Insider at

04

Insider transactions

05
2 buys (P) 0 sells (S) Net: $667,000 + 17 non-open-market transactions below Avg return of open purchases vs now: -26.1% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 6, 2026 LRMR P 50,000 $3.34 $167,000 714,798 Direct +7.52% Acquired -11.4% (price as of 2026-10-02)
Feb. 27, 2026 LRMR P 100,000 $5.00 $500,000 664,798 Direct +17.71% Acquired -40.8% (price as of 2026-10-02)
Feb. 16, 2024 LRMR P 57,208 $8.74 $499,998 564,798 Direct +11.27% Acquired -66.1% (price as of 2026-10-02)
Sept. 16, 2022 LRMR P 317,460 $3.15 $999,999 507,590 Direct +166.97% Acquired -6.0% (price as of 2026-10-02)
June 30, 2021 LRMR P 56,710 $8.75 $496,212 190,130 Direct +42.50% Acquired -66.2% (price as of 2026-10-02)
May 3, 2021 NLY S 80,000 $9.18 $734,400 0 Indirect -100.00% Disposed -49.6% (price as of 2026-10-02)
May 15, 2020 NLY P 200,000 $5.96 $1,192,000 330,000 Indirect +153.85% Acquired -22.4% (price as of 2026-10-02)
May 17, 2019 NLY P 30,000 $9.47 $284,100 130,000 Direct +30.00% Acquired -51.2% (price as of 2026-10-02)
May 17, 2019 NLY P 30,000 $9.47 $284,100 130,000 Indirect +30.00% Acquired -51.2% (price as of 2026-10-02)
May 17, 2019 NLY P 30,000 $9.47 $284,100 80,000 Indirect +60.00% Acquired -51.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 10, 2026 NLY Deferred Stock Units Common Stock (8,641) · · 8,641 Acquired
May 19, 2026 LRMR Stock Option (Right to Buy) Common Stock (55,150) $3.33 May 19, 2036 55,150 Acquired
May 14, 2025 NLY Deferred Stock Units Common Stock (8,961) · · 8,961 Acquired
May 13, 2025 LRMR Stock Option (Right to Buy) Common Stock (19,000) $1.88 May 13, 2035 19,000 Acquired
May 29, 2024 LRMR Stock Option (Right to Buy) Common Stock (19,000) $7.07 May 29, 2034 19,000 Acquired
May 15, 2024 NLY Deferred Stock Units Common Stock (8,583) · · 8,583 Acquired
May 17, 2023 NLY Deferred Stock Units Common Stock (8,167) · · 8,167 Acquired
May 9, 2023 LRMR Stock Option (Right to Buy) Common Stock (8,300) $5.09 May 9, 2033 8,300 Acquired
May 18, 2022 NLY Deferred Stock Units Common Stock (24,372) · · 24,372 Acquired
May 10, 2022 LRMR Stock Option (Right to Buy) Common Stock (8,300) $2.92 May 10, 2032 8,300 Acquired
May 19, 2021 NLY Deferred Stock Units Common Stock (15,609) · · 15,609 Acquired
May 12, 2021 LRMR Stock Option (right to buy) Common Stock (8,300) $10.34 May 12, 2031 8,300 Acquired
Sept. 29, 2020 LRMR Stock Option (right to buy) Common Stock (16,600) $11.90 July 16, 2030 16,600 Acquired
May 20, 2020 NLY Deferred Stock Units Common Stock (22,551) · · 22,551 Acquired
May 22, 2019 NLY Deferred Stock Units Common Stock (15,592) · · 15,592 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 7, 2019 NLY Common Stock 100,000 Direct
March 7, 2019 NLY Common Stock 100,000 Indirect
March 7, 2019 NLY Common Stock 50,000 Indirect