Thomas F Chen

Insider

First SEC filing: May 1, 2006 · Latest: Feb. 16, 2021

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 3, 2022	BAX	A	2,706	—	—	15,740 Direct	+20.76%	Acquired	(price as of 2026-08-20)
Feb. 2, 2022	BAX	M 10b5-1	1,680	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 2, 2022	BAX	S 10b5-1	1,680	$84.53	$142,010	12,987 Direct	-11.45%	Disposed	-68.5% (price as of 2026-08-20)
Feb. 2, 2022	BAX	M 10b5-1	1,680	$35.03	$58,850	14,667 Direct	+12.94%	Acquired	-24.0% (price as of 2026-08-20)
May 4, 2021	BAX	A	2,230	—	—	12,857 Direct	+20.98%	Acquired	(price as of 2026-08-20)
Aug. 20, 2020	BAX	J	3,386	$82.89	$280,666	0 Direct	-100.00%	Disposed	-67.9% (price as of 2026-08-20)
May 5, 2020	BAX	A	2,197	—	—	19,625 Direct	+12.61%	Acquired	(price as of 2026-08-20)
July 8, 2019	BAX	A	52	$81.58	$4,242	3,360 Direct	+1.57%	Acquired	-67.4% (price as of 2026-08-20)
May 13, 2019	BAX	A	56	$75.44	$4,225	3,301 Direct	+1.73%	Acquired	-64.7% (price as of 2026-08-20)
May 7, 2019	BAX	A	2,412	—	—	17,245 Direct	+16.26%	Acquired	(price as of 2026-08-20)
Jan. 14, 2019	BAX	A	78	$66.12	$5,157	3,242 Direct	+2.47%	Acquired	-59.7% (price as of 2026-08-20)
Nov. 15, 2018	BAX	A	78	$65.83	$5,135	3,156 Direct	+2.53%	Acquired	-59.6% (price as of 2026-08-20)
Aug. 9, 2018	BAX	A	66	$72.07	$4,757	3,070 Direct	+2.20%	Acquired	-63.1% (price as of 2026-08-20)
May 30, 2018	BAX	A	83	$71.68	$5,949	3,005 Direct	+2.84%	Acquired	-62.9% (price as of 2026-08-20)
May 8, 2018	BAX	A	1,332	$69.45	$92,507	14,682 Direct	+9.98%	Acquired	-61.7% (price as of 2026-08-20)
May 8, 2018	BAX	A	6,437	—	—	6,437 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2018	BAX	A	20	$64.31	$1,286	2,909 Direct	+0.69%	Acquired	-58.6% (price as of 2026-08-20)
Nov. 15, 2017	BAX	A	27	$64.42	$1,739	2,883 Direct	+0.95%	Acquired	-58.7% (price as of 2026-08-20)
July 24, 2017	BAX	A	24	$62.73	$1,506	2,850 Direct	+0.85%	Acquired	-57.6% (price as of 2026-08-20)
May 10, 2017	BAX	A	29	$56.19	$1,630	2,815 Direct	+1.04%	Acquired	-52.6% (price as of 2026-08-20)
May 2, 2017	BAX	A	3,233	—	—	13,216 Direct	+32.39%	Acquired	(price as of 2026-08-20)
Jan. 20, 2017	BAX	A	153	$46.23	$7,073	2,810 Direct	+5.76%	Acquired	-42.4% (price as of 2026-08-20)
Oct. 21, 2016	BAX	A	147	$48.18	$7,082	2,630 Direct	+5.92%	Acquired	-44.7% (price as of 2026-08-20)
Aug. 3, 2016	BAX	A	125	$48.12	$6,015	2,476 Direct	+5.32%	Acquired	-44.7% (price as of 2026-08-20)
June 6, 2016	BAX	A	117	$43.97	$5,144	2,351 Direct	+5.24%	Acquired	-39.5% (price as of 2026-08-20)
June 3, 2016	BAX	A	405	$43.48	$17,609	2,234 Direct	+22.14%	Acquired	-38.8% (price as of 2026-08-20)
May 16, 2016	BAX	A	180	$45.47	$8,185	1,829 Direct	+10.92%	Acquired	-41.5% (price as of 2026-08-20)
May 3, 2016	BAX	A	2,590	—	—	9,874 Direct	+35.56%	Acquired	(price as of 2026-08-20)
May 3, 2016	BAX	A	6,360	—	—	6,360 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2016	BAX	A	216	$36.54	$7,893	1,649 Direct	+15.07%	Acquired	-27.1% (price as of 2026-08-20)
Oct. 19, 2015	BAX	A	271	$33.47	$9,070	1,432 Direct	+23.34%	Acquired	-20.5% (price as of 2026-08-20)
Aug. 3, 2015	BAX	A	189	$38.50	$7,276	1,155 Direct	+19.57%	Acquired	-30.9% (price as of 2026-08-20)
July 1, 2015	BAX	J	4,979	—	—	10,789 Direct	+85.70%	Acquired	(price as of 2026-08-20)
July 1, 2015	BAX	J	1,414	—	—	7,139 Direct	+24.70%	Acquired	(price as of 2026-08-20)
May 6, 2015	BAX	A	113	$69.65	$7,870	953 Direct	+13.45%	Acquired	-29.6% (price as of 2026-08-20)
