Thomas Klein

Insider

First SEC filing: March 20, 2015 · Latest: March 20, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
March 18, 2015	XOMA	M	667	—	—	80,666 Direct	-0.82%	Disposed
March 18, 2015	XOMA	M	80,000	—	—	81,333 Direct	-49.59%	Disposed
March 18, 2015	XOMA	D	8,073	$4.01	$32,373	185,680 Direct	-4.17%	Disposed
March 18, 2015	XOMA	D	44,591	$4.01	$178,810	193,753 Direct	-18.71%	Disposed
March 18, 2015	XOMA	D	373	$4.01	$1,496	238,344 Direct	-0.16%	Disposed
March 18, 2015	XOMA	M	667	—	—	238,717 Direct	+0.28%	Acquired
March 18, 2015	XOMA	M	80,000	—	—	238,050 Direct	+50.62%	Acquired
Feb. 26, 2015	XOMA	A	86,910	$3.83	$332,865	86,910 Direct	—	Acquired
Feb. 26, 2015	XOMA	A	64,900	—	—	158,050 Direct	+69.67%	Acquired
March 18, 2014	XOMA	M	80,000	—	—	161,333 Direct	-33.15%	Disposed
March 18, 2014	XOMA	M	667	—	—	241,333 Direct	-0.28%	Disposed
March 18, 2014	XOMA	S	30,708	$6.32	$194,075	93,150 Direct	-24.79%	Disposed
March 18, 2014	XOMA	M	80,000	—	—	123,858 Direct	+182.41%	Acquired
March 18, 2014	XOMA	S	257	$6.32	$1,624	43,858 Direct	-0.58%	Disposed
March 18, 2014	XOMA	M	667	—	—	44,115 Direct	+1.54%	Acquired
Feb. 27, 2014	XOMA	A	60,000	$8.91	$534,600	60,000 Direct	—	Acquired
Feb. 27, 2014	XOMA	A	43,448	—	—	43,448 Direct	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 18, 2015	XOMA	Restricted Stock Units	Common Shares (667)	—	March 18, 2016	667	Disposed
March 18, 2015	XOMA	Restricted Stock Units	Common Shares (80,000)	—	March 18, 2016	80,000	Disposed
Feb. 26, 2015	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (86,910)	$3.83	Feb. 26, 2025	86,910	Acquired
March 18, 2014	XOMA	Restricted Stock Units	Common Shares (80,000)	—	March 18, 2016	80,000	Disposed
March 18, 2014	XOMA	Restricted Stock Units	Common Shares (667)	—	March 18, 2016	667	Disposed
Feb. 27, 2014	XOMA	Non-Qualified Share Option (right to buy)	Common Shares (60,000)	$8.91	Feb. 27, 2024	60,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 20, 2013	XOMA	Non-Qualified Share Option (right to buy)→ Common Shares (335,000)	335,000	Direct
March 20, 2013	XOMA	Restricted Stock Units→ Common Shares (240,000)	240,000	Direct

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$260,977	—	—	—	$0	—	$243,922	$978,493
2014	$391,400	—	—	—	$150,689	—	$12,880	$1,339,975
2013	$380,000	—	—	—	$128,757	—	$11,785	$2,127,939

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.