Thomas E Riggs
Insider
First SEC filing: July 9, 2009 · Latest: July 9, 2009
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 5, 2012 | UTI | M | 19,425 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 5, 2012 | UTI | S | 19,425 | $13.52 | $262,626 | 5,052 Direct | -79.36% | Disposed | 43.3% (price as of 2026-10-02) |
| Oct. 5, 2012 | UTI | M | 19,425 | $12.75 | $247,669 | 24,477 Direct | +384.50% | Acquired | 52.0% (price as of 2026-10-02) |
| Sept. 24, 2012 | UTI | F | 896 | $12.64 | $11,325 | 43,923 Direct | -2.00% | Disposed | 53.3% (price as of 2026-10-02) |
| Sept. 20, 2012 | UTI | A | 12,659 | · | · | 44,819 Direct | +39.36% | Acquired | (price as of 2026-10-02) |
| Sept. 18, 2012 | UTI | F | 593 | $13.22 | $7,839 | 32,160 Direct | -1.81% | Disposed | 46.6% (price as of 2026-10-02) |
| Sept. 18, 2012 | UTI | F | 646 | $13.22 | $8,540 | 32,753 Direct | -1.93% | Disposed | 46.6% (price as of 2026-10-02) |
| June 29, 2012 | UTI | A | 250 | $12.83 | $3,208 | 33,399 Direct | +0.75% | Acquired | 51.1% (price as of 2026-10-02) |
| June 14, 2012 | UTI | S | 6,851 | $12.07 | $82,692 | 33,149 Direct | -17.13% | Disposed | 60.6% (price as of 2026-10-02) |
| June 6, 2012 | UTI | F | 708 | $12.09 | $8,560 | 40,000 Direct | -1.74% | Disposed | 60.3% (price as of 2026-10-02) |
| Dec. 30, 2011 | UTI | A | 263 | $12.14 | $3,193 | 40,708 Direct | +0.65% | Acquired | 59.6% (price as of 2026-10-02) |
| Dec. 9, 2011 | UTI | F | 237 | $12.50 | $2,962 | 40,445 Direct | -0.58% | Disposed | 55.0% (price as of 2026-10-02) |
| Dec. 7, 2011 | UTI | S | 3,488 | $12.79 | $44,612 | 40,682 Direct | -7.90% | Disposed | 51.5% (price as of 2026-10-02) |
| Nov. 15, 2011 | UTI | M | 157 | · | · | 579 Direct | -21.33% | Disposed | (price as of 2026-10-02) |
| Nov. 15, 2011 | UTI | F | 50 | $14.37 | $718 | 44,170 Direct | -0.11% | Disposed | 34.9% (price as of 2026-10-02) |
| Nov. 15, 2011 | UTI | M | 157 | $14.37 | $2,256 | 44,220 Direct | +0.36% | Acquired | 34.9% (price as of 2026-10-02) |
| Sept. 20, 2011 | UTI | A | 14,577 | · | · | 44,063 Direct | +49.44% | Acquired | (price as of 2026-10-02) |
| Sept. 14, 2011 | UTI | F | 662 | $14.46 | $9,573 | 30,094 Direct | -2.15% | Disposed | 34.0% (price as of 2026-10-02) |
| June 7, 2011 | UTI | A | 8,430 | · | · | 30,588 Direct | +38.04% | Acquired | (price as of 2026-10-02) |
| June 3, 2011 | UTI | F | 726 | $18.63 | $13,525 | 22,158 Direct | -3.17% | Disposed | 4.0% (price as of 2026-10-02) |
| Feb. 28, 2011 | UTI | F | 429 | $18.40 | $7,894 | 22,884 Direct | -1.84% | Disposed | 5.3% (price as of 2026-10-02) |
| Dec. 10, 2010 | UTI | F | 237 | $20.32 | $4,816 | 23,172 Direct | -1.01% | Disposed | -4.6% (price as of 2026-10-02) |
| Nov. 15, 2010 | UTI | M | 358 | · | · | 1,207 Direct | -22.88% | Disposed | (price as of 2026-10-02) |
| Nov. 15, 2010 | UTI | F | 113 | $19.64 | $2,219 | 23,409 Direct | -0.48% | Disposed | -1.3% (price as of 2026-10-02) |
| Nov. 15, 2010 | UTI | M | 358 | $19.64 | $7,031 | 23,522 Direct | +1.55% | Acquired | -1.3% (price as of 2026-10-02) |
| Sept. 15, 2010 | UTI | F | 608 | $17.70 | $10,762 | 23,164 Direct | -2.56% | Disposed | 9.5% (price as of 2026-10-02) |
| Sept. 15, 2010 | UTI | F | 608 | $17.70 | $10,762 | 23,164 Direct | -2.56% | Disposed | 9.5% (price as of 2026-10-02) |
| Sept. 14, 2010 | UTI | A | 1,845 | · | · | 1,845 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 14, 2010 | UTI | A | 8,389 | · | · | 23,772 Direct | +54.53% | Acquired | (price as of 2026-10-02) |
| June 15, 2010 | UTI | S | 1,164 | $23.98 | $27,913 | 15,318 Direct | -7.06% | Disposed | -19.2% (price as of 2026-10-02) |
| June 15, 2010 | UTI | S | 100 | $23.98 | $2,398 | 16,482 Direct | -0.60% | Disposed | -19.2% (price as of 2026-10-02) |
| June 15, 2010 | UTI | S | 200 | $23.97 | $4,794 | 16,582 Direct | -1.19% | Disposed | -19.1% (price as of 2026-10-02) |