May 5, 2015	BAX	A	1,650	—	—	5,725 Direct	+40.49%	Acquired	(price as of 2026-08-20)
May 5, 2015	BAX	A	5,810	—	—	5,810 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 28, 2015	BAX	A	76	$71.81	$5,458	834 Direct	+10.03%	Acquired	-31.8% (price as of 2026-08-20)
Oct. 23, 2014	BAX	A	77	$67.94	$5,231	754 Direct	+11.37%	Acquired	-27.9% (price as of 2026-08-20)
July 29, 2014	BAX	A	58	$76.65	$4,446	671 Direct	+9.46%	Acquired	-36.1% (price as of 2026-08-20)
May 6, 2014	BAX	A	1,490	—	—	3,958 Direct	+60.37%	Acquired	(price as of 2026-08-20)
May 6, 2014	BAX	A	4,110	—	—	4,110 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2014	BAX	A	73	$72.38	$5,284	606 Direct	+13.70%	Acquired	-32.3% (price as of 2026-08-20)
Jan. 17, 2014	BAX	A	112	$70.06	$7,847	533 Direct	+26.60%	Acquired	-30.0% (price as of 2026-08-20)
Jan. 2, 2014	BAX	I	118	$69.19	$8,164	417 Direct	-22.06%	Disposed	-29.2% (price as of 2026-08-20)
Oct. 16, 2013	BAX	A	158	$66.48	$10,504	536 Direct	+41.80%	Acquired	-26.3% (price as of 2026-08-20)
July 29, 2013	BAX	A	111	$73.02	$8,105	375 Direct	+42.05%	Acquired	-32.9% (price as of 2026-08-20)
May 7, 2013	BAX	A	1,600	—	—	2,400 Direct	+200.00%	Acquired	(price as of 2026-08-20)
May 7, 2013	BAX	A	3,930	—	—	3,930 Direct	—	Acquired	(price as of 2026-08-20)
April 26, 2013	BAX	A	163	$69.53	$11,333	262 Direct	+164.65%	Acquired	-29.5% (price as of 2026-08-20)
Jan. 25, 2013	BAX	A	99	$67.78	$6,710	99 Direct	—	Acquired	-27.7% (price as of 2026-08-20)
May 25, 2010	ABT	G	555	—	—	99,279 Direct	-0.56%	Disposed	(price as of 2026-08-20)
May 25, 2010	ABT	G	555	—	—	1,643 Indirect	+51.01%	Acquired	(price as of 2026-08-20)
May 1, 2010	ABT	F	3,156	$51.16	$161,461	99,834 Direct	-3.06%	Disposed	367.9% (price as of 2026-08-20)
March 18, 2010	ABT	G	12,609	—	—	36,407 Indirect	+52.98%	Acquired	(price as of 2026-08-20)
March 18, 2010	ABT	G	12,609	—	—	102,990 Direct	-10.91%	Disposed	(price as of 2026-08-20)
March 1, 2010	ABT	A	1,855	—	—	1,855 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2010	ABT	M	2,454	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2010	ABT	F	1,855	$54.28	$100,689	115,599 Direct	-1.58%	Disposed	341.0% (price as of 2026-08-20)
March 1, 2010	ABT	M	2,454	$41.03	$100,688	117,454 Direct	+2.13%	Acquired	483.5% (price as of 2026-08-20)
Feb. 26, 2010	ABT	F	8,851	$54.12	$479,016	115,000 Direct	-7.15%	Disposed	342.4% (price as of 2026-08-20)
Feb. 19, 2010	ABT	A	28,700	—	—	28,700 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2010	ABT	A	21,000	—	—	123,851 Direct	+20.42%	Acquired	(price as of 2026-08-20)
Feb. 19, 2010	ABT	A	19,600	—	—	102,851 Direct	+23.54%	Acquired	(price as of 2026-08-20)
Feb. 16, 2010	ABT	F	5,035	$53.93	$271,538	83,251 Direct	-5.70%	Disposed	343.9% (price as of 2026-08-20)
Feb. 10, 2010	ABT	M	11,261	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2010	ABT	M	17,274	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2010	ABT	M	9,686	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2010	ABT	S	400	$53.31	$21,324	88,286 Direct	-0.45%	Disposed	349.1% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	2,100	$53.30	$111,930	88,686 Direct	-2.31%	Disposed	349.2% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	3,700	$53.29	$197,173	90,786 Direct	-3.92%	Disposed	349.2% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	2,600	$53.28	$138,528	94,486 Direct	-2.68%	Disposed	349.3% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	2,000	$53.27	$106,540	97,086 Direct	