Thomas F Juhase

CIK 1685398 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 18, 2016 · Latest: Oct. 18, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 5, 2020 DFIN F 4,530 $8.11 $36,738 86,077 Direct -5.00% Disposed 500.4% (price as of 2026-08-21)
March 2, 2020 DFIN A 39,000 39,000 Direct Acquired (price as of 2026-08-21)
March 2, 2020 DFIN F 10,166 $8.98 $91,291 90,607 Direct -10.09% Disposed 442.2% (price as of 2026-08-21)
March 2, 2020 DFIN D 9,442 100,773 Direct -8.57% Disposed (price as of 2026-08-21)
Oct. 1, 2019 DFIN F 5,733 $11.32 $64,898 110,215 Direct -4.94% Disposed 330.1% (price as of 2026-08-21)
March 5, 2019 DFIN A 22,500 22,500 Direct Acquired (price as of 2026-08-21)
March 5, 2019 DFIN A 29,700 115,948 Direct +34.44% Acquired (price as of 2026-08-21)
March 2, 2019 DFIN F 8,136 $14.65 $119,192 86,248 Direct -8.62% Disposed 232.4% (price as of 2026-08-21)
Oct. 1, 2018 DFIN F 3,977 $17.41 $69,240 94,384 Direct -4.04% Disposed 179.7% (price as of 2026-08-21)
March 2, 2018 DFIN A 17,000 98,361 Direct +20.89% Acquired (price as of 2026-08-21)
March 2, 2018 DFIN A 33,800 33,800 Direct Acquired (price as of 2026-08-21)
March 2, 2018 DFIN F 5,080 $17.65 $89,662 81,361 Direct -5.88% Disposed 175.9% (price as of 2026-08-21)
March 2, 2017 DFIN A 19,300 19,300 Direct Acquired (price as of 2026-08-21)
March 2, 2017 DFIN A 13,400 86,441 Direct +18.35% Acquired (price as of 2026-08-21)
March 2, 2017 DFIN A 20,100 73,041 Direct +37.97% Acquired (price as of 2026-08-21)
March 2, 2017 DFIN F 630 $22.35 $14,080 52,941 Direct -1.18% Disposed 117.9% (price as of 2026-08-21)
Dec. 8, 2016 DFIN A 1,449 53,571 Direct +2.78% Acquired (price as of 2026-08-21)
Oct. 1, 2016 DFIN A 23,414 52,122 Direct +81.56% Acquired (price as of 2026-08-21)
Oct. 1, 2016 DFIN A 0 5,127 Direct 0.00% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 2, 2020 DFIN Restricted Stock Unit Common Stock (39,000) March 2, 2022 39,000 Acquired
March 5, 2019 DFIN Employee Stock Option (Right to Buy) Common Stock (22,500) $14.15 March 4, 2029 22,500 Acquired
March 2, 2018 DFIN Employee Stock Option (Right to Buy) Common Stock (33,800) $17.65 March 1, 2028 33,800 Acquired
March 2, 2017 DFIN Employee Stock Option (Right to Buy) Common Stock (19,300) $22.35 March 1, 2027 19,300 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 18, 2016 DFIN Common Stock 28,708 Direct
Oct. 3, 2016 DFIN Common Stock 5,127 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DFIN

COO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $441,000 $350,220 $0 $749,700 $134,385 $8,550 $1,683,855
2019 $430,823 $420,000 $946,635 $105,075 $229,320 $135,371 $2,267,224
2018 $441,000 $799,545 $200,296 $382,898 $1,799 $1,825,538

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.