Thomas J Hawse III

CIK 1186823 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 20, 2019 · Latest: Dec. 20, 2019

On this page

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 20, 2019 811808 S 2,882 $27.35 $78,823 87,250 — —
Nov. 2, 2017 811808 S 100 $27.31 $2,731 92,132 Direct -0.11% Disposed
Nov. 2, 2017 811808 S 400 $27.35 $10,940 92,232 Direct -0.43% Disposed
Nov. 1, 2017 811808 S 500 $27.55 $13,775 92,632 Direct -0.54% Disposed
Nov. 1, 2017 811808 S 1,000 $27.28 $27,280 93,132 Direct -1.06% Disposed
Oct. 31, 2017 811808 S 1,000 $27.29 $27,290 94,132 Direct -1.05% Disposed
June 15, 2017 811808 S 3,000 $22.00 $66,000 95,132 Direct -3.06% Disposed
Nov. 12, 2014 811808 P 200 $11.60 $2,320 73,200 Direct +0.27% Acquired
Dec. 3, 2013 811808 P 100 $9.40 $940 73,000 Direct +0.14% Acquired
Dec. 3, 2013 811808 P 155 $9.38 $1,454 72,900 Direct +0.21% Acquired
Dec. 3, 2013 811808 P 45 $9.20 $414 72,745 Direct +0.06% Acquired
Dec. 2, 2013 811808 P 1,204 $9.20 $11,077 72,700 Direct +1.68% Acquired
Dec. 2, 2013 811808 P 296 $9.18 $2,717 71,496 Direct +0.42% Acquired
May 22, 2013 811808 P 200 $8.20 $1,640 71,200 Direct +0.28% Acquired
May 21, 2013 811808 P 500 $8.45 $4,225 71,000 Direct +0.71% Acquired
May 15, 2013 811808 P 113 $8.32 $940 70,500 Direct +0.16% Acquired
May 15, 2013 811808 P 287 $8.50 $2,440 70,387 Direct +0.41% Acquired
May 8, 2013 811808 P 900 $8.50 $7,650 70,100 Direct +1.30% Acquired
May 8, 2013 811808 P 100 $8.38 $838 69,200 Direct +0.14% Acquired
Sept. 11, 2012 811808 S 500 $4.22 $2,110 69,100 Direct -0.72% Disposed
Sept. 11, 2012 811808 S 400 $4.25 $1,700 69,600 Direct -0.57% Disposed
Sept. 11, 2012 811808 S 200 $4.20 $840 70,000 Direct -0.28% Disposed
Sept. 11, 2012 811808 S 300 $4.20 $1,260 70,200 Direct -0.43% Disposed
Sept. 11, 2012 811808 S 500 $4.21 $2,105 70,500 Direct -0.70% Disposed
Feb. 21, 2012 811808 P 1,000 $3.85 $3,850 71,000 Direct +1.43% Acquired
Feb. 17, 2012 811808 P 1,000 $3.85 $3,850 70,000 Direct +1.45% Acquired
Dec. 22, 2011 811808 P 500 $3.30 $1,650 69,000 Direct +0.73% Acquired
Dec. 16, 2011 811808 P 120 $3.19 $383 68,500 Direct +0.18% Acquired
Dec. 16, 2011 811808 P 880 $3.20 $2,816 68,380 Direct +1.30% Acquired
Dec. 16, 2011 811808 P 1,000 $3.30 $3,300 67,500 Direct +1.50% Acquired
Dec. 16, 2011 811808 P 120 $3.19 $383 68,500 Direct +0.18% Acquired
Dec. 16, 2011 811808 P 880 $320.00 $281,600 68,380 Direct +1.30% Acquired
Dec. 16, 2011 811808 P 1,000 $3.30 $3,300 67,500 Direct +1.50% Acquired
Dec. 9, 2011 811808 P 179 $2.95 $528 66,500 Direct +0.27% Acquired
Dec. 6, 2011 811808 P 2,121 $2.95 $6,257 66,321 Direct +3.30% Acquired
Dec. 6, 2011 811808 P 200 $2.85 $570 64,200 Direct +0.31% Acquired
Oct. 31, 2011 811808 P 187 $500.00 $93,500 23,375 Direct +0.81% Acquired
March 10, 2011 811808 P 1,000 $4.00 $4,000 64,000 Direct +1.59% Acquired
March 9, 2011 811808 P 485 $3.99 $1,935 63,000 Direct +0.78% Acquired
March 7, 2011 811808 P 15 $3.85 $58 62,515 Direct +0.02% Acquired
March 7, 2011 811808 P 500 $3.89 $1,945 62,500 Direct +0.81% Acquired
March 7, 2011 811808 P 258 $4.09 $1,055 62,000 Direct +0.42% Acquired
March 4, 2011 811808 P 433 $3.99 $1,728 61,742 Direct +0.71% Acquired
Dec. 27, 2010 811808 P 309 $3.51 $1,085 61,309 Direct +0.51% Acquired
Dec. 27, 2010 811808 P 1,000 $3.59 $3,590 61,000 Direct +1.67% Acquired
Sept. 22, 2010 811808 P 654 $3.79 $2,479 60,000 Direct +1.10% Acquired
Sept. 20, 2010 811808 P 696 $3.69 $2,568 59,346 Direct +1.19% Acquired
Sept. 17, 2010 811808 P 1,000 $3.75 $3,750 58,650 Direct +1.73% Acquired
Sept. 9, 2010 811808 P 1,000 $3.49 $3,490 57,650 Direct +1.77% Acquired
Sept. 8, 2010 811808 P 2,400 $3.49 $8,376 56,650 Direct +4.42% Acquired
Sept. 8, 2010 811808 P 600 $3.39 $2,034 54,250 Direct +1.12% Acquired
Sept. 2, 2010 811808 P 800 $3.53 $2,824 53,650 Direct +1.51% Acquired
Sept. 2, 2010 811808 P 200 $3.49 $698 52,850 Direct +0.38% Acquired
Aug. 31, 2010 811808 P 1,000 $3.39 $3,390 52,650 Direct +1.94% Acquired
Aug. 31, 2010 811808 P 1,000 $3.50 $3,500 51,650 Direct +1.97% Acquired
Aug. 30, 2010 811808 P 1,000 $3.55 $3,550 50,650 Direct +2.01% Acquired
Aug. 27, 2010 811808 P 500 $3.65 $1,825 47,650 Direct +1.06% Acquired
Aug. 27, 2010 811808 P 500 $3.65 $1,825 49,650 Direct +1.02% Acquired
Aug. 26, 2010 811808 P 700 $3.49 $2,443 49,150 Direct +1.44% Acquired
Aug. 26, 2010 811808 P 300 $3.39 $1,017 48,450 Direct +0.62% Acquired
Aug. 25, 2010 811808 P 2,000 $3.49 $6,980 48,150 Direct +4.33% Acquired
Aug. 24, 2010 811808 P 500 $3.50 $1,750 44,150 Direct +1.15% Acquired
Aug. 24, 2010 811808 P 500 $3.55 $1,775 43,650 Direct +1.16% Acquired
Aug. 23, 2010 811808 P 500 $3.59 $1,795 43,150 Direct +1.17% Acquired
Aug. 23, 2010 811808 P 500 $3.69 $1,845 42,650 Direct +1.19% Acquired
Aug. 23, 2010 811808 P 1,000 $3.75 $3,750 42,150 Direct +2.43% Acquired
Aug. 23, 2010 811808 P 500 $3.83 $1,915 41,150 Direct +1.23% Acquired
Aug. 19, 2010 811808 P 200 $3.50 $700 40,650 Direct +0.49% Acquired
Aug. 19, 2010 811808 P 800 $3.45 $2,760 40,450 Direct +2.02% Acquired
Aug. 18, 2010 811808 P 300 $3.50 $1,050 39,650 Direct +0.76% Acquired
Aug. 18, 2010 811808 P 350 $3.45 $1,208 39,350 Direct +0.90% Acquired
Aug. 18, 2010 811808 P 150 $3.29 $494 39,000 Direct +0.39% Acquired
Aug. 17, 2010 811808 P 600 $3.30 $1,980 38,850 Direct +1.57% Acquired
Aug. 17, 2010 811808 P 100 $3.20 $320 38,250 Direct +0.26% Acquired
Aug. 9, 2010 811808 P 2,000 $4.00 $8,000 38,150 Direct +5.53% Acquired
Aug. 9, 2010 811808 P 2,000 $4.30 $8,600 36,150 Direct +5.86% Acquired
Sept. 25, 2007 811808 P 109 $18.35 $2,000 4,109 Indirect +2.73% Acquired
June 5, 2006 811808 P 200 $19.75 $3,950 34,150 Direct +0.59% Acquired
March 21, 2006 811808 P 300 $20.50 $6,150 33,950 Direct +0.89% Acquired
March 20, 2006 811808 P 200 $20.75 $4,150 33,650 Direct +0.60% Acquired
Sept. 22, 2005 811808 P 250 $25.89 $6,472 33,450 Direct +0.75% Acquired
Feb. 11, 2005 811808 P 200 $27.30 $5,460 33,200 Direct +0.61% Acquired
Feb. 1, 2005 811808 P 250 $32.75 $8,188 33,000 Direct +0.76% Acquired
Jan. 31, 2005 811808 P 250 $33.25 $8,312 32,750 Direct +0.77% Acquired
Jan. 28, 2005 811808 P 250 $33.25 $8,312 32,500 Direct +0.78% Acquired
Jan. 27, 2005 811808 P 250 $33.50 $8,375 32,250 Direct +0.78% Acquired
Aug. 16, 2004 811808 P 500 $40.90 $20,450 1,500 Indirect +50.00% Acquired