-2.02%	Disposed	349.4% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	100	$53.26	$5,326	99,086 Direct	-0.10%	Disposed	349.5% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	4,000	$53.25	$213,000	99,186 Direct	-3.88%	Disposed	349.6% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	2,900	$53.24	$154,396	103,186 Direct	-2.73%	Disposed	349.7% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	800	$53.23	$42,584	106,086 Direct	-0.75%	Disposed	349.7% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	1,800	$53.22	$95,796	106,886 Direct	-1.66%	Disposed	349.8% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	900	$53.21	$47,889	108,686 Direct	-0.82%	Disposed	349.9% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	1,000	$53.20	$53,200	109,586 Direct	-0.90%	Disposed	350.0% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	300	$53.19	$15,957	110,586 Direct	-0.27%	Disposed	350.1% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	100	$53.18	$5,318	110,886 Direct	-0.09%	Disposed	350.2% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	300	$53.17	$15,951	110,986 Direct	-0.27%	Disposed	350.3% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	1,700	$53.16	$90,372	111,286 Direct	-1.50%	Disposed	350.3% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	4,900	$53.15	$260,435	112,986 Direct	-4.16%	Disposed	350.4% (price as of 2026-08-20)
Feb. 10, 2010	ABT	S	8,621	$53.14	$458,120	117,886 Direct	-6.81%	Disposed	350.5% (price as of 2026-08-20)
Feb. 10, 2010	ABT	M	11,261	$53.12	$598,184	126,507 Direct	+9.77%	Acquired	350.7% (price as of 2026-08-20)
Feb. 10, 2010	ABT	M	17,274	$52.66	$909,649	115,246 Direct	+17.63%	Acquired	354.6% (price as of 2026-08-20)
Feb. 10, 2010	ABT	M	9,686	$52.25	$506,094	97,972 Direct	+10.97%	Acquired	358.2% (price as of 2026-08-20)
Dec. 22, 2009	ABT	G	478	—	—	88,286 Direct	-0.54%	Disposed	(price as of 2026-08-20)
Dec. 22, 2009	ABT	G	478	—	—	1,088 Indirect	+78.36%	Acquired	(price as of 2026-08-20)
Dec. 18, 2009	ABT	S	7,800	$53.71	$418,938	88,764 Direct	-8.08%	Disposed	345.7% (price as of 2026-08-20)
Dec. 10, 2009	ABT	S	5,000	$53.80	$269,000	96,564 Direct	-4.92%	Disposed	345.0% (price as of 2026-08-20)
April 24, 2009	ABT	F	1,842	$43.36	$79,869	101,564 Direct	-1.78%	Disposed	452.1% (price as of 2026-08-20)
Feb. 27, 2009	ABT	F	4,826	$50.58	$244,099	103,406 Direct	-4.46%	Disposed	373.3% (price as of 2026-08-20)
Feb. 20, 2009	ABT	A	38,700	—	—	38,700 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2009	ABT	A	27,200	—	—	108,232 Direct	+33.57%	Acquired	(price as of 2026-08-20)
Feb. 17, 2009	ABT	F	1,228	$54.94	$67,466	81,032 Direct	-1.49%	Disposed	335.8% (price as of 2026-08-20)
Feb. 9, 2009	ABT	A	6,057	—	—	6,057 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2009	ABT	M	4,998	—	—	33,526 Direct	-12.97%	Disposed	(price as of 2026-08-20)

Showing latest 100 of 220 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 2, 2022	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (1,680)	$35.03	May 8, 2022	1,680	Disposed
Aug. 20, 2020	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (3,386)	—	—	3,386	Disposed
July 8, 2019	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (52)	—	—	52	Acquired
May 13, 2019	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (56)	—	—	56	Acquired
Jan. 14, 2019	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (78)	—	—	78	Acquired
Nov. 15, 2018	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (78)	—	—	78	Acquired
