Thomas H Lee
CIK 901269 · View on SEC EDGAR ↗
First SEC filing: Nov. 20, 2014 · Latest: Nov. 20, 2014
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 19, 2014 | 901269 | P | 9,997 | $9.11 | $91,073 | 30,697 Direct | +48.29% | Acquired | |
| Nov. 18, 2014 | 901269 | P | 10,800 | $9.01 | $97,308 | 20,700 Direct | +109.09% | Acquired | |
| Sept. 12, 2014 | 901269 | P | 9,665 | $10.03 | $96,940 | 9,900 Direct | +4112.77% | Acquired | |
| Sept. 11, 2014 | 901269 | P | 135 | $9.31 | $1,257 | 235 Direct | +135.00% | Acquired | |
| Sept. 11, 2014 | 901269 | P | 100 | $9.30 | $930 | 100 Direct | — | Acquired | |
| July 20, 2011 | WMG | S | 83,821 | $8.25 | $691,523 | 0 Direct | -100.00% | Disposed | 222.7% (price as of 2026-08-19) |
| July 20, 2011 | WMG | S | 55,491,628 | $8.25 | $457,805,931 | 0 Indirect | -100.00% | Disposed | 222.7% (price as of 2026-08-19) |
| Dec. 14, 2004 | 901269 | S | 143,736 | $4.52 | $649,687 | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 15, 2004 | 901269 | Qualified Stock Option (right to buy) | Common Stock (7,500) | $8.68 | Sept. 15, 2014 | 7,500 | Acquired |
| Nov. 20, 2003 | MTN | Option to Purchase | Common Stock (5,000) | $14.73 | Nov. 20, 2013 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.