Thomas J Liston

CIK 1119596 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 19, 2014 · Latest: Feb. 19, 2014

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

HUM selling Dec. 30, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 83 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

83 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 18, 2014	HUM	A	1,591	—	—	1,591 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2014	HUM	A	7,264	—	—	7,264 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2014	HUM	M	5,721	$0.17	$973	0 Direct	-100.00%	Disposed	225061.8% (price as of 2026-08-20)
Feb. 17, 2014	HUM	F	2,001	$99.24	$198,579	105,443 Direct	-1.86%	Disposed	285.7% (price as of 2026-08-20)
Feb. 17, 2014	HUM	M	5,721	$0.17	$973	107,444 Direct	+5.62%	Acquired	225061.8% (price as of 2026-08-20)
Feb. 20, 2013	HUM	A	2,059	—	—	2,059 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2013	HUM	A	6,240	—	—	6,240 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2013	HUM	M	4,095	$0.17	$696	103,165 Direct	+4.13%	Acquired	225061.8% (price as of 2026-08-20)
Feb. 18, 2013	HUM	F	1,442	$78.18	$112,736	101,723 Direct	-1.40%	Disposed	389.6% (price as of 2026-08-20)
Feb. 18, 2013	HUM	M	4,095	$0.17	$696	0 Direct	-100.00%	Disposed	225061.8% (price as of 2026-08-20)
April 25, 2012	HUM	A	1,683	$0.17	$286	1,683 Direct	—	Acquired	225061.8% (price as of 2026-08-20)
April 25, 2012	HUM	A	4,661	$89.14	$415,482	4,661 Direct	—	Acquired	329.4% (price as of 2026-08-20)
Feb. 23, 2012	HUM	A	5,640	$0.17	$959	5,640 Direct	—	Acquired	225061.8% (price as of 2026-08-20)
Feb. 19, 2012	HUM	F	1,027	$88.56	$90,951	99,070 Direct	-1.03%	Disposed	332.2% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	5,375	$41.83	$224,836	2,688 Direct	-66.66%	Disposed	815.1% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	5,998	$45.98	$275,788	11,995 Direct	-33.34%	Disposed	732.5% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	6,269	$69.47	$435,507	0 Direct	-100.00%	Disposed	451.0% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	4,866	$62.10	$302,179	0 Direct	-100.00%	Disposed	516.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	8,564	$53.96	$462,113	0 Direct	-100.00%	Disposed	609.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$21.28	$212,800	0 Direct	-100.00%	Disposed	1698.8% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$9.26	$92,600	0 Direct	-100.00%	Disposed	4033.6% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$13.00	$130,000	0 Direct	-100.00%	Disposed	2844.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	17,900	$32.70	$585,330	0 Direct	-100.00%	Disposed	1070.6% (price as of 2026-08-20)
Dec. 30, 2011	HUM	S	73,740	$87.57	$6,457,412	100,097 Direct	-42.42%	Disposed	337.1% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	5,375	$41.83	$224,836	173,837 Direct	+3.19%	Acquired	815.1% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	5,998	$45.98	$275,788	168,462 Direct	+3.69%	Acquired	732.5% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	6,269	$69.47	$435,507	162,464 Direct	+4.01%	Acquired	451.0% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	4,866	$62.10	$302,179	156,195 Direct	+3.22%	Acquired	516.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	8,564	$53.96	$462,113	151,329 Direct	+6.00%	Acquired	609.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$21.28	$212,800	142,765 Direct	+7.53%	Acquired	1698.8% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$9.26	$92,600	132,765 Direct	+8.15%	Acquired	4033.6% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	10,000	$13.00	$130,000	122,765 Direct	+8.87%	Acquired	2844.4% (price as of 2026-08-20)
