Thomas J. Herzfeld, et al.

CIK 1310710 · View on SEC EDGAR ↗

Activist

First SEC filing: April 20, 2026 · Latest: April 20, 2026

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Insider at

Insider transactions

4 buys (P) 0 sells (S) Net: $181,670 + 39 non-open-market transactions below Avg return of open purchases vs now: 0.8% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

39 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 15, 2026 HERZ P 3,610 $16.01 $57,796 197,248 Direct +1.86% Acquired -1.4% (price as of 2026-08-21)
March 27, 2026 HERZ P 2,974 $15.50 $46,097 193,638 Direct +1.56% Acquired 1.8% (price as of 2026-08-21)
March 3, 2026 HERZ P 1,276 $15.81 $20,174 190,664 Direct +0.67% Acquired -0.2% (price as of 2026-08-21)
March 2, 2026 HERZ P 3,760 $15.32 $57,603 189,388 Direct +2.03% Acquired 3.0% (price as of 2026-08-21)
April 7, 2025 HERZ P 1,706 $2.40 $4,094 1,573,724 Direct +0.11% Acquired -34.2% (price as of 2026-08-21)
April 1, 2025 HERZ P 781 $2.65 $2,070 1,572,018 Direct +0.05% Acquired -40.5% (price as of 2026-08-21)
March 31, 2025 HERZ P 470 $2.59 $1,217 1,571,237 Direct +0.03% Acquired -39.1% (price as of 2026-08-21)
March 28, 2025 HERZ P 394 $2.61 $1,028 1,570,767 Direct +0.03% Acquired -39.5% (price as of 2026-08-21)
March 25, 2025 HERZ P 2,150 $2.70 $5,805 1,570,373 Direct +0.14% Acquired -41.6% (price as of 2026-08-21)
March 24, 2025 HERZ P 1,674 $2.70 $4,520 1,568,223 Direct +0.11% Acquired -41.6% (price as of 2026-08-21)
March 14, 2025 HERZ P 987 $2.64 $2,606 1,566,549 Direct +0.06% Acquired -40.2% (price as of 2026-08-21)
March 13, 2025 HERZ P 1,252 $2.61 $3,268 1,565,562 Direct +0.08% Acquired -39.5% (price as of 2026-08-21)
March 13, 2025 HERZ P 1,252 $2.61 $3,268 1,565,562 Direct +0.08% Acquired -39.5% (price as of 2026-08-21)
March 12, 2025 HERZ P 7,297 $2.65 $19,337 1,564,310 Direct +0.47% Acquired -40.5% (price as of 2026-08-21)
March 12, 2025 HERZ P 7,297 $2.65 $19,337 1,564,310 Direct +0.47% Acquired -40.5% (price as of 2026-08-21)
March 11, 2025 HERZ P 877 $2.59 $2,271 1,557,013 Direct +0.06% Acquired -39.1% (price as of 2026-08-21)
March 10, 2025 HERZ P 1,625 $2.57 $4,176 1,556,136 Direct +0.10% Acquired -38.6% (price as of 2026-08-21)
March 7, 2025 HERZ P 1,067 $2.59 $2,764 1,554,511 Direct +0.07% Acquired -39.1% (price as of 2026-08-21)
March 6, 2025 HERZ P 3,563 $2.59 $9,228 1,553,444 Direct +0.23% Acquired -39.1% (price as of 2026-08-21)
March 5, 2025 HERZ P 10,766 $2.56 $27,561 1,549,881 Direct +0.70% Acquired -38.4% (price as of 2026-08-21)
March 4, 2025 HERZ P 16,420 $2.47 $40,557 1,539,115 Direct +1.08% Acquired -36.1% (price as of 2026-08-21)
Nov. 14, 2022 HERZ S 71,983 $4.98 $358,475 536,489 Direct -11.83% Disposed -68.3% (price as of 2026-08-21)
Nov. 12, 2021 HERZ S 50,406 $6.98 $351,834 511,919 Direct -8.96% Disposed -76.6% (price as of 2026-08-21)
March 10, 2021 HERZ S 45,769 $6.80 $311,229 534,316 Direct -7.89% Disposed -76.0% (price as of 2026-08-21)
March 23, 2020 HERZ P 4,153 $2.58 $10,715 550,609 Direct +0.76% Acquired -36.8% (price as of 2026-08-21)
March 16, 2020 HERZ P 12,658 $3.95 $49,999 549,390 Direct +2.36% Acquired -58.7% (price as of 2026-08-21)
March 16, 2020 HERZ P 12,658 $3.95 $49,999 546,456 Direct +2.37% Acquired -58.7% (price as of 2026-08-21)
March 13, 2020 HERZ P 14,000 $4.08 $57,120 536,732 Direct +2.68% Acquired -60.0% (price as of 2026-08-21)
March 13, 2020 HERZ P 14,000 $4.08 $57,120 533,798 Direct +2.69% Acquired -60.0% (price as of 2026-08-21)
Jan. 3, 2019 HERZ P 10,400 $4.99 $51,896 508,518 Direct +2.09% Acquired -67.3% (price as of 2026-08-21)
Jan. 2, 2019 HERZ P 5,600 $4.97 $27,832 498,118 Direct +1.14% Acquired -67.2% (price as of 2026-08-21)
Oct. 23, 2018 HERZ P 20,000 $5.84 $116,800 483,255 Direct +4.32% Acquired -72.1% (price as of 2026-08-21)