| June 15, 2010 | UTI | F | 182 | $24.37 | $4,435 | 16,782 Direct | -1.07% | Disposed | -20.5% (price as of 2026-10-02) |
| June 3, 2010 | UTI | F | 836 | $24.58 | $20,549 | 16,964 Direct | -4.70% | Disposed | -21.2% (price as of 2026-10-02) |
| March 10, 2010 | UTI | M | 2,100 | $23.63 | $49,623 | 700 Direct | -75.00% | Disposed | -18.0% (price as of 2026-10-02) |
| March 10, 2010 | UTI | M | 8,250 | $23.25 | $191,812 | 2,750 Direct | -75.00% | Disposed | -16.6% (price as of 2026-10-02) |
| March 10, 2010 | UTI | S | 11,108 | $25.26 | $280,588 | 17,800 Direct | -38.43% | Disposed | -23.3% (price as of 2026-10-02) |
| March 10, 2010 | UTI | M | 2,100 | $23.63 | $49,623 | 28,908 Direct | +7.83% | Acquired | -18.0% (price as of 2026-10-02) |
| March 10, 2010 | UTI | M | 8,250 | $23.25 | $191,812 | 26,808 Direct | +44.46% | Acquired | -16.6% (price as of 2026-10-02) |
| Feb. 28, 2010 | UTI | F | 511 | $25.26 | $12,908 | 18,558 Direct | -2.68% | Disposed | -23.3% (price as of 2026-10-02) |
| Dec. 15, 2009 | UTI | S | 471 | $19.21 | $9,048 | 19,000 Direct | -2.42% | Disposed | 0.9% (price as of 2026-10-02) |
| Dec. 11, 2009 | UTI | F | 279 | $19.16 | $5,346 | 19,471 Direct | -1.41% | Disposed | 1.1% (price as of 2026-10-02) |
| Sept. 15, 2009 | UTI | A | 1,923 | · | · | 1,923 Direct | · | Acquired | (price as of 2026-10-02) |
| Sept. 15, 2009 | UTI | A | 7,700 | · | · | 19,750 Direct | +63.90% | Acquired | (price as of 2026-10-02) |
| Sept. 11, 2009 | UTI | M | 6,475 | $12.75 | $82,556 | 22,882 Direct | +39.46% | Acquired | 52.0% (price as of 2026-10-02) |
| Sept. 11, 2009 | UTI | S | 4,357 | $19.32 | $84,177 | 18,525 Direct | -19.04% | Disposed | 0.3% (price as of 2026-10-02) |
| Sept. 11, 2009 | UTI | S | 6,475 | $19.30 | $124,968 | 12,050 Direct | -34.95% | Disposed | 0.4% (price as of 2026-10-02) |
| Sept. 11, 2009 | UTI | M | 6,475 | $12.75 | $82,556 | 19,425 Direct | -25.00% | Disposed | 52.0% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 5, 2012 | UTI | Employee Stock Option (Right To Buy) | Common Stock, $0.0001 par value | $12.75 | June 3, 2015 | 19,425 | Disposed |
| Nov. 15, 2011 | UTI | Performance Shares | Common Stock, $0.0001 par value | $0.00 | Nov. 15, 2012 | 157 | Disposed |
| Nov. 15, 2010 | UTI | Performance Shares | Common Stock, $0.0001 par value | $0.00 | Nov. 15, 2012 | 358 | Disposed |
| Sept. 14, 2010 | UTI | Performance Shares | Common Stock, $0.0001 par value | $0.00 | Nov. 15, 2013 | 1,845 | Acquired |
| March 10, 2010 | UTI | Employee Stock Option (Right To Buy) | Common Stock, $0.0001 par value | $23.63 | Feb. 28, 2017 | 2,100 | Disposed |
| March 10, 2010 | UTI | Employee Stock Option (Right To Buy) | Common Stock, $0.0001 par value | $23.25 | June 15, 2016 | 8,250 | Disposed |
| Sept. 15, 2009 | UTI | Performance Shares | Common Stock, $0.0001 par value | $0.00 | Nov. 15, 2012 | 1,923 | Acquired |
| Sept. 11, 2009 | UTI | Employee Stock Option (Right To Buy) | Common Stock, $0.0001 par value | $12.75 | June 3, 2015 | 6,475 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 10 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 9, 2009 | UTI | Common Stock, $0.0001 par value | 16,407 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 11,000 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 2,800 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 25,900 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 6,000 | Direct |
| July 9, 2009 | UTI | Common Stock, $0.0001 par value [F1] | 16,407 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 11,000 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 2,800 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 25,900 | Direct |
| July 9, 2009 | UTI | Employee Stock Option (Right To Buy) | 6,000 | Direct |