Dec. 30, 2011	HUM	M	17,900	$32.70	$585,330	112,765 Direct	+18.87%	Acquired	1070.6% (price as of 2026-08-20)
Feb. 21, 2011	HUM	F	703	$61.28	$43,080	94,865 Direct	-0.74%	Disposed	524.6% (price as of 2026-08-20)
Feb. 17, 2011	HUM	A	5,721	$0.17	$973	5,721 Direct	—	Acquired	225061.8% (price as of 2026-08-20)
June 29, 2010	HUM	M	25,350	$7.09	$179,732	0 Direct	-100.00%	Disposed	5298.8% (price as of 2026-08-20)
June 29, 2010	HUM	S	25,350	$46.44	$1,177,254	95,568 Direct	-20.96%	Disposed	724.2% (price as of 2026-08-20)
June 29, 2010	HUM	M	25,350	$7.09	$179,732	120,918 Direct	+26.53%	Acquired	5298.8% (price as of 2026-08-20)
Feb. 22, 2010	HUM	F	677	$46.84	$31,711	95,568 Direct	-0.70%	Disposed	717.2% (price as of 2026-08-20)
Feb. 18, 2010	HUM	A	4,095	$0.17	$696	4,095 Direct	—	Acquired	225061.8% (price as of 2026-08-20)
Feb. 23, 2009	HUM	F	961	$33.52	$32,213	96,245 Direct	-0.99%	Disposed	1041.9% (price as of 2026-08-20)
Feb. 19, 2009	HUM	A	8,063	$41.83	$337,275	8,063 Direct	—	Acquired	815.1% (price as of 2026-08-20)
Feb. 19, 2009	HUM	A	2,988	$0.17	$508	97,206 Direct	+3.17%	Acquired	225061.8% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	13,250	$7.09	$93,942	25,350 Direct	-34.33%	Disposed	5298.8% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	10,000	$9.59	$95,900	0 Direct	-100.00%	Disposed	3891.4% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	20,000	$19.25	$385,000	0 Direct	-100.00%	Disposed	1888.4% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	13,250	$7.09	$93,942	94,218 Direct	+16.36%	Acquired	5298.8% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	10,000	$9.59	$95,900	80,968 Direct	+14.09%	Acquired	3891.4% (price as of 2026-08-20)
Dec. 31, 2008	HUM	M	20,000	$19.25	$385,000	70,968 Direct	+39.24%	Acquired	1888.4% (price as of 2026-08-20)
Sept. 16, 2008	HUM	M	6,090	$15.59	$94,943	0 Direct	-100.00%	Disposed	2355.3% (price as of 2026-08-20)
Sept. 16, 2008	HUM	M	6,090	$15.59	$94,943	50,968 Direct	+13.57%	Acquired	2355.3% (price as of 2026-08-20)
April 1, 2008	HUM	M	17,993	$45.98	$827,318	17,993 Direct	—	Acquired	732.5% (price as of 2026-08-20)
Feb. 25, 2008	HUM	F	926	$69.33	$64,200	44,878 Direct	-2.02%	Disposed	452.1% (price as of 2026-08-20)
Feb. 21, 2008	HUM	A	6,269	$69.47	$435,507	6,269 Direct	—	Acquired	451.0% (price as of 2026-08-20)
Feb. 21, 2008	HUM	A	1,979	$0.17	$336	45,804 Direct	+4.52%	Acquired	225061.8% (price as of 2026-08-20)
Feb. 21, 2008	HUM	A	6,269	$69.47	$435,507	6,269 Direct	—	Acquired	451.0% (price as of 2026-08-20)
Feb. 21, 2008	HUM	A	1,979	$0.17	$336	45,804 Direct	+4.52%	Acquired	225061.8% (price as of 2026-08-20)
Jan. 8, 2008	HUM	M	17,400	$15.59	$271,266	0 Direct	-100.00%	Disposed	2355.3% (price as of 2026-08-20)
Jan. 8, 2008	HUM	F	4,816	$82.27	$396,212	43,825 Direct	-9.90%	Disposed	365.3% (price as of 2026-08-20)
Jan. 8, 2008	HUM	F	3,376	$80.36	$271,295	48,641 Direct	-6.49%	Disposed	376.3% (price as of 2026-08-20)
