Thomas H Mclain

CIK 1206465 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 17, 2004 · Latest: Feb. 17, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

EMN selling Nov. 30, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 30, 2011	EMN	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 30, 2011	EMN	S	4,000	$39.22	$156,880	8,430 Direct	-32.18%	Disposed	91.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	$36.66	$146,640	12,430 Direct	+47.45%	Acquired	104.4% (price as of 2026-08-20)
Nov. 30, 2011	EMN	S	4,000	$39.21	$156,840	8,430 Direct	-32.18%	Disposed	91.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	$33.36	$133,440	12,430 Direct	+47.45%	Acquired	124.6% (price as of 2026-08-20)
Nov. 30, 2011	EMN	S	4,000	$39.20	$156,800	8,430 Direct	-32.18%	Disposed	91.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	$28.18	$112,720	12,430 Direct	+47.45%	Acquired	165.9% (price as of 2026-08-20)
Nov. 30, 2011	EMN	S	4,000	$39.20	$156,800	8,430 Direct	-32.18%	Disposed	91.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	$29.60	$118,400	12,430 Direct	+47.45%	Acquired	153.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	S	4,000	$39.22	$156,880	8,430 Direct	-32.18%	Disposed	91.1% (price as of 2026-08-20)
Nov. 30, 2011	EMN	M	4,000	$21.95	$87,800	12,430 Direct	+47.45%	Acquired	241.4% (price as of 2026-08-20)
Oct. 3, 2011	EMN	A	368	—	—	5,187 Direct	+7.64%	Acquired	(price as of 2026-08-20)
May 5, 2011	EMN	A	493	—	—	4,215 Direct	+13.25%	Acquired	(price as of 2026-08-20)
April 1, 2011	EMN	A	251	—	—	4,761 Direct	+5.57%	Acquired	(price as of 2026-08-20)
Oct. 1, 2010	EMN	A	338	—	—	4,463 Direct	+8.19%	Acquired	(price as of 2026-08-20)
May 6, 2010	EMN	A	797	—	—	3,722 Direct	+27.25%	Acquired	(price as of 2026-08-20)
April 1, 2010	EMN	A	387	—	—	4,067 Direct	+10.52%	Acquired	(price as of 2026-08-20)
Oct. 1, 2009	EMN	A	492	—	—	3,629 Direct	+15.68%	Acquired	(price as of 2026-08-20)
May 7, 2009	EMN	A	1,230	—	—	2,925 Direct	+72.57%	Acquired	(price as of 2026-08-20)
April 1, 2009	EMN	A	888	—	—	3,074 Direct	+40.62%	Acquired	(price as of 2026-08-20)
Oct. 1, 2008	EMN	A	416	—	—	2,124 Direct	+24.36%	Acquired	(price as of 2026-08-20)
May 1, 2008	EMN	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 1, 2008	EMN	A	69	—	—	1,695 Direct	+4.24%	Acquired	(price as of 2026-08-20)
April 1, 2008	EMN	A	355	—	—	1,684 Direct	+26.71%	Acquired	(price as of 2026-08-20)
Oct. 1, 2007	EMN	A	336	—	—	1,309 Direct	+34.53%	Acquired	(price as of 2026-08-20)
May 24, 2007	EMN	P	991	$65.73	$65,138	1,626 Direct	+156.06%	Acquired	128.0% (price as of 2026-08-20)
May 3, 2007	EMN	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 3, 2007	EMN	A	75	—	—	635 Direct	+13.39%	Acquired	(price as of 2026-08-20)
April 2, 2007	EMN	A	357	—	—	961 Direct	+59.11%	Acquired	(price as of 2026-08-20)
Oct. 2, 2006	EMN	A	141	—	—	595 Direct	+31.06%	Acquired	(price as of 2026-08-20)
May 4, 2006	EMN	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 4, 2006	EMN	A	89	—	—	560 Direct	+18.90%	Acquired	(price as of 2026-08-20)
April 3, 2006	EMN	A	148	—	—	446 Direct	+49.66%	Acquired	(price as of 2026-08-20)
Oct. 3, 2005	EMN	A	163	—	—	293 Direct	+125.38%	Acquired	(price as of 2026-08-20)
May 5, 2005	EMN	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 5, 2005	EMN	A	85	—	—	471 Direct	+22.02%	Acquired	(price as of 2026-08-20)
April 1, 2005	EMN	A	128	—	—	128 Direct	—	Acquired	(price as of 2026-08-20)
May 6, 2004	EMN	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)
May 6, 2004	EMN	A	114	—	—	386 Direct	+41.91%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 30, 2011	EMN	Director Stock Option (Right to Buy)	Common Stock	—	April 30, 2018	4,000	Disposed
Nov. 30, 2011	EMN	Director Stock Option (Right to Buy)	Common Stock	—	May 2, 2017	4,000	Disposed
Nov. 30, 2011	EMN	Director Stock Option (Right to Buy)	Common Stock	—	May 3, 2016	4,000	Disposed
Nov. 30, 2011	EMN	Director Stock Option (Right to Buy)	Common Stock	—	May 4, 2015	4,000	Disposed
Nov. 30, 2011	EMN	Director Stock Option (Right to Buy)	Common Stock	—	May 5, 2014	4,000	Disposed
Oct. 3, 2011	EMN	Phantom Stock Units	Common Stock	—	—	368	Acquired
April 1, 2011	EMN	Phantom Stock Units	Common Stock	—	—	251	Acquired
Oct. 1, 2010	EMN	Phantom Stock Units	Common Stock	—	—	338	Acquired
April 1, 2010	EMN	Phantom Stock Units	Common Stock	—	—	387	Acquired
Oct. 1, 2009	EMN	Phantom Stock Units	Common Stock	—	—	492	Acquired
April 1, 2009	EMN	Phantom Stock Units	Common Stock	—	—	888	Acquired
Oct. 1, 2008	EMN	Phantom Stock Units	Common Stock	—	—	416	Acquired
May 1, 2008	EMN	Director Stock Option (Right to Buy)	Common Stock (2,000)	$73.31	April 30, 2018	2,000	Acquired
April 1, 2008	EMN	Phantom Stock Units	Common Stock	—	—	355	Acquired
Oct. 1, 2007	EMN	Phantom Stock Units	Common Stock	—	—	336	Acquired
May 3, 2007	EMN	Director Stock Option (Right to Buy)	Common Stock (2,000)	$66.71	May 2, 2017	2,000	Acquired
April 2, 2007	EMN	Phantom Stock Units	Common Stock	—	—	357	Acquired
Oct. 2, 2006	EMN	Phantom Stock Units	Common Stock	—	—	141	Acquired
May 4, 2006	EMN	Director Stock Option (Right to buy)	Common Stock (2,000)	$56.35	May 4, 2016	2,000	Acquired
April 3, 2006	EMN	Phantom Stock Units	Common Stock	—	—	148	Acquired
Oct. 3, 2005	EMN	Phantom Stock Units	Common Stock	—	—	163	Acquired
May 5, 2005	EMN	Director Stock Option (Right to buy)	Common Stock (2,000)	$59.19	May 4, 2015	2,000	Acquired
April 1, 2005	EMN	Phantom Stock Units	Common Stock	—	Aug. 8, 1988	128	Acquired
May 6, 2004	EMN	Director Stock Option (right to buy)	Common Stock (2,000)	$43.89	May 5, 2014	2,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 17, 2004	EMN	Common Stock	272	Direct
Feb. 17, 2004	EMN	Common Stock	52	Indirect