Thomas J Mullany — SEC Insider Profile, Roles & Companies

Insider at

04

ROK selling Aug. 19, 2003

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 24, 2003	ROK	M	2,429	$13.77	$33,447	2,429 Direct	·	Acquired	2994.5% (price as of 2026-10-23)
Nov. 24, 2003	ROK	M	4,400	$11.60	$51,040	6,829 Direct	+181.14%	Acquired	3573.4% (price as of 2026-10-23)
Oct. 6, 2003	ROK	A	25,000	·	·	25,000 Direct	·	Acquired
Aug. 19, 2003	ROK	M	3,604	$10.59	$38,166	3,604 Direct	·	Acquired	3923.7% (price as of 2026-10-23)
Aug. 19, 2003	ROK	M	3,300	$11.60	$38,280	6,904 Direct	+91.56%	Acquired	3573.4% (price as of 2026-10-23)
Aug. 19, 2003	ROK	S	104	$27.06	$2,814	6,800 Direct	-1.51%	Disposed	1474.7% (price as of 2026-10-23)
Aug. 19, 2003	ROK		6,800	$26.98	$183,464	0 Direct	-100.00%	Disposed	1479.4% (price as of 2026-10-23)
Aug. 19, 2003	ROK	M	3,604	·	·	1,802 Direct	-66.67%	Disposed
Aug. 19, 2003	ROK	M	3,300	·	·	6,600 Direct	·	·

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 6, 2003	ROK	Employee stock option (right to buy)	Common Stock (25,000)	·	Oct. 6, 2013	25,000	Acquired
Aug. 19, 2003	ROK	Employee stock option (right to buy)	Common Stock (3,604)	$10.59	Oct. 5, 2008	3,604	Disposed
Aug. 19, 2003	ROK	Employee stock option (right to buy)	Common Stock (3,300)	$11.60	Oct. 2, 2010	3,300	·

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Holdings reported on Form 4 18 reported holdings

08

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
Oct. 7, 2003	ROK	Common Stock	8,572	·	·	Indirect
Oct. 7, 2003	ROK	Employee stock option (right to buy)	2,429	$13.77	Dec. 6, 2005	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (2,510)	2,510	$17.39	Dec. 9, 2006	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (2,600)	2,600	$15.63	June 26, 2008	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (1,802)	1,802	$10.59	Oct. 5, 2008	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (9,000)	9,000	$20.35	·	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (6,600)	6,600	$11.60	Oct. 2, 2010	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (22,000)	22,000	$13.40	Oct. 1, 2011	Direct
Oct. 7, 2003	ROK	Employee stock option (right to buy)→ Common Stock (25,000)	25,000	$15.50	Oct. 7, 2012	Direct
Oct. 7, 2003	ROK	Common Stock Share Equivalents→ Common Stock (70)	70	·	·	Indirect
Aug. 21, 2003	ROK	Common Stock	8,473	·	·	Indirect
Aug. 21, 2003	ROK	Employee stock option (right to buy)→ Common Stock (2,429)	2,429	$13.77	Dec. 6, 2005	Direct
Aug. 21, 2003	ROK	Employee stock option (right to buy)→ Common Stock (2,510)	2,510	·	Dec. 9, 2006	Direct
Aug. 21, 2003	ROK	Employee stock option (right to buy)→ Common Stoc k (2,600)	2,600	$15.63	June 26, 2008	Direct
Aug. 21, 2003	ROK	Employee stock option (right to buy)→ Comm on Stock (9,000)	9,000	$20.35	Oct. 4, 2009	Direct
Aug. 21, 2003	ROK	Employee Stock Option→ Common Stock (22,000)	22,000	$13.40	Oct. 1, 2011	Direct
Aug. 21, 2003	ROK	Employee stock option (right to buy)→ Common Stock (25,000)	25,000	$15.50	Oct. 7, 2012	Direct
Aug. 21, 2003	ROK	Common Stock Share Equivalents→ Common Stock (70)	70	·	·	Indirect