Thomas E Riggs

Insider

First SEC filing: July 9, 2009 · Latest: July 9, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

UTI selling Oct. 5, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 5, 2012	UTI	M	19,425	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 5, 2012	UTI	S	19,425	$13.52	$262,626	5,052 Direct	-79.36%	Disposed	79.0% (price as of 2026-08-19)
Oct. 5, 2012	UTI	M	19,425	$12.75	$247,669	24,477 Direct	+384.50%	Acquired	89.8% (price as of 2026-08-19)
Sept. 24, 2012	UTI	F	896	$12.64	$11,325	43,923 Direct	-2.00%	Disposed	91.4% (price as of 2026-08-19)
Sept. 20, 2012	UTI	A	12,659	—	—	44,819 Direct	+39.36%	Acquired	(price as of 2026-08-19)
Sept. 18, 2012	UTI	F	593	$13.22	$7,839	32,160 Direct	-1.81%	Disposed	83.0% (price as of 2026-08-19)
Sept. 18, 2012	UTI	F	646	$13.22	$8,540	32,753 Direct	-1.93%	Disposed	83.0% (price as of 2026-08-19)
June 29, 2012	UTI	A	250	$12.83	$3,208	33,399 Direct	+0.75%	Acquired	88.6% (price as of 2026-08-19)
June 14, 2012	UTI	S	6,851	$12.07	$82,692	33,149 Direct	-17.13%	Disposed	100.5% (price as of 2026-08-19)
June 6, 2012	UTI	F	708	$12.09	$8,560	40,000 Direct	-1.74%	Disposed	100.1% (price as of 2026-08-19)
Dec. 30, 2011	UTI	A	263	$12.14	$3,193	40,708 Direct	+0.65%	Acquired	99.3% (price as of 2026-08-19)
Dec. 9, 2011	UTI	F	237	$12.50	$2,962	40,445 Direct	-0.58%	Disposed	93.6% (price as of 2026-08-19)
Dec. 7, 2011	UTI	S	3,488	$12.79	$44,612	40,682 Direct	-7.90%	Disposed	89.2% (price as of 2026-08-19)
Nov. 15, 2011	UTI	M	157	—	—	579 Direct	-21.33%	Disposed	(price as of 2026-08-19)
Nov. 15, 2011	UTI	F	50	$14.37	$718	44,170 Direct	-0.11%	Disposed	68.4% (price as of 2026-08-19)
Nov. 15, 2011	UTI	M	157	$14.37	$2,256	44,220 Direct	+0.36%	Acquired	68.4% (price as of 2026-08-19)
Sept. 20, 2011	UTI	A	14,577	—	—	44,063 Direct	+49.44%	Acquired	(price as of 2026-08-19)
Sept. 14, 2011	UTI	F	662	$14.46	$9,573	30,094 Direct	-2.15%	Disposed	67.3% (price as of 2026-08-19)
June 7, 2011	UTI	A	8,430	—	—	30,588 Direct	+38.04%	Acquired	(price as of 2026-08-19)
June 3, 2011	UTI	F	726	$18.63	$13,525	22,158 Direct	-3.17%	Disposed	29.9% (price as of 2026-08-19)
Feb. 28, 2011	UTI	F	429	$18.40	$7,894	22,884 Direct	-1.84%	Disposed	31.5% (price as of 2026-08-19)
Dec. 10, 2010	UTI	F	237	$20.32	$4,816	23,172 Direct	-1.01%	Disposed	19.1% (price as of 2026-08-19)
Nov. 15, 2010	UTI	M	358	—	—	1,207 Direct	-22.88%	Disposed	(price as of 2026-08-19)
Nov. 15, 2010	UTI	F	113	$19.64	$2,219	23,409 Direct	-0.48%	Disposed	23.2% (price as of 2026-08-19)
Nov. 15, 2010	UTI	M	358	$19.64	$7,031	23,522 Direct	+1.55%	Acquired	23.2% (price as of 2026-08-19)
Sept. 15, 2010	UTI	F	608	$17.70	$10,762	23,164 Direct	-2.56%	Disposed	36.7% (price as of 2026-08-19)
Sept. 15, 2010	UTI	F	608	$17.70	$10,762	23,164 Direct	-2.56%	Disposed	36.7% (price as of 2026-08-19)
Sept. 14, 2010	UTI	A	1,845	—	—	1,845 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 14, 2010	UTI	A	8,389	—	—	23,772 Direct	+54.53%	Acquired	(price as of 2026-08-19)
June 15, 2010	UTI	S	1,164	$23.98	$27,913	15,318 Direct	-7.06%	Disposed	0.9% (price as of 2026-08-19)
June 15, 2010	UTI	S	100	$23.98	$2,398	16,482 Direct	-0.60%	Disposed	0.9% (price as of 2026-08-19)
June 15, 2010	UTI	S	200	$23.97	$4,794	16,582 Direct	-1.19%	Disposed	0.9% (price as of 2026-08-19)