Jan. 8, 2008	HUM	M	17,400	$15.59	$271,266	52,017 Direct	+50.26%	Acquired	2355.3% (price as of 2026-08-20)
Dec. 27, 2007	HUM	M	7,000	$7.09	$49,630	38,600 Direct	-15.35%	Disposed	5298.8% (price as of 2026-08-20)
Dec. 27, 2007	HUM	M	7,000	$7.09	$49,630	34,617 Direct	+25.35%	Acquired	5298.8% (price as of 2026-08-20)
Nov. 15, 2007	HUM	S	23,615	$73.70	$1,740,426	27,617 Direct	-46.09%	Disposed	419.4% (price as of 2026-08-20)
Nov. 14, 2007	HUM	S	720	$73.86	$53,179	0 Indirect	-100.00%	Disposed	418.2% (price as of 2026-08-20)
Nov. 14, 2007	HUM	S	1,760	$73.86	$129,994	720 Indirect	-70.97%	Disposed	418.2% (price as of 2026-08-20)
Nov. 14, 2007	HUM	S	29,900	—	—	51,232 Direct	-36.85%	Disposed	(price as of 2026-08-20)
Feb. 22, 2007	HUM	A	4,866	$62.10	$302,179	4,866 Direct	—	Acquired	516.4% (price as of 2026-08-20)
Feb. 22, 2007	HUM	A	1,812	$0.17	$308	81,132 Direct	+2.28%	Acquired	225061.8% (price as of 2026-08-20)
Jan. 5, 2007	HUM	M	36,680	$15.59	$571,841	0 Direct	-100.00%	Disposed	2355.3% (price as of 2026-08-20)
Jan. 5, 2007	HUM	F	9,585	$53.57	$513,468	79,320 Direct	-10.78%	Disposed	614.5% (price as of 2026-08-20)
Jan. 5, 2007	HUM	F	10,363	$55.19	$571,934	88,905 Direct	-10.44%	Disposed	593.6% (price as of 2026-08-20)
Jan. 5, 2007	HUM	M	36,680	$15.59	$571,841	99,268 Direct	+58.61%	Acquired	2355.3% (price as of 2026-08-20)
Dec. 28, 2006	HUM	M	4,400	$7.09	$31,196	45,600 Direct	-8.80%	Disposed	5298.8% (price as of 2026-08-20)
Dec. 28, 2006	HUM	M	4,400	$7.09	$31,196	62,588 Direct	+7.56%	Acquired	5298.8% (price as of 2026-08-20)
Aug. 9, 2006	HUM	M	26,370	$15.59	$411,108	0 Direct	-100.00%	Disposed	2355.3% (price as of 2026-08-20)
Aug. 9, 2006	HUM	F	7,206	$59.39	$427,964	58,188 Direct	-11.02%	Disposed	544.5% (price as of 2026-08-20)
Aug. 9, 2006	HUM	F	6,923	—	—	65,394 Direct	-9.57%	Disposed	(price as of 2026-08-20)
Aug. 9, 2006	HUM	M	26,370	$15.59	$411,108	72,317 Direct	+57.39%	Acquired	2355.3% (price as of 2026-08-20)
Feb. 23, 2006	HUM	A	8,564	$53.96	$462,113	8,564 Direct	—	Acquired	609.4% (price as of 2026-08-20)
Feb. 23, 2006	HUM	A	2,573	$0.17	$437	45,947 Direct	+5.93%	Acquired	225061.8% (price as of 2026-08-20)
Feb. 24, 2005	HUM	A	17,900	$32.70	$585,330	17,900 Direct	—	Acquired	1070.6% (price as of 2026-08-20)
Feb. 24, 2005	HUM	A	2,100	$0.17	$357	43,374 Direct	+5.09%	Acquired	225061.8% (price as of 2026-08-20)
Dec. 30, 2004	HUM	M	13,760	$15.59	$214,518	0 Direct	-100.00%	Disposed	2355.3% (price as of 2026-08-20)
Dec. 30, 2004	HUM	F	2,208	$29.84	$65,887	41,274 Indirect	-5.08%	Disposed	1182.8% (price as of 2026-08-20)
Dec. 30, 2004	HUM	F	7,208	$29.76	$214,510	43,482 Direct	-14.22%	Disposed	1186.2% (price as of 2026-08-20)
Dec. 30, 2004	HUM	M	13,760	$15.59	$214,518	50,690 Direct	+37.26%	Acquired	2355.3% (price as of 2026-08-20)
Feb. 24, 2004	HUM	A	10,000	$21.28	$212,800	10,000 Direct	—	Acquired	1698.8% (price as of 2026-08-20)
Aug. 7, 2003	HUM	F	16,925	$16.16	$273,508	39,410 Direct	-30.04%	Disposed	2268.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 18, 2014	HUM	Restricted Stock Units [F10]	Humana Common (1,591)	—	—	1,591	Acquired
Feb. 18, 2014	HUM	Options [F3]	Humana Common (7,264)	$102.16	Feb. 18, 2021	7,264	Acquired
Feb. 17, 2014	HUM	Restricted Stock Units [F9]	Humana Common (5,721)	—	—	5,721	Disposed
