Thomas G Ricks
CIK 1013023 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 3, 2021 · Latest: Feb. 13, 2023
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 15 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
15 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 10, 2021 | FTH | P | 20,000 | $5.86 | $117,200 | 341,769 Indirect | +6.22% | Acquired | -71.6% (price as of 2026-08-19) |
| Dec. 9, 2021 | FTH | P | 20,000 | $6.62 | $132,400 | 321,769 Indirect | +6.63% | Acquired | -74.8% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 21, 2026 | OVV | Restricted Share Unit | Common Stock (3,510) | — | May 21, 2026 | 3,510 | Disposed |
| May 21, 2026 | OVV | Restricted Share Unit | Common Stock (3,510) | — | May 21, 2026 | 3,510 | Acquired |
| July 10, 2023 | FTH | Stock Option (Right to Buy) | Common Stock (14,550) | $1.22 | July 9, 2033 | 14,550 | Acquired |
| June 10, 2022 | FTH | Stock Option (Right to Buy) | Common Stock (14,550) | $2.05 | June 9, 2032 | 14,550 | Acquired |
| Feb. 8, 2021 | FTH | Series BB Preferred Convertible Stock | Common Stock (63,288) | — | — | 3,037,849 | Disposed |
| Feb. 8, 2021 | FTH | Series AA Preferred Convertible Stock | Common Stock (238,481) | — | — | 11,447,156 | Disposed |
| Feb. 3, 2021 | FTH | Stock Option (Right to Buy) | Common Stock (16,666) | $19.00 | Feb. 2, 2031 | 16,666 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 3, 2021 | FTH | Series AA Preferred Convertible Stock→ Common Stock (11,447,156) | 11,447,156 | Indirect |
| Feb. 3, 2021 | FTH | Series BB Preferred Convertible Stock→ Common Stock (3,037,849) | 3,037,849 | Indirect |
| Feb. 3, 2021 | FTH | Common Stock Warrant (Right to Buy)→ Common Stock (1,457) | 1,457 | Indirect |
| Feb. 3, 2021 | FTH | Stock Option (Right to Buy)→ Common Stock (625) | 625 | Direct |
| Feb. 3, 2021 | FTH | Stock Option (Right to Buy)→ Common Stock (625) | 625 | Direct |
| Feb. 3, 2021 | FTH | Stock Option (Right to Buy)→ Common Stock (19,520) | 19,520 | Direct |