Aug. 9, 2018	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (66)	—	—	66	Acquired
May 30, 2018	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (83)	—	—	83	Acquired
May 8, 2018	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (6,437)	$69.45	May 8, 2028	6,437	Acquired
Feb. 9, 2018	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (20)	—	—	20	Acquired
Nov. 15, 2017	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (27)	—	—	27	Acquired
July 24, 2017	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (24)	—	—	24	Acquired
May 10, 2017	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (29)	—	—	29	Acquired
Jan. 20, 2017	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (153)	—	—	153	Acquired
Oct. 21, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (147)	—	—	147	Acquired
Aug. 3, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (125)	—	—	125	Acquired
June 6, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (117)	—	—	117	Acquired
June 3, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (405)	—	—	405	Acquired
May 16, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (180)	—	—	180	Acquired
May 3, 2016	BAX	Stock Oprtion (Right to Buy)	Common Stock, $1 par value (6,360)	$44.39	May 1, 2026	6,360	Acquired
Jan. 26, 2016	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (216)	—	—	216	Acquired
Oct. 19, 2015	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (271)	—	—	271	Acquired
Aug. 3, 2015	BAX	Deferred Comp Plan	Common Stock, $1 par value (189)	—	—	189	Acquired
July 1, 2015	BAX	Stock Option (Right to Buy)	Common Stock, par value $1.00 per share (4,979)	—	May 5, 2025	4,979	Acquired
May 6, 2015	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (113)	—	—	113	Acquired
May 5, 2015	BAX	Stock Option (Right to Buy)	Common Stock, $1 par vlue (5,810)	$69.65	May 5, 2025	5,810	Acquired
Jan. 28, 2015	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (76)	—	—	76	Acquired
Oct. 23, 2014	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (77)	—	—	77	Acquired
July 29, 2014	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (58)	—	—	58	Acquired
May 6, 2014	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (4,110)	$73.97	May 6, 2024	4,110	Acquired
April 29, 2014	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (73)	—	—	73	Acquired
Jan. 17, 2014	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (112)	—	—	112	Acquired
Jan. 2, 2014	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (118)	—	—	118	Disposed
Oct. 16, 2013	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (158)	—	—	158	Acquired
July 29, 2013	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (111)	—	—	111	Acquired
May 7, 2013	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (3,930)	$68.58	May 5, 2023	3,930	Acquired
April 26, 2013	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (163)	—	—	163	Acquired
Jan. 25, 2013	BAX	Deferred Comp Plan Baxter Common Stock Fund	Common Stock, $1 par value (99)	—	—	99	Acquired
March 1, 2010	ABT	Option (right to buy) [F4]	Common shares (1,855)	$54.28	Feb. 19, 2014	1,855	Acquired
March 1, 2010	ABT	Option (right to buy) [F3]	Common shares (2,454)	$41.03	Feb. 19, 2014	2,454	Disposed
Feb. 19, 2010	ABT	Option (right to buy) [F5]	Common shares (28,700)	$54.50	Feb. 18, 2020	28,700	Acquired
Feb. 10, 2010	ABT	Option (right to buy) [F3]	Common shares (11,261)	$53.12	Feb. 10, 2010	11,261	Disposed
