Thomas Duane Morgan

Insider

First SEC filing: Aug. 31, 2021 · Latest: Aug. 31, 2021

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Insider at

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 31, 2021	CSWC	P	381	$26.39	$10,055	4,776 Direct	+8.67%	Acquired	-6.2% (price as of 2026-08-21)
Feb. 8, 2018	CSWC	P	3,050	$16.39	$49,990	14,937 Indirect	+25.66%	Acquired	51.0% (price as of 2026-08-21)
June 7, 2017	CSWC	P	3,100	$16.26	$50,406	11,546 Indirect	+36.70%	Acquired	52.2% (price as of 2026-08-21)
Nov. 10, 2016	CSWC	P	7,100	$14.35	$101,885	8,350 Indirect	+568.00%	Acquired	72.5% (price as of 2026-08-21)
Nov. 10, 2016	CSWC	P	7,100	$14.35	$101,885	11,495 Direct	+161.55%	Acquired	72.5% (price as of 2026-08-21)
June 24, 2016	CSWC	P	1,000	$14.03	$14,030	4,395 Direct	+29.46%	Acquired	76.4% (price as of 2026-08-21)
Feb. 12, 2016	CSWC	P	950	$13.34	$12,673	3,395 Direct	+38.85%	Acquired	85.5% (price as of 2026-08-21)
Nov. 12, 2015	CSWC	P	870	$14.61	$12,711	2,445 Direct	+55.24%	Acquired	69.4% (price as of 2026-08-21)
Aug. 11, 2015	CSWC	P	300	$48.11	$14,433	1,575 Direct	+23.53%	Acquired	40.1% (price as of 2026-08-21)
May 6, 2015	CSWC	P	275	$47.80	$13,145	1,275 Direct	+27.50%	Acquired	41.0% (price as of 2026-08-21)
Dec. 15, 2014	CSWC	P	1,250	$39.71	$49,638	1,250 Indirect	—	Acquired	69.8% (price as of 2026-08-21)
May 2, 2013	CSWC	P	250	$115.45	$28,862	250 Direct	—	Acquired	133.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 20, 2012	CSWC	Common Stock	0	Direct