Showing latest 100 of 114 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 1, 2015 811808 Subscription Rights (right to buy) Common Stock $9.75 May 29, 2015 27,048 Disposed
June 1, 2015 811808 Subscription Rights (right to buy) Common Stock (2,437) $9.75 May 29, 2015 2,437 Disposed
March 12, 2015 811808 8% Non-cumulative Convertible Preferred Stock, Series 2011 Common Stock (23,375) $4.00 June 1, 2021 23,375 Disposed
Oct. 31, 2011 811808 8% Non-cumulative Convertible Preferred Stock, Series 2011 Common Stock (23,375) $4.00 June 1, 2021 187 Acquired
Oct. 31, 2011 811808 Subscription Rights (right to buy) Preferred Stock (187) $500.00 Oct. 31, 2011 187 Disposed
Dec. 30, 2009 811808 Phantom Stock Common Stock (7,585) — — 848 Acquired
Oct. 13, 2009 811808 Phantom Stock Common Stock (6,737) — — 724 Acquired
June 15, 2009 811808 Phantom Stock Common Stock (6,013) — — 65 Acquired
June 1, 2009 811808 Phantom Stock Common Stock (5,949) — — 399 Acquired
April 1, 2009 811808 Phantom Stock Common Stock (5,550) — — 767 Acquired
Feb. 27, 2009 811808 Phantom Stock Common Stock (4,783) — — 326 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).