Thomas E Vice
CIK 1493777 · View on SEC EDGAR ↗
First SEC filing: June 10, 2010 · Latest: June 10, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 10, 2017 | NOC | S 10b5-1 | 29,740 | $250.00 | $7,435,000 | 72,453 Direct | -29.10% | Disposed | 134.2% (price as of 2026-08-18) |
| April 26, 2017 | NOC | S 10b5-1 | 91 | $250.00 | $22,750 | 102,193 Direct | -0.09% | Disposed | 134.2% (price as of 2026-08-18) |
| Aug. 12, 2016 | NOC | S | 20,997 | $217.94 | $4,576,086 | 82,496 Direct | -20.29% | Disposed | 168.6% (price as of 2026-08-18) |
| March 4, 2016 | NOC | S | 2,294 | $191.07 | $438,315 | 113,248 Direct | -1.99% | Disposed | 206.4% (price as of 2026-08-18) |
| Nov. 18, 2014 | NOC | S | 3,844 | $138.27 | $531,510 | 19,266 Direct | -16.63% | Disposed | 323.4% (price as of 2026-08-18) |
| Dec. 2, 2013 | NOC | S | 37,907 | $112.51 | $4,264,917 | 15,422 Direct | -71.08% | Disposed | 420.4% (price as of 2026-08-18) |
| Dec. 2, 2013 | NOC | S | 2,332 | $112.39 | $262,093 | 53,328 Direct | -4.19% | Disposed | 420.9% (price as of 2026-08-18) |
| May 17, 2013 | NOC | S | 9,163 | $81.72 | $748,800 | 13,092 Direct | -41.17% | Disposed | 616.5% (price as of 2026-08-18) |
| Aug. 10, 2012 | NOC | S | 26,165 | $68.17 | $1,783,668 | 2,332 Direct | -91.82% | Disposed | 758.9% (price as of 2026-08-18) |
| Aug. 6, 2012 | NOC | S | 18,998 | $66.53 | $1,263,937 | 2,332 Direct | -89.07% | Disposed | 780.0% (price as of 2026-08-18) |
| Feb. 21, 2012 | NOC | S | 50,978 | $60.06 | $3,061,739 | 14,948 Direct | -77.33% | Disposed | 874.8% (price as of 2026-08-18) |
| Aug. 11, 2011 | NOC | S | 9,843 | $50.11 | $493,233 | 85,280 Direct | -10.35% | Disposed | 1068.4% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 19, 2017 | NOC | Restricted Stock Rights | Common Stock (8,820) | — | — | 8,820 | Disposed |
| Feb. 17, 2017 | NOC | Restricted Stock Rights | Common Stock (4,465) | — | — | 4,465 | Acquired |
| Feb. 17, 2017 | NOC | Restricted Performance Stock Rights | Common Stock (31,303) | — | — | 31,303 | Disposed |
| Feb. 17, 2017 | NOC | Restricted Performance Stock Rights | Common Stock (20,828) | — | — | 20,828 | Acquired |
| March 4, 2016 | NOC | Stock Option (Right-to-buy) | Common Stock (14,344) | $63.22 | Feb. 15, 2018 | 14,344 | Disposed |
| Feb. 20, 2016 | NOC | Restricted Stock Rights | Common Stock (15,899) | — | — | 15,899 | Disposed |
| Feb. 17, 2016 | NOC | Restricted Stock Rights | Common Stock (5,767) | — | — | 5,767 | Acquired |
| Feb. 17, 2016 | NOC | Restricted Performance Stock Rights | Common Stock (65,895) | — | — | 65,895 | Disposed |
| Feb. 17, 2016 | NOC | Restricted Performance Stock Rights | Common Stock (34,675) | — | — | 34,675 | Acquired |
| July 17, 2015 | NOC | Restricted Stock Rights | Common Stock (7,678) | — | — | 7,678 | Disposed |
| Feb. 18, 2015 | NOC | Restricted Stock Rights | Common Stock (6,512) | — | — | 6,512 | Acquired |
| Feb. 18, 2015 | NOC | Restricted Performance Stock Rights | Common Stock (46,146) | — | — | 46,146 | Disposed |
| Feb. 18, 2015 | NOC | Restricted Performance Stock Rights | Common Stock (29,192) | — | — | 29,192 | Acquired |
| Feb. 13, 2015 | NOC | Restricted Stock Rights | Common Stock (32,292) | — | — | 32,292 | Disposed |
| Feb. 19, 2014 | NOC | Restricted Stock Rights | Common Stock (8,820) | — | — | 8,820 | Acquired |
| Feb. 19, 2014 | NOC | Restricted Performance Stock Rights | Common Stock (16,076) | — | — | 16,076 | Disposed |