Feb. 10, 2010	ABT	Option (right to buy) [F3]	Common shares (17,274)	$52.66	Feb. 10, 2010	17,274	Disposed
Feb. 10, 2010	ABT	Option (right to buy) [F3]	Common shares (9,686)	$52.25	Feb. 10, 2010	9,686	Disposed
Feb. 20, 2009	ABT	Option (right to buy) [F4]	Common shares (38,700)	$54.14	Feb. 19, 2019	38,700	Acquired
Feb. 9, 2009	ABT	Option (right to buy) [F3]	Common shares (6,057)	$57.15	Feb. 8, 2011	6,057	Acquired
Feb. 9, 2009	ABT	Option (right to buy) [F3]	Common shares (4,998)	$45.45	Feb. 8, 2011	4,998	Disposed
Feb. 9, 2009	ABT	Option (right to buy) [F3]	Common shares (2,200)	$45.45	Feb. 8, 2011	2,200	Disposed
Feb. 6, 2009	ABT	Options (right to buy) [F3]	Common shares (1,840)	$54.30	Feb. 11, 2009	1,840	Disposed
Feb. 6, 2009	ABT	Options (right to buy) [F3]	Common shares (3,050)	$33.23	Feb. 13, 2013	3,050	Disposed
Feb. 6, 2009	ABT	Option (right to buy) [F3]	Common shares (1,792)	$56.53	Feb. 13, 2013	1,792	Acquired
Jan. 27, 2009	ABT	Options (right to buy) [F3]	Common shares (13,259)	$53.60	Feb. 11, 2009	13,259	Disposed
Jan. 27, 2009	ABT	Options (right to buy) [F3]	Common shares (10,701)	$54.10	Feb. 11, 2009	10,701	Disposed
Jan. 27, 2009	ABT	Options (right to buy) [F3]	Common shares (9,224)	$54.30	Feb. 11, 2009	9,224	Disposed
Nov. 14, 2008	ABT	Options (right to buy) [F3]	Common shares (3,552)	$45.45	Feb. 8, 2011	3,552	Disposed
Nov. 14, 2008	ABT	Options (right to buy) [F3]	Common shares (3,112)	$57.14	Feb. 8, 2011	3,112	Acquired
Sept. 30, 2008	ABT	Options (right to buy) [F3]	Common shares (1,416)	$57.40	Feb. 8, 2011	1,416	Acquired
Sept. 30, 2008	ABT	Options (right to buy) [F3]	Common shares (1,620)	$45.45	Feb. 8, 2011	1,620	Disposed
July 9, 2008	ABT	Options (right to buy) [F3]	Common shares (6,386)	$57.37	Feb. 8, 2011	6,386	Acquired
July 9, 2008	ABT	Options (right to buy) [F3]	Common shares (7,306)	$45.45	Feb. 8, 2011	7,306	Disposed
June 2, 2008	ABT	Options (right to buy) [F3]	Common shares (1,951)	$56.35	Feb. 10, 2010	1,951	Acquired
June 2, 2008	ABT	Options (right to buy) [F3]	Common shares (2,223)	$44.96	Feb. 10, 2010	2,223	Disposed
May 29, 2008	ABT	Options (right to buy) [F3]	Common shares (10,872)	$54.10	Feb. 13, 2013	10,872	Acquired
May 29, 2008	ABT	Options (right to buy) [F3]	Common shares (10,701)	$54.10	Feb. 11, 2009	10,701	Acquired
May 29, 2008	ABT	Options (right to buy) [F3]	Common shares (12,441)	$42.83	Feb. 13, 2013	12,441	Disposed
May 29, 2008	ABT	Options (right to buy) [F3]	Common shares (12,298)	$42.50	Feb. 11, 2009	12,298	Disposed
Feb. 15, 2008	ABT	Option (right to buy) [F4]	common shares (78,700)	$55.56	Feb. 14, 2018	78,700	Acquired
Feb. 8, 2008	ABT	Option (right to buy) [F3]	common shares (20,727)	$44.96	Dec. 12, 2008	20,727	Disposed
Feb. 8, 2008	ABT	Option (right to buy) [F3]	common shares (15,202)	$49.46	Dec. 12, 2008	15,202	Disposed
Sept. 19, 2007	ABT	Option (right to buy) [F3]	common shares (13,259)	$53.60	Feb. 11, 2009	13,259	Acquired
Sept. 19, 2007	ABT	Option (right to buy) [F3]	common shares (15,161)	$42.50	Feb. 11, 2009	15,161	Disposed
Aug. 8, 2007	ABT	Option (right to buy) [F3]	common shares (11,064)	$54.30	Feb. 11, 2009	11,064	Acquired
Aug. 8, 2007	ABT	Option (right to buy) [F3]	common shares (10,622)	$42.50	Feb. 11, 2009	10,622	Disposed
Aug. 8, 2007	ABT	Option (right to buy) [F3]	common shares (2,352)	$42.50	Feb. 11, 2009	2,352	Disposed
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (11,177)	$53.12	Feb. 10, 2010	11,177	Acquired
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (13,528)	$53.12	Feb. 13, 2013	13,528	Acquired
