Thomas E Helfrich
CIK 1232423 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 3, 2005 · Latest: Jan. 3, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 9 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 31, 2004 | KEY | F | 236 | $33.88 | $7,996 | 32,822 Direct | -0.71% | Disposed | -33.0% (price as of 2026-08-19) |
| July 23, 2004 | KEY | A | 52,000 | — | — | 52,000 Direct | — | Acquired | (price as of 2026-08-19) |
| May 13, 2004 | KEY | A | 6,233 | — | — | 39,681 Direct | +18.63% | Acquired | (price as of 2026-08-19) |
| May 13, 2004 | KEY | A | 6,232 | $32.09 | $199,985 | 6,232 Direct | — | Acquired | -29.2% (price as of 2026-08-19) |
| April 1, 2004 | KEY | M | 295 | $30.29 | $8,936 | 33,448 Direct | +0.89% | Acquired | -25.0% (price as of 2026-08-19) |
| April 1, 2004 | KEY | M | 295 | $30.29 | $8,936 | 1,060 Direct | -21.77% | Disposed | -25.0% (price as of 2026-08-19) |
| April 1, 2004 | KEY | F | 151 | $30.29 | $4,574 | 1,060 Direct | -12.47% | Disposed | -25.0% (price as of 2026-08-19) |
| March 15, 2004 | KEY | A | 266 | $31.94 | $8,496 | 1,891 Direct | +16.37% | Acquired | -28.9% (price as of 2026-08-19) |
| Dec. 31, 2003 | KEY | F | 1,096 | $29.28 | $32,091 | 29,673 Direct | -3.56% | Disposed | -22.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 23, 2004 | KEY | option to buy | common shares (52,000) | $29.27 | July 23, 2014 | 52,000 | Acquired |
| May 13, 2004 | KEY | phanton shares [F3] | common shares (6,232) | $32.09 | Feb. 19, 2007 | 6,232 | Acquired |
| April 1, 2004 | KEY | Phantom Shares | Common Shares (295) | — | April 1, 2004 | 295 | Disposed |
| April 1, 2004 | KEY | Phantom Shares | Common Shares (151) | — | April 1, 2004 | 151 | Disposed |
| March 15, 2004 | KEY | Phantom Shares [F2] | Common Shares (266) | — | March 15, 2007 | 266 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).