June 25, 2018 HERZ P 10,000 $6.69 $66,900 463,255 Direct +2.21% Acquired -75.6% (price as of 2026-08-21)
April 23, 2018 HERZ P 5,000 $7.09 $35,450 453,255 Direct +1.12% Acquired -77.0% (price as of 2026-08-21)
April 4, 2018 HERZ P 5,000 $6.99 $34,950 448,255 Direct +1.13% Acquired -76.7% (price as of 2026-08-21)
March 22, 2018 HERZ P 5,000 $7.09 $35,450 443,255 Direct +1.14% Acquired -77.0% (price as of 2026-08-21)
March 21, 2018 HERZ P 2,506 $7.18 $17,993 438,255 Direct +0.58% Acquired -77.3% (price as of 2026-08-21)
March 19, 2018 HERZ P 11,100 $7.12 $79,032 435,749 Direct +2.61% Acquired -77.1% (price as of 2026-08-21)
Feb. 28, 2018 HERZ P 80 $7.28 $582 424,649 Direct +0.02% Acquired -77.6% (price as of 2026-08-21)
Jan. 18, 2018 HERZ P 10,000 $7.41 $74,100 424,569 Direct +2.41% Acquired -78.0% (price as of 2026-08-21)
Jan. 16, 2018 HERZ P 420 $7.37 $3,095 414,569 Direct +0.10% Acquired -77.9% (price as of 2026-08-21)
Jan. 11, 2018 HERZ P 7,800 $7.20 $56,160 412,188 Direct +1.93% Acquired -77.3% (price as of 2026-08-21)
Jan. 10, 2018 HERZ P 1,700 $7.21 $12,257 404,388 Direct +0.42% Acquired -77.4% (price as of 2026-08-21)
Jan. 9, 2018 HERZ P 4,000 $7.23 $28,920 402,688 Direct +1.00% Acquired -77.4% (price as of 2026-08-21)
Jan. 8, 2018 HERZ P 9,800 $7.25 $71,050 398,688 Direct +2.52% Acquired -77.5% (price as of 2026-08-21)
Jan. 5, 2018 HERZ P 100 $7.21 $721 388,888 Direct +0.03% Acquired -77.4% (price as of 2026-08-21)
Jan. 3, 2018 HERZ P 1,200 $7.21 $8,652 388,788 Direct +0.31% Acquired -77.4% (price as of 2026-08-21)
Jan. 2, 2018 HERZ P 4,100 $7.13 $29,233 387,588 Direct +1.07% Acquired -77.1% (price as of 2026-08-21)
Dec. 29, 2017 HERZ P 13,990 $7.15 $100,028 383,488 Direct +3.79% Acquired -77.2% (price as of 2026-08-21)
Nov. 29, 2017 HERZ P 9,500 $7.05 $66,975 369,498 Direct +2.64% Acquired -76.9% (price as of 2026-08-21)
Nov. 28, 2017 HERZ P 6,510 $7.02 $45,700 359,998 Direct +1.84% Acquired -76.8% (price as of 2026-08-21)
Nov. 27, 2017 HERZ P 610 $6.96 $4,246 353,488 Direct +0.17% Acquired -76.6% (price as of 2026-08-21)
May 24, 2017 HERZ P 3,000 $6.99 $20,970 352,878 Direct +0.86% Acquired -76.7% (price as of 2026-08-21)
May 19, 2017 HERZ P 399 $6.97 $2,781 349,878 Direct +0.11% Acquired -76.6% (price as of 2026-08-21)
May 17, 2017 HERZ P 1,670 $7.10 $11,857 349,479 Direct +0.48% Acquired -77.0% (price as of 2026-08-21)
May 16, 2017 HERZ P 2,000 $7.13 $14,260 347,809 Direct +0.58% Acquired -77.1% (price as of 2026-08-21)
April 17, 2017 HERZ P 3,036 $6.90 $20,948 345,809 Direct +0.89% Acquired -76.4% (price as of 2026-08-21)
April 7, 2017 HERZ P 70 $6.97 $488 342,773 Direct +0.02% Acquired -76.6% (price as of 2026-08-21)
March 30, 2017 HERZ P 60 $7.00 $420 342,703 Direct +0.02% Acquired -76.7% (price as of 2026-08-21)
March 29, 2017 HERZ P 50 $6.96 $348 342,643 Direct +0.01% Acquired -76.6% (price as of 2026-08-21)
March 28, 2017 HERZ P 50 $6.88 $344 342,593 Direct +0.01% Acquired -76.3% (price as of 2026-08-21)

Showing latest 100 of 149 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 18, 2023 HERZ Oversubscription Privilege (contingent right to buy) [F1,F2,F3,F4] Common Stock $2.31 Dec. 13, 2023 418,114 Disposed
Dec. 18, 2023 HERZ Oversubscription Privilege (contingent right to buy) [F1,F2,F3,F4] Common Stock (440,049) $2.31 Dec. 13, 2023 440,049 Disposed
Dec. 13, 2023 HERZ Non-transferable Subscription Rights (rights to buy) [F1,F2,F3] Common Stock (600,831) $2.31 Dec. 13, 2023 600,831 Disposed
Dec. 4, 2014 HERZ Non-Transferable Rights Common Shares (59,989) $6.77 Dec. 4, 2014 179,967 Disposed
Oct. 26, 2007 HERZ non-transferable rights common shares (12,524) $10.04 Oct. 26, 2007 12,524 Disposed
Oct. 26, 2007 HERZ non-transferable rights common shares (1,000) $10.04 Oct. 26, 2007 1,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).