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (84)	$53.12	Feb. 10, 2010	84	Acquired
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (7,057)	$53.12	Feb. 19, 2014	7,057	Acquired
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (12,804)	$41.97	Feb. 10, 2010	12,804	Disposed
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (15,585)	$41.54	Feb. 13, 2013	15,585	Disposed
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (98)	$41.14	Feb. 10, 2010	98	Disposed
Aug. 7, 2007	ABT	Option (right to buy) [F3]	common shares (8,185)	$41.03	Feb. 19, 2014	8,185	Disposed
Feb. 16, 2007	ABT	Option (right to buy) [F5]	common shares (83,000)	$52.54	Feb. 15, 2017	83,000	Acquired
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (17,274)	$52.66	Feb. 10, 2010	17,274	Acquired
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (17,965)	$52.66	Feb. 19, 2014	17,965	Acquired
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (2,701)	$44.96	Feb. 13, 2007	2,701	Disposed
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (5,137)	$39.72	Feb. 13, 2007	5,137	Disposed
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (20,339)	$41.14	Feb. 10, 2010	20,339	Disposed
Jan. 30, 2007	ABT	Option (right to buy) [F3]	common shares (21,281)	$41.03	Feb. 19, 2014	21,281	Disposed
April 24, 2006	ABT	Option (right to buy) [F4]	common shares (47,000)	$41.48	April 23, 2016	47,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 28 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 1, 2006	ABT	Common shares without par value	57,140	Direct
May 1, 2006	ABT	Common shares without par value	—	Indirect
May 1, 2006	ABT	Common shares without par value	—	Indirect
May 1, 2006	ABT	Common shares without par value	—	Indirect
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (40,433)	40,433	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (5,137)	5,137	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (15,202)	15,202	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (53,202)	53,202	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (9,686)	9,686	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (53,201)	53,201	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (20,437)	20,437	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (3,050)	3,050	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (12,804)	12,804	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (21,281)	21,281	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (10,639)	10,639	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (15,585)	15,585	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (2,701)	2,701	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (2,223)	2,223	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (2,283)	2,283	Direct
May 1, 2006	ABT	Option (right to buy) [F3]→ Common shares (18,444)	18,444	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (11,600)	11,600	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (11,600)	11,600	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (11,600)	11,600	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (14,418)	14,418	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (12,441)	12,441	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (12,000)	12,000	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (12,000)	12,000	Direct
May 1, 2006	ABT	Option (right to buy) [F4]→ Common shares (12,000)	12,000	Direct