Feb. 20, 2013	HUM	Restricted Stock Units [F8]	Humana Common (2,059)	—	—	2,059	Acquired
Feb. 20, 2013	HUM	Options [F2]	Humana Common (6,240)	$72.84	Feb. 20, 2020	6,240	Acquired
Feb. 18, 2013	HUM	Restricted Stock Units [F6]	Humana Common (0)	—	—	4,095	Disposed
April 25, 2012	HUM	Restricted Stock Units [F6]	Humana Common (1,683)	—	—	1,683	Acquired
April 25, 2012	HUM	Options [F2]	Humana Common (4,661)	$89.14	April 25, 2019	4,661	Acquired
Feb. 23, 2012	HUM	Restricted Stock Units [F5]	Humana Common (5,640)	—	—	5,640	Acquired
Dec. 30, 2011	HUM	Options [F5]	Humana Common (5,375)	$41.83	Feb. 19, 2016	5,375	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (5,998)	$45.98	April 1, 2015	5,998	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (6,269)	$69.47	Feb. 21, 2015	6,269	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (4,866)	$62.10	Feb. 22, 2014	4,866	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (8,564)	$53.96	Feb. 23, 2013	8,564	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (10,000)	$21.28	Feb. 24, 2014	10,000	Disposed
Dec. 30, 2011	HUM	Options [F2]	Humana Common (10,000)	$9.26	March 13, 2013	10,000	Disposed
Dec. 30, 2011	HUM	Options [F2]	Humana Common (10,000)	$13.00	March 13, 2012	10,000	Disposed
Dec. 30, 2011	HUM	Options [F5]	Humana Common (17,900)	$32.70	Feb. 24, 2012	17,900	Disposed
Feb. 17, 2011	HUM	Restricted Stock Units [F13]	Humana Common (5,721)	—	—	5,721	Acquired
June 29, 2010	HUM	Options [F2]	Humana Common (25,350)	$7.09	July 13, 2010	25,350	Disposed
Feb. 18, 2010	HUM	Restricted Stock Units [F14]	Humana Common (4,095)	—	—	4,095	Acquired
Feb. 19, 2009	HUM	Options [F6]	Humana Common (8,063)	$41.83	Feb. 19, 2016	8,063	Acquired
Dec. 31, 2008	HUM	Options [F2]	Humana Common (38,600)	$7.09	July 13, 2010	13,250	Disposed
Dec. 31, 2008	HUM	Options [F2]	Humana Common (10,000)	$9.59	Sept. 9, 2009	10,000	Disposed
Dec. 31, 2008	HUM	Options [F2]	Humana Common (20,000)	$19.25	Jan. 15, 2009	20,000	Disposed
Sept. 16, 2008	HUM	Options [F2]	Humana Common (6,090)	$15.59	Sept. 17, 2008	6,090	Disposed
April 1, 2008	HUM	Options [F9]	Humana Common (17,993)	$45.98	April 1, 2015	17,993	Acquired
Feb. 21, 2008	HUM	Options [F9]	Humana Common (6,269)	$69.47	Feb. 21, 2015	6,269	Acquired
Feb. 21, 2008	HUM	Options [F9]	Humana Common (6,269)	$69.47	Feb. 21, 2015	6,269	Acquired
Jan. 8, 2008	HUM	Options [F2]	Humana Common (17,400)	$15.59	Jan. 15, 2008	17,400	Disposed
Dec. 27, 2007	HUM	Options [F2]	Humana Common (7,000)	$7.09	July 13, 2010	7,000	Disposed
Feb. 22, 2007	HUM	Options [F11]	Humana Common (4,866)	$62.10	Feb. 22, 2014	4,866	Acquired
Jan. 5, 2007	HUM	Options [F3]	Humana Common (36,680)	$15.59	Jan. 9, 2007	36,680	Disposed
Dec. 28, 2006	HUM	Options [F3]	Humana Common (4,400)	$7.09	July 13, 2010	4,400	Disposed
Aug. 9, 2006	HUM	Options [F3]	Humana Common (26,370)	$15.59	Aug. 12, 2006	26,370	Disposed
Feb. 23, 2006	HUM	Options [F12]	Humana Common (8,564)	$53.96	Feb. 23, 2013	8,564	Acquired
Feb. 24, 2005	HUM	Options [F13]	Humana Common [F1] (17,900)	$32.70	Feb. 24, 2012	17,900	Acquired
Dec. 30, 2004	HUM	Options [F4]	Humana Common [F1] (13,760)	$15.59	Jan. 12, 2005	13,760	Disposed
Feb. 24, 2004	HUM	Options [F14]	Humana Common [F1] (10,000)	$21.28	Feb. 24, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).