| Feb. 19, 2014 | NOC | Restricted Performance Stock Rights | Common Stock (27,116) | — | — | 27,116 | Acquired |
| Dec. 2, 2013 | NOC | Stock Option (Right-to-buy) | Common Stock (13,883) | $53.87 | Aug. 3, 2017 | 13,883 | Disposed |
| Dec. 2, 2013 | NOC | Stock Option (Right-to-buy) | Common Stock (28,685) | $63.22 | Feb. 15, 2018 | 28,685 | Disposed |
| Feb. 20, 2013 | NOC | Restricted Stock Rights | Common Stock (15,899) | — | — | 15,899 | Acquired |
| Feb. 20, 2013 | NOC | Restricted Performance Stock Rights | Common Stock (38,320) | — | — | 38,320 | Disposed |
| Feb. 20, 2013 | NOC | Restricted Performance Stock Rights | Common Stock (61,121) | — | — | 61,121 | Acquired |
| Aug. 14, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (1,597) | $53.87 | Aug. 3, 2017 | 1,597 | Disposed |
| Aug. 10, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (26,165) | $53.87 | Aug. 3, 2017 | 26,165 | Disposed |
| Aug. 6, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (6,382) | $41.14 | Feb. 17, 2016 | 6,382 | Disposed |
| July 19, 2012 | NOC | Restricted Stock Rights | Common Stock (7,678) | — | — | 7,678 | Acquired |
| Feb. 21, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (9,843) | $52.48 | Aug. 20, 2012 | 9,843 | Disposed |
| Feb. 21, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (12,031) | $47.99 | June 14, 2014 | 12,031 | Disposed |
| Feb. 21, 2012 | NOC | Stock Option (Right-to-buy) | Common Stock (10,937) | $43.08 | Aug. 20, 2013 | 10,937 | Disposed |
| Feb. 15, 2012 | NOC | Restricted Stock Rights | Common Stock [F3] (12,070) | — | — | 12,070 | Acquired |
| Feb. 15, 2012 | NOC | Restricted Performance Stock Rights | Common Stock [F1] (30,764) | — | — | 30,764 | Acquired |
| Aug. 11, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (9,843) | $35.92 | Aug. 15, 2011 | 9,843 | Disposed |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (43,029) | $63.22 | Feb. 15, 2018 | 43,029 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (41,645) | $53.87 | Aug. 3, 2017 | 41,645 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (6,382) | $41.14 | Feb. 17, 2016 | 6,382 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (12,031) | $47.99 | June 14, 2014 | 12,031 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (10,937) | $43.08 | Aug. 20, 2013 | 10,937 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (9,843) | $52.48 | Aug. 20, 2012 | 9,843 | Acquired |
| March 31, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (9,843) | $35.92 | Aug. 15, 2011 | 9,843 | Acquired |
| Feb. 15, 2011 | NOC | Stock Option (Right-to-Buy) | Common Stock (39,341) | $69.14 | Feb. 15, 2018 | 39,341 | Acquired |
| Aug. 3, 2010 | NOC | Stock Option (Right-to-Buy) | Common Stock (38,075) | $58.92 | Aug. 3, 2017 | 38,075 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 10, 2010 | NOC | Common Stock | 45,063 | Direct |
| June 10, 2010 | NOC | Stock Option (Right-to-Buy)→ Common Stock (9,000) | 9,000 | Direct |
| June 10, 2010 | NOC | Stock Option (Right-to-Buy)→ Common Stock (9,000) | 9,000 | Direct |
| June 10, 2010 | NOC | Stock Option (Right-to-Buy)→ Common Stock (10,000) | 10,000 | Direct |
| June 10, 2010 | NOC | Stock Option (Right-to-Buy)→ Common Stock (11,000) | 11,000 | Direct |
| June 10, 2010 | NOC | Stock Option (Right-to-Buy)→ Common Stock (5,835) | 5,835 | Direct |