June 15, 2010	UTI	F	182	$24.37	$4,435	16,782 Direct	-1.07%	Disposed	-0.7% (price as of 2026-08-19)
June 3, 2010	UTI	F	836	$24.58	$20,549	16,964 Direct	-4.70%	Disposed	-1.6% (price as of 2026-08-19)
March 10, 2010	UTI	M	2,100	$23.63	$49,623	700 Direct	-75.00%	Disposed	2.4% (price as of 2026-08-19)
March 10, 2010	UTI	M	8,250	$23.25	$191,812	2,750 Direct	-75.00%	Disposed	4.1% (price as of 2026-08-19)
March 10, 2010	UTI	S	11,108	$25.26	$280,588	17,800 Direct	-38.43%	Disposed	-4.2% (price as of 2026-08-19)
March 10, 2010	UTI	M	2,100	$23.63	$49,623	28,908 Direct	+7.83%	Acquired	2.4% (price as of 2026-08-19)
March 10, 2010	UTI	M	8,250	$23.25	$191,812	26,808 Direct	+44.46%	Acquired	4.1% (price as of 2026-08-19)
Feb. 28, 2010	UTI	F	511	$25.26	$12,908	18,558 Direct	-2.68%	Disposed	-4.2% (price as of 2026-08-19)
Dec. 15, 2009	UTI	S	471	$19.21	$9,048	19,000 Direct	-2.42%	Disposed	26.0% (price as of 2026-08-19)
Dec. 11, 2009	UTI	F	279	$19.16	$5,346	19,471 Direct	-1.41%	Disposed	26.3% (price as of 2026-08-19)
Sept. 15, 2009	UTI	A	1,923	—	—	1,923 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 15, 2009	UTI	A	7,700	—	—	19,750 Direct	+63.90%	Acquired	(price as of 2026-08-19)
Sept. 11, 2009	UTI	M	6,475	$12.75	$82,556	22,882 Direct	+39.46%	Acquired	89.8% (price as of 2026-08-19)
Sept. 11, 2009	UTI	S	4,357	$19.32	$84,177	18,525 Direct	-19.04%	Disposed	25.2% (price as of 2026-08-19)
Sept. 11, 2009	UTI	S	6,475	$19.30	$124,968	12,050 Direct	-34.95%	Disposed	25.4% (price as of 2026-08-19)
Sept. 11, 2009	UTI	M	6,475	$12.75	$82,556	19,425 Direct	-25.00%	Disposed	89.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 5, 2012	UTI	Employee Stock Option (Right To Buy)	Common Stock, $0.0001 par value (19,425)	$12.75	June 3, 2015	19,425	Disposed
Nov. 15, 2011	UTI	Performance Shares	Common Stock, $0.0001 par value (157)	$0.00	Nov. 15, 2012	157	Disposed
Nov. 15, 2010	UTI	Performance Shares	Common Stock, $0.0001 par value (358)	$0.00	Nov. 15, 2012	358	Disposed
Sept. 14, 2010	UTI	Performance Shares	Common Stock, $0.0001 par value (1,845)	$0.00	Nov. 15, 2013	1,845	Acquired
March 10, 2010	UTI	Employee Stock Option (Right To Buy)	Common Stock, $0.0001 par value (2,100)	$23.63	Feb. 28, 2017	2,100	Disposed
March 10, 2010	UTI	Employee Stock Option (Right To Buy)	Common Stock, $0.0001 par value (8,250)	$23.25	June 15, 2016	8,250	Disposed
Sept. 15, 2009	UTI	Performance Shares	Common Stock, $0.0001 par value (1,923)	$0.00	Nov. 15, 2012	1,923	Acquired
Sept. 11, 2009	UTI	Employee Stock Option (Right To Buy)	Common Stock, $0.0001 par value (6,475)	$12.75	June 3, 2015	6,475	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 9, 2009	UTI	Common Stock, $0.0001 par value	16,407	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (11,000)	11,000	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (2,800)	2,800	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (25,900)	25,900	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (6,000)	6,000	Direct
July 9, 2009	UTI	Common Stock, $0.0001 par value [F1]	16,407	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (11,000)	11,000	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (2,800)	2,800	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (25,900)	25,900	Direct
July 9, 2009	UTI	Employee Stock Option (Right To Buy)→ Common Stock, $0.0001 par value (6,000)	6,000	Direct