2026-10-23)
Oct. 1, 2020	ROK	A	521	·	·	521 Direct	·	Acquired
Dec. 9, 2019	ROK	S 10b5-1	253	$198.84	$50,307	2,469 Direct	-9.29%	Disposed	114.3% (price as of 2026-10-23)
Dec. 6, 2019	ROK	M	210	·	·	2,360 Direct	+9.77%	Acquired
Dec. 6, 2019	ROK	M	362	·	·	2,722 Direct	+15.34%	Acquired
Dec. 6, 2019	ROK	M	210	·	·	0 Direct	-100.00%	Disposed
Dec. 6, 2019	ROK	M	362	·	·	0 Direct	-100.00%	Disposed
Dec. 5, 2019	ROK	A	6,300	·	·	6,300 Direct	·	Acquired
Dec. 5, 2019	ROK	A	390	·	·	390 Direct	·	Acquired
Oct. 1, 2019	ROK	A	362	·	·	362 Direct	·	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 10, 2020	ROK	Restricted stock units	Common Stock (610)	·	Dec. 10, 2023	610	Acquired
Dec. 10, 2020	ROK	Employee stock option (right to buy)	Common Stock (2,750)	$246.77	Dec. 10, 2030	2,750	Acquired
Dec. 8, 2020	ROK	Restricted stock units	Common Stock (240)	·	Dec. 8, 2020	240	Disposed
Dec. 8, 2020	ROK	Performance Shares	Common Stock (521)	·	Dec. 8, 2020	521	Disposed
Oct. 1, 2020	ROK	Performance Shares	Common Stock (521)	·	Dec. 8, 2020	521	Acquired
Dec. 6, 2019	ROK	Restricted stock units	Common Stock (210)	·	Dec. 6, 2019	210	Disposed
Dec. 6, 2019	ROK	Performance Shares	Common Stock (362)	·	Dec. 6, 2019	362	Disposed
Dec. 5, 2019	ROK	Employee stock option (right to buy)	Common Stock (6,300)	$196.43	Dec. 5, 2029	6,300	Acquired
Dec. 5, 2019	ROK	Restricted stock units	Common Stock (390)	·	Dec. 5, 2022	390	Acquired
Oct. 1, 2019	ROK	Performance Shares	Common Stock (362)	·	Dec. 6, 2019	362	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 24, 2026	CARR	Stock Appreciation Right→ Common Stock	·	Direct
Jan. 7, 2019	ROK	Common Stock	2,150	Direct
Jan. 7, 2019	ROK	Employee Stock Option (Right to Buy)→ Common Stock (1,000)	1,000	Direct
Jan. 7, 2019	ROK	Employee stock option (right to buy)→ Common Stock (3,100)	3,100	Direct
Jan. 7, 2019	ROK	Employee Stock Option (Right to Buy)→ Common Stock (3,400)	3,400	Direct
Jan. 7, 2019	ROK	Employee Stock Option (right to buy)→ Common Stock (3,900)	3,900	Direct
Jan. 7, 2019	ROK	Employee stock option (right to buy)→ Common Stock (5,600)	5,600	Direct
Jan. 7, 2019	ROK	Restricted stock units→ Common Stock (210)	210	Direct
Jan. 7, 2019	ROK	Restricted stock units→ Common Stock (240)	240	Direct
Jan. 7, 2019	ROK	Restricted stock units→ Common Stock (